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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
26
Kinder Morgan
KMI
$70.3B
$2.26M 0.83%
127,989
-1,635
-1% -$27.9K
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.08T
$2.19M 0.81%
15,699
+455
+3% +$61.1K
PFE icon
28
Pfizer
PFE
$144B
$2.08M 0.77%
72,279
-1,125
-2% -$34K
SHOP icon
29
Shopify
SHOP
$169B
$2.04M 0.75%
26,213
-3,897
-13% -$249K
HD icon
30
Home Depot
HD
$343B
$1.91M 0.7%
5,500
+14
+0.3% +$4.34K
BMY icon
31
Bristol-Myers Squibb
BMY
$130B
$1.9M 0.7%
36,983
+504
+1% +$26.5K
CVX icon
32
Chevron
CVX
$374B
$1.89M 0.7%
12,646
-15
-0.1% -$2.27K
EFX icon
33
Equifax
EFX
$22B
$1.79M 0.66%
7,229
-136
-2% -$27.6K
AVGO icon
34
Broadcom
AVGO
$1.81T
$1.77M 0.65%
15,860
+260
+2% +$24.6K
PXD
35
DELISTED
Pioneer Natural Resource Co.
PXD
$1.73M 0.64%
7,713
+1,314
+21% +$308K
WMT icon
36
Walmart Inc
WMT
$900B
$1.7M 0.63%
32,271
– –
WM icon
37
Waste Management
WM
$96.1B
$1.65M 0.61%
9,217
-500
-5% -$83.8K
FLR icon
38
Fluor
FLR
$6.89B
$1.55M 0.57%
39,600
-29,546
-43% -$1.09M
T icon
39
AT&T
T
$169B
$1.53M 0.56%
90,898
-3,358
-4% -$53K
CSCO icon
40
Cisco
CSCO
$456B
$1.46M 0.54%
28,837
+6,900
+31% +$353K
VZ icon
41
Verizon
VZ
$201B
$1.45M 0.53%
38,394
-3,093
-7% -$109K
WY icon
42
Weyerhaeuser
WY
$17.7B
$1.45M 0.53%
41,606
-1,030
-2% -$32.1K
SO icon
43
Southern Company
SO
$109B
$1.44M 0.53%
20,486
-260
-1% -$17.9K
AMGN icon
44
Amgen
AMGN
$212B
$1.39M 0.51%
4,814
– –
C icon
45
Citigroup
C
$222B
$1.36M 0.5%
26,491
-837
-3% -$37.1K
TMO icon
46
Thermo Fisher Scientific
TMO
$214B
$1.32M 0.49%
2,495
-229
-8% -$111K
EPD icon
47
Enterprise Products Partners
EPD
$83.6B
$1.26M 0.46%
47,648
-3,300
-6% -$87.9K
DVN icon
48
Devon Energy
DVN
$49.2B
$1.24M 0.46%
27,448
-2,952
-10% -$135K
OKE icon
49
Oneok
OKE
$55.9B
$1.22M 0.45%
17,320
– –
RTX icon
50
RTX Corp
RTX
$295B
$1.21M 0.45%
14,402
-400
-3% -$31.7K
1
2
3 4 5

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DCM
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EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
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IPW
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TCM
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AC
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Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.