We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$226M
AUM Growth
+$161M
Cap. Flow
+$149M
Cap. Flow %
65.94%
Top 10 Hldgs %
33.85%
Holding
235
New
144
Increased
29
Reduced
5
Closed
57

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$21.8M
2
MSFT icon
Microsoft
MSFT
+$9.17M
3
AES icon
AES
AES
+$6.08M
4
JPM icon
JPMorgan Chase
JPM
+$4.85M
5
PSNL icon
Personalis
PSNL
+$4.85M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BABA icon
Alibaba
BABA
+$1.56M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.42M
4
RTN
Raytheon Company
RTN
+$1.24M
5
MA icon
Mastercard
MA
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 26.29%
2 Technology 20%
3 Financials 9.62%
4 Industrials 9.37%
5 Communication Services 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
51
PepsiCo
PEP
$191B
$1.21M 0.53%
+8,815
New +$1.2M
ENB icon
52
Enbridge
ENB
$121B
$1.2M 0.53%
+30,148
New +$1.13M
CFG icon
53
Citizens Financial Group
CFG
$30.1B
$1.19M 0.53%
+29,200
New +$1.09M
SSYS icon
54
Stratasys
SSYS
$700M
$1.18M 0.52%
+58,500
New +$1.17M
SO icon
55
Southern Company
SO
$109B
$1.17M 0.52%
+18,355
New +$1.14M
ABB
56
DELISTED
ABB Ltd
ABB
$1.16M 0.52%
+48,240
New +$1.03M
PM icon
57
Philip Morris
PM
$305B
$1.16M 0.51%
+13,600
New +$1.12M
PNC icon
58
PNC Financial Services
PNC
$99.6B
$1.1M 0.49%
+6,923
New +$1.04M
KO icon
59
Coca-Cola
KO
$362B
$1.1M 0.49%
+19,925
New +$1.07M
MMM icon
60
3M
MMM
$91.9B
$1.06M 0.47%
+7,194
New +$1.01M
GOOG icon
61
Alphabet (Google) Class C
GOOG
$3.99T
$1.05M 0.47%
15,760
-140
-0.9% -$9.03K
AMGN icon
62
Amgen
AMGN
$203B
$1.05M 0.47%
+4,370
New +$963K
WMT icon
63
Walmart Inc
WMT
$889B
$1.04M 0.46%
26,196
+12,396
+90% +$492K
BXMT icon
64
Blackstone Mortgage Trust
BXMT
$2.8B
$1.03M 0.46%
+27,633
New +$1.01M
CAT icon
65
Caterpillar
CAT
$402B
$960K 0.43%
+6,500
New +$907K
NEE icon
66
NextEra Energy
NEE
$185B
$944K 0.42%
+15,600
New +$911K
AGN
67
DELISTED
Allergan plc
AGN
$898K 0.4%
+4,697
New +$847K
CSX icon
68
CSX Corp
CSX
$96B
$897K 0.4%
+37,200
New +$880K
GE icon
69
GE Aerospace
GE
$375B
$875K 0.39%
15,725
+12,150
+340% +$628K
NEM icon
70
Newmont
NEM
$98.5B
$852K 0.38%
+19,600
New +$766K
MO icon
71
Altria Group
MO
$122B
$846K 0.37%
+16,954
New +$800K
UFI icon
72
UNIFI
UFI
$121M
$834K 0.37%
+33,000
New +$797K
QCOM icon
73
Qualcomm
QCOM
$179B
$829K 0.37%
+9,400
New +$786K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$3.99T
$825K 0.37%
12,320
+1,780
+17% +$115K
DD icon
75
DuPont de Nemours
DD
$18.9B
$817K 0.36%
+10,135
New +$841K
1 2
3
4 5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields & Co held 235 positions worth $226M, up 248% from $64.7M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields & Co deployed $149M of net new capital in Q4 2019, opening 144 new positions and adding to 29 existing holdings. Its largest new stake was Illumina: 72,026 shares worth $23.2M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 12% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was L3Harris, an estimated $668K trimmed.

  • Wellington Shields & Co's largest Q4 2019 buy was Illumina: 72,026 shares worth $23.2M.
  • Wellington Shields & Co added most to Microsoft in Q4 2019, an estimated $9.17M increase.
  • Wellington Shields & Co's biggest Q4 2019 reduction was L3Harris, cutting an estimated $668K.
  • Wellington Shields & Co fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, selling an estimated $4.83M.
  • Wellington Shields & Co's ten largest holdings make up 34% of its $226M portfolio in Q4 2019.
  • Wellington Shields & Co opened 144 new positions and closed 57 in Q4 2019.
  • Wellington Shields & Co's portfolio value rose 248% quarter-over-quarter to $226M.

Based on Wellington Shields & Co's 13F filing for Q4 2019, filed 11 Feb 2020.