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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$238M
AUM Growth
+$9.88M
Cap. Flow
-$2.24M
Cap. Flow %
-0.94%
Top 10 Hldgs %
40.04%
Holding
191
New
12
Increased
61
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$3.46M
2
CTEV
Claritev Corp
CTEV
+$3.03M
3
COHR icon
Coherent
COHR
+$2.87M
4
AMZN icon
Amazon
AMZN
+$772K
5
WMT icon
Walmart Inc
WMT
+$489K

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$4.77M
2
MOS icon
The Mosaic Company
MOS
+$3.99M
3
PSNL icon
Personalis
PSNL
+$2.14M
4
DNLI icon
Denali Therapeutics
DNLI
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$849K

Sector Composition

Rank Sector Weight
1 Healthcare 30.85%
2 Technology 22.73%
3 Industrials 10.14%
4 Financials 9.4%
5 Communication Services 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$645B
$2.27M 0.95%
15,245
+338
+2% +$50K
CASI
27
DELISTED
CASI Pharmaceuticals
CASI
$2.26M 0.95%
147,962
-10,599
-7% -$200K
FIS icon
28
Fidelity National Information Services
FIS
$23.9B
$1.95M 0.82%
13,222
+260
+2% +$37.6K
BX icon
29
Blackstone
BX
$103B
$1.87M 0.79%
35,833
+2,937
+9% +$157K
INTC icon
30
Intel
INTC
$420B
$1.83M 0.77%
35,425
-1,879
-5% -$97.7K
MRK icon
31
Merck
MRK
$324B
$1.83M 0.77%
23,077
+498
+2% +$39K
PSN icon
32
Parsons
PSN
$4.12B
$1.8M 0.76%
53,700
-3,500
-6% -$121K
EFX icon
33
Equifax
EFX
$22.2B
$1.78M 0.75%
11,349
– –
V icon
34
Visa
V
$708B
$1.75M 0.74%
8,776
+392
+5% +$78.3K
WMT icon
35
Walmart Inc
WMT
$907B
$1.71M 0.72%
36,597
+11,007
+43% +$489K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.1T
$1.64M 0.69%
22,280
+3,360
+18% +$256K
CMCSA icon
37
Comcast
CMCSA
$87.3B
$1.6M 0.67%
34,703
-1,869
-5% -$81.3K
PG icon
38
Procter & Gamble
PG
$340B
$1.56M 0.66%
11,250
+100
+0.9% +$13.3K
NEM icon
39
Newmont
NEM
$95.1B
$1.51M 0.63%
23,800
+5,100
+27% +$332K
LMT icon
40
Lockheed Martin
LMT
$133B
$1.46M 0.62%
3,820
– –
XOM icon
41
ExxonMobil
XOM
$654B
$1.43M 0.6%
41,611
– –
KMI icon
42
Kinder Morgan
KMI
$70.9B
$1.4M 0.59%
113,345
+200
+0.2% +$2.79K
WPC icon
43
W.P. Carey
WPC
$16.8B
$1.38M 0.58%
21,670
+1,229
+6% +$82.8K
WM icon
44
Waste Management
WM
$95.7B
$1.33M 0.56%
11,786
-149
-1% -$16.5K
CSCO icon
45
Cisco
CSCO
$453B
$1.31M 0.55%
33,376
+37
+0.1% +$1.61K
PEP icon
46
PepsiCo
PEP
$198B
$1.25M 0.52%
8,980
+125
+1% +$17K
UEIC icon
47
Universal Electronics
UEIC
$58.5M
$1.22M 0.51%
32,442
-2,000
-6% -$86.8K
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$4.11T
$1.22M 0.51%
16,620
– –
WY icon
49
Weyerhaeuser
WY
$17.6B
$1.21M 0.51%
42,476
– –
MMM icon
50
3M
MMM
$92.5B
$1.13M 0.47%
8,431
+1,210
+17% +$163K
1
2
3 4 5

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EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
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IPW
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TCM
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AC
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Wellington Shields & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields & Co held 191 positions worth $238M, up 4.3% from $228M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields & Co's Q3 2020 filing shows 12 new, 61 increased, 42 reduced and 11 closed positions. Its largest new stake was Bloom Energy: 231,572 shares worth $4.16M. The largest sale was 2U Inc, an estimated $4.77M.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, down from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q3 2020 buy was Bloom Energy: 231,572 shares worth $4.16M.
  • Wellington Shields & Co added most to Claritev Corp in Q3 2020, an estimated $3.03M increase.
  • Wellington Shields & Co's biggest Q3 2020 reduction was Personalis, cutting an estimated $2.14M.
  • Wellington Shields & Co fully exited 2U Inc in Q3 2020, selling an estimated $4.77M.
  • Wellington Shields & Co's ten largest holdings make up 40% of its $238M portfolio in Q3 2020.
  • Wellington Shields & Co opened 12 new positions and closed 11 in Q3 2020.
  • Wellington Shields & Co's portfolio value rose 4.3% quarter-over-quarter to $238M.

Based on Wellington Shields & Co's 13F filing for Q3 2020, filed 10 Nov 2020.