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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+17.96%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$148M
AUM Growth
+$21.4M
Cap. Flow
+$1.5M
Cap. Flow %
1.01%
Top 10 Hldgs %
55.66%
Holding
120
New
8
Increased
35
Reduced
29
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$534K
2
GEO icon
The GEO Group
GEO
+$356K
3
BX icon
Blackstone
BX
+$234K
4
SE
Spectra Energy Corp Wi
SE
+$211K
5
CMCSA icon
Comcast
CMCSA
+$203K

Top Sells

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$877K
2
ACTG icon
Acacia Research
ACTG
+$316K
3
C.PRR
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
+$200K
4
UEIC icon
Universal Electronics
UEIC
+$91.4K
5
UEC icon
Uranium Energy
UEC
+$84.7K

Sector Composition

Rank Sector Weight
1 Healthcare 36.89%
2 Technology 16.43%
3 Industrials 9.35%
4 Energy 7.7%
5 Consumer Staples 7.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
51
Waste Management
WM
$95.9B
$578K 0.39%
12,883
-200
-2% -$8.73K
WY icon
52
Weyerhaeuser
WY
$17.3B
$559K 0.38%
17,700
– –
AAPL icon
53
Apple
AAPL
$4.89T
$520K 0.35%
25,956
+7,056
+37% +$133K
DUK icon
54
Duke Energy
DUK
$102B
$518K 0.35%
7,508
+507
+7% +$35.5K
XRX icon
55
Xerox
XRX
$337M
$510K 0.34%
15,898
– –
MRK icon
56
Merck
MRK
$324B
$506K 0.34%
10,590
-236
-2% -$10.8K
VOD icon
57
Vodafone
VOD
$34.9B
$505K 0.34%
12,614
– –
DD
58
DELISTED
Du Pont De Nemours E I
DD
$504K 0.34%
8,162
– –
SO icon
59
Southern Company
SO
$110B
$499K 0.34%
12,128
-528
-4% -$21.8K
TRN icon
60
Trinity Industries
TRN
$2.97B
$491K 0.33%
25,002
-1,389
-5% -$25.2K
TLM
61
DELISTED
TALISMAN ENERGY INC
TLM
$479K 0.32%
41,100
– –
EMN icon
62
Eastman Chemical
EMN
$7.8B
$472K 0.32%
5,850
– –
CODI icon
63
Compass Diversified
CODI
$755M
$464K 0.31%
23,650
– –
MDLZ icon
64
Mondelez International
MDLZ
$77.7B
$429K 0.29%
12,140
– –
AMLP icon
65
Alerian MLP ETF
AMLP
$12.9B
$413K 0.28%
4,639
+57
+1% +$5K
AFL icon
66
Aflac
AFL
$63.9B
$405K 0.27%
12,112
+2,000
+20% +$65.6K
GLW icon
67
Corning
GLW
$126B
$405K 0.27%
22,710
– –
PCO
68
DELISTED
Pendrell Corporation - Class A
PCO
$402K 0.27%
200
– –
MTB icon
69
M&T Bank
MTB
$36.2B
$401K 0.27%
3,446
– –
THOR
70
DELISTED
THORATEC CORPORATION
THOR
$390K 0.26%
10,654
-375
-3% -$14.7K
GEF.B icon
71
Greif Class B
GEF.B
$3.65B
$376K 0.25%
6,400
– –
F icon
72
Ford
F
$57.3B
$338K 0.23%
21,898
+2,774
+15% +$46.5K
CAT icon
73
Caterpillar
CAT
$409B
$331K 0.22%
3,650
– –
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$330K 0.22%
3,000
– –
GDX icon
75
VanEck Gold Miners ETF
GDX
$23B
$321K 0.22%
15,200
-500
-3% -$11.5K
1 2
3
4 5

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DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
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AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields & Co held 120 positions worth $148M, up 17% from $126M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Wellington Shields & Co's Q4 2013 filing shows 8 new, 35 increased, 29 reduced and 4 closed positions. Its largest new stake was Blackstone: 8,566 shares worth $265K. The largest sale was AES Corporation Class C Preferred, an estimated $877K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 33% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2013 buy was Blackstone: 8,566 shares worth $265K.
  • Wellington Shields & Co added most to Microsoft in Q4 2013, an estimated $534K increase.
  • Wellington Shields & Co's biggest Q4 2013 reduction was Acacia Research, cutting an estimated $316K.
  • Wellington Shields & Co fully exited AES Corporation Class C Preferred in Q4 2013, selling an estimated $877K.
  • Wellington Shields & Co's ten largest holdings make up 56% of its $148M portfolio in Q4 2013.
  • Wellington Shields & Co opened 8 new positions and closed 4 in Q4 2013.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $148M.

Based on Wellington Shields & Co's 13F filing for Q4 2013, filed 11 Feb 2014.