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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$191M
AUM Growth
-$6.01M
Cap. Flow
+$1.46M
Cap. Flow %
0.77%
Top 10 Hldgs %
52.56%
Holding
139
New
16
Increased
30
Reduced
30
Closed
8

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$706K
2
AAPL icon
Apple
AAPL
+$650K
3
CVS icon
CVS Health
CVS
+$583K
4
CTWS
Connecticut Water Service Inc
CTWS
+$532K
5
UNP icon
Union Pacific
UNP
+$531K

Top Sells

Rank Stock Value
1
M icon
Macy's
M
+$1.05M
2
PM icon
Philip Morris
PM
+$987K
3
AAL icon
American Airlines Group
AAL
+$827K
4
MO icon
Altria Group
MO
+$643K
5
VOD icon
Vodafone
VOD
+$494K

Sector Composition

Rank Sector Weight
1 Healthcare 34.08%
2 Technology 20.66%
3 Industrials 12.04%
4 Consumer Staples 10.77%
5 Communication Services 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
51
Rithm Capital
RITM
$5.09B
$676K 0.35%
43,000
– –
CSX icon
52
CSX Corp
CSX
$98.6B
$672K 0.35%
56,100
+36,000
+179% +$404K
AXP icon
53
American Express
AXP
$223B
$630K 0.33%
8,500
– –
CAT icon
54
Caterpillar
CAT
$409B
$614K 0.32%
6,626
+4
+0.1% +$363
BGS icon
55
B&G Foods
BGS
$285M
$604K 0.32%
13,780
– –
KO icon
56
Coca-Cola
KO
$354B
$604K 0.32%
14,563
– –
DUK icon
57
Duke Energy
DUK
$102B
$599K 0.31%
7,721
+7
+0.1% +$536
CASI
58
DELISTED
CASI Pharmaceuticals
CASI
$581K 0.3%
50,547
– –
CVS icon
59
CVS Health
CVS
$137B
$568K 0.3%
+7,200
New +$583K
CTWS
60
DELISTED
Connecticut Water Service Inc
CTWS
$558K 0.29%
+10,000
New +$532K
BA icon
61
Boeing
BA
$165B
$553K 0.29%
3,550
+1,400
+65% +$204K
GIS icon
62
General Mills
GIS
$19.2B
$498K 0.26%
8,063
+50
+0.6% +$3.1K
COP icon
63
ConocoPhillips
COP
$147B
$489K 0.26%
+9,750
New +$450K
GOOGL icon
64
Alphabet (Google) Class A
GOOGL
$3.91T
$476K 0.25%
12,020
+6,500
+118% +$260K
CLX icon
65
Clorox
CLX
$11.6B
$468K 0.25%
3,900
+2,300
+144% +$271K
C icon
66
Citigroup
C
$222B
$466K 0.24%
7,840
– –
GLW icon
67
Corning
GLW
$126B
$463K 0.24%
19,080
– –
NSC icon
68
Norfolk Southern
NSC
$78.8B
$459K 0.24%
4,250
– –
EMN icon
69
Eastman Chemical
EMN
$7.8B
$440K 0.23%
5,850
– –
BDX icon
70
Becton Dickinson
BDX
$43.1B
$418K 0.22%
2,589
+9
+0.3% +$1.49K
YUM icon
71
Yum! Brands
YUM
$41B
$416K 0.22%
6,570
+1,117
+20% +$70.2K
IP icon
72
International Paper
IP
$22.3B
$414K 0.22%
8,240
-327
-4% -$15.1K
NEE icon
73
NextEra Energy
NEE
$187B
$406K 0.21%
13,600
– –
AFL icon
74
Aflac
AFL
$63.9B
$394K 0.21%
11,312
– –
M icon
75
Macy's
M
$6.15B
$394K 0.21%
11,000
-27,000
-71% -$1.05M
1 2
3
4 5

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EC
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HBWM
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BWM
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IPW
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TCM
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AC
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Wellington Shields & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields & Co held 139 positions worth $191M, down 3.1% from $197M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Wellington Shields & Co's Q4 2016 filing shows 16 new, 30 increased, 30 reduced and 8 closed positions. Its largest new stake was General Motors: 21,000 shares worth $732K. The largest sale was Macy's, an estimated $1.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2016 buy was General Motors: 21,000 shares worth $732K.
  • Wellington Shields & Co added most to Apple in Q4 2016, an estimated $650K increase.
  • Wellington Shields & Co's biggest Q4 2016 reduction was Macy's, cutting an estimated $1.05M.
  • Wellington Shields & Co fully exited Vodafone in Q4 2016, selling an estimated $494K.
  • Wellington Shields & Co's ten largest holdings make up 53% of its $191M portfolio in Q4 2016.
  • Wellington Shields & Co opened 16 new positions and closed 8 in Q4 2016.
  • Wellington Shields & Co's portfolio value fell 3.1% quarter-over-quarter to $191M.

Based on Wellington Shields & Co's 13F filing for Q4 2016, filed 2 Feb 2017.