We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+10.18%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$151M
AUM Growth
+$18.4M
Cap. Flow
+$6.22M
Cap. Flow %
4.13%
Top 10 Hldgs %
58.49%
Holding
116
New
20
Increased
31
Reduced
17
Closed
5

Top Buys

Rank Stock Value
1
SPNC
Spectranetics Corp
SPNC
+$587K
2
GE icon
GE Aerospace
GE
+$494K
3
GIS icon
General Mills
GIS
+$470K
4
DVY icon
iShares Select Dividend ETF
DVY
+$456K
5
IBM icon
IBM
IBM
+$422K

Top Sells

Rank Stock Value
1
FXEN
FX ENERGY INC
FXEN
+$1.39M
2
THOR
THORATEC CORPORATION
THOR
+$630K
3
XOM icon
ExxonMobil
XOM
+$306K
4
WMB icon
Williams Companies
WMB
+$221K
5
HPQ icon
HP
HPQ
+$174K

Sector Composition

Rank Sector Weight
1 Healthcare 40.98%
2 Technology 18%
3 Industrials 12.15%
4 Consumer Staples 7.88%
5 Communication Services 5.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
51
Eli Lilly
LLY
$1.07T
$497K 0.33%
5,900
+300
+5% +$24.9K
GIS icon
52
General Mills
GIS
$19.2B
$471K 0.31%
+8,175
New +$470K
CASI
53
DELISTED
CASI Pharmaceuticals
CASI
$470K 0.31%
48,933
-4
-0% -$45
DVY icon
54
iShares Select Dividend ETF
DVY
$24B
$451K 0.3%
+6,000
New +$456K
NSC icon
55
Norfolk Southern
NSC
$78.8B
$444K 0.29%
5,250
– –
EMN icon
56
Eastman Chemical
EMN
$7.8B
$395K 0.26%
5,850
– –
BDX icon
57
Becton Dickinson
BDX
$43.1B
$384K 0.25%
+2,555
New +$368K
XBI icon
58
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$384K 0.25%
+5,476
New +$373K
KMB icon
59
Kimberly-Clark
KMB
$36.4B
$382K 0.25%
3,000
+800
+36% +$96K
C icon
60
Citigroup
C
$222B
$380K 0.25%
7,340
– –
RTX icon
61
RTX Corp
RTX
$287B
$365K 0.24%
+6,038
New +$365K
NEE icon
62
NextEra Energy
NEE
$187B
$353K 0.23%
13,600
– –
GLW icon
63
Corning
GLW
$126B
$343K 0.23%
18,770
– –
GSK icon
64
GSK
GSK
$103B
$343K 0.23%
+6,800
New +$347K
CODI icon
65
Compass Diversified
CODI
$755M
$342K 0.23%
21,510
-1,070
-5% -$17.3K
AFL icon
66
Aflac
AFL
$63.9B
$339K 0.23%
11,312
– –
BXLT
67
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$338K 0.22%
8,650
– –
KHC icon
68
Kraft Heinz
KHC
$30.4B
$333K 0.22%
4,583
– –
XRX icon
69
Xerox
XRX
$337M
$332K 0.22%
11,846
– –
BAX icon
70
Baxter International
BAX
$11.6B
$330K 0.22%
8,650
– –
TIP icon
71
iShares TIPS Bond ETF
TIP
$14.5B
$329K 0.22%
3,000
– –
IP icon
72
International Paper
IP
$22.3B
$321K 0.21%
8,979
+320
+4% +$12.3K
INTC icon
73
Intel
INTC
$466B
$317K 0.21%
9,200
– –
SLB icon
74
SLB Ltd
SLB
$77.8B
$314K 0.21%
4,500
– –
VOD icon
75
Vodafone
VOD
$34.9B
$307K 0.2%
+9,509
New +$310K
1 2
3
4 5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2015 Portfolio in Review

As of Q4 2015, Wellington Shields & Co held 116 positions worth $151M, up 14% from $132M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co deployed $6.22M of net new capital in Q4 2015, opening 20 new positions and adding to 31 existing holdings. Its largest new stake was General Mills: 8,175 shares worth $471K.

By sector, the portfolio is most concentrated in Healthcare at 41% of assets, up from 40% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was ExxonMobil, an estimated $306K trimmed.

  • Wellington Shields & Co's largest Q4 2015 buy was General Mills: 8,175 shares worth $471K.
  • Wellington Shields & Co added most to Spectranetics Corp in Q4 2015, an estimated $587K increase.
  • Wellington Shields & Co's biggest Q4 2015 reduction was ExxonMobil, cutting an estimated $306K.
  • Wellington Shields & Co fully exited FX ENERGY INC in Q4 2015, selling an estimated $1.39M.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $151M portfolio in Q4 2015.
  • Wellington Shields & Co opened 20 new positions and closed 5 in Q4 2015.
  • Wellington Shields & Co's portfolio value rose 14% quarter-over-quarter to $151M.

Based on Wellington Shields & Co's 13F filing for Q4 2015, filed 8 Feb 2016.