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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$159M
AUM Growth
+$10.6M
Cap. Flow
-$446K
Cap. Flow %
-0.28%
Top 10 Hldgs %
58.27%
Holding
124
New
8
Increased
21
Reduced
27
Closed
11

Top Buys

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$881K
2
BRSL
Brightstar Lottery PLC
BRSL
+$450K
3
CBI
Chicago Bridge & Iron Nv
CBI
+$390K
4
C icon
Citigroup
C
+$386K
5
AMGN icon
Amgen
AMGN
+$205K

Top Sells

Rank Stock Value
1
TRN icon
Trinity Industries
TRN
+$333K
2
VOD icon
Vodafone
VOD
+$271K
3
FLR icon
Fluor
FLR
+$267K
4
DDD icon
3D Systems Corp
DDD
+$223K
5
CMCSA icon
Comcast
CMCSA
+$219K

Sector Composition

Rank Sector Weight
1 Healthcare 41.14%
2 Technology 15.55%
3 Industrials 8.55%
4 Energy 7.15%
5 Consumer Staples 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$307B
$545K 0.34%
10,066
-524
-5% -$27.1K
WM icon
52
Waste Management
WM
$96B
$542K 0.34%
12,883
– –
DUK icon
53
Duke Energy
DUK
$98.1B
$535K 0.34%
7,514
+6
+0.1% +$418
SO icon
54
Southern Company
SO
$106B
$533K 0.34%
12,132
+4
+0% +$168
DD
55
DELISTED
Du Pont De Nemours E I
DD
$520K 0.33%
8,162
– –
WY icon
56
Weyerhaeuser
WY
$17.3B
$519K 0.33%
17,700
– –
EMN icon
57
Eastman Chemical
EMN
$7.78B
$504K 0.32%
5,850
– –
AAPL icon
58
Apple
AAPL
$4.8T
$501K 0.32%
26,124
+168
+0.6% +$3.2K
BGS icon
59
B&G Foods
BGS
$293M
$497K 0.31%
16,500
-1,500
-8% -$47K
GLW icon
60
Corning
GLW
$132B
$474K 0.3%
22,770
+60
+0.3% +$1.13K
XRX icon
61
Xerox
XRX
$341M
$473K 0.3%
15,898
– –
CODI icon
62
Compass Diversified
CODI
$752M
$447K 0.28%
23,650
– –
MDLZ icon
63
Mondelez International
MDLZ
$77.4B
$419K 0.26%
12,140
– –
MTB icon
64
M&T Bank
MTB
$36.2B
$418K 0.26%
3,446
– –
PCO
65
DELISTED
Pendrell Corporation - Class A
PCO
$410K 0.26%
224
+24
+12% +$38.6K
TLM
66
DELISTED
TALISMAN ENERGY INC
TLM
$410K 0.26%
41,100
– –
BRSL
67
Brightstar Lottery PLC
BRSL
$1.97B
$409K 0.26%
+29,100
New +$450K
AMLP icon
68
Alerian MLP ETF
AMLP
$12.8B
$405K 0.26%
4,584
-55
-1% -$4.82K
F icon
69
Ford
F
$55.7B
$403K 0.25%
25,831
+3,933
+18% +$60.9K
THOR
70
DELISTED
THORATEC CORPORATION
THOR
$382K 0.24%
10,654
– –
GEF.B icon
71
Greif Class B
GEF.B
$3.49B
$376K 0.24%
6,400
– –
AFL icon
72
Aflac
AFL
$63.2B
$375K 0.24%
11,912
-200
-2% -$6.36K
C icon
73
Citigroup
C
$216B
$368K 0.23%
+7,740
New +$386K
CAT icon
74
Caterpillar
CAT
$398B
$363K 0.23%
3,650
– –
GDX icon
75
VanEck Gold Miners ETF
GDX
$21.6B
$359K 0.23%
15,200
– –
1 2
3
4 5

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DCM
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HFM
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EC
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HBWM
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BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
WSWA
Warren Street Wealth Advisors Newport Beach, California $393M AUM 23.31% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return

Wellington Shields & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Wellington Shields & Co held 124 positions worth $159M, up 7.2% from $148M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co's Q1 2014 filing shows 8 new, 21 increased, 27 reduced and 11 closed positions. Its largest new stake was AES Corporation Class C Preferred: 17,400 shares worth $889K. The largest sale was Trinity Industries, an estimated $333K.

By sector, the portfolio is most concentrated in Healthcare at 41% of assets, up from 37% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q1 2014 buy was AES Corporation Class C Preferred: 17,400 shares worth $889K.
  • Wellington Shields & Co added most to Chicago Bridge & Iron Nv in Q1 2014, an estimated $390K increase.
  • Wellington Shields & Co's biggest Q1 2014 reduction was Trinity Industries, cutting an estimated $333K.
  • Wellington Shields & Co fully exited Fluor in Q1 2014, selling an estimated $267K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $159M portfolio in Q1 2014.
  • Wellington Shields & Co opened 8 new positions and closed 11 in Q1 2014.
  • Wellington Shields & Co's portfolio value rose 7.2% quarter-over-quarter to $159M.

Based on Wellington Shields & Co's 13F filing for Q1 2014, filed 13 May 2014.