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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-12.36%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$132M
AUM Growth
-$168M
Cap. Flow
-$155M
Cap. Flow %
-117.17%
Top 10 Hldgs %
58.11%
Holding
114
New
4
Increased
9
Reduced
33
Closed
18

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$346K
2
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$298K
3
FXEN
FX ENERGY INC
FXEN
+$275K
4
VVC
Vectren Corporation
VVC
+$195K
5
PBCT
People's United Financial Inc
PBCT
+$194K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$148M
2
PNC icon
PNC Financial Services
PNC
+$564K
3
BAX icon
Baxter International
BAX
+$530K
4
HAL icon
Halliburton
HAL
+$517K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$373K

Sector Composition

Rank Sector Weight
1 Healthcare 39.91%
2 Technology 17.39%
3 Industrials 11.99%
4 Consumer Staples 8.08%
5 Communication Services 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$458B
$1.04M 0.79%
19,150
– –
UMBF icon
27
UMB Financial
UMBF
$10.7B
$1.02M 0.77%
20,000
– –
PG icon
28
Procter & Gamble
PG
$343B
$977K 0.74%
13,575
– –
WPC icon
29
W.P. Carey
WPC
$17.1B
$963K 0.73%
17,004
-2,310
-12% -$134K
CSCO icon
30
Cisco
CSCO
$450B
$850K 0.64%
32,374
– –
FIS icon
31
Fidelity National Information Services
FIS
$21.5B
$818K 0.62%
12,198
– –
BP icon
32
BP
BP
$113B
$749K 0.57%
29,113
– –
ABT icon
33
Abbott
ABT
$180B
$730K 0.55%
18,150
– –
KO icon
34
Coca-Cola
KO
$354B
$712K 0.54%
17,738
-300
-2% -$12K
JEF icon
35
Jefferies Financial Group
JEF
$12.9B
$705K 0.53%
38,876
– –
JNJ icon
36
Johnson & Johnson
JNJ
$635B
$686K 0.52%
7,349
+4
+0.1% +$387
AXP icon
37
American Express
AXP
$223B
$682K 0.52%
9,200
– –
TRN icon
38
Trinity Industries
TRN
$2.97B
$648K 0.49%
39,731
-133
-0.3% -$2.52K
THOR
39
DELISTED
THORATEC CORPORATION
THOR
$630K 0.48%
9,954
-300
-3% -$17.8K
MMM icon
40
3M
MMM
$89B
$610K 0.46%
5,143
– –
MRK icon
41
Merck
MRK
$324B
$594K 0.45%
12,607
– –
GEO icon
42
The GEO Group
GEO
$4.13B
$586K 0.44%
29,550
-750
-2% -$16.6K
PNC icon
43
PNC Financial Services
PNC
$100B
$575K 0.43%
6,446
-6,000
-48% -$564K
DUK icon
44
Duke Energy
DUK
$102B
$572K 0.43%
7,953
+7
+0.1% +$507
MDLZ icon
45
Mondelez International
MDLZ
$77.7B
$544K 0.41%
13,004
-1,766
-12% -$76.1K
SO icon
46
Southern Company
SO
$110B
$543K 0.41%
12,157
+5
+0% +$219
DD
47
DELISTED
Du Pont De Nemours E I
DD
$533K 0.4%
11,051
-586
-5% -$31.3K
CVX icon
48
Chevron
CVX
$388B
$531K 0.4%
6,729
– –
CASI
49
DELISTED
CASI Pharmaceuticals
CASI
$524K 0.4%
48,937
– –
WY icon
50
Weyerhaeuser
WY
$17.3B
$522K 0.39%
19,100
– –
1
2
3 4 5

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
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AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Wellington Shields & Co held 114 positions worth $132M, down 56% from $300M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co withdrew a net $155M in Q3 2015, closing 18 positions and reducing 33 holdings. Its most notable exit was Halliburton, an estimated $517K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, Wellington Shields & Co opened a new position in Kraft Heinz worth $323K.

  • Wellington Shields & Co's largest Q3 2015 buy was Kraft Heinz: 4,583 shares worth $323K.
  • Wellington Shields & Co added most to FX ENERGY INC in Q3 2015, an estimated $275K increase.
  • Wellington Shields & Co's biggest Q3 2015 reduction was Flowers Foods, cutting an estimated $148M.
  • Wellington Shields & Co fully exited Halliburton in Q3 2015, selling an estimated $517K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $132M portfolio in Q3 2015.
  • Wellington Shields & Co opened 4 new positions and closed 18 in Q3 2015.
  • Wellington Shields & Co's portfolio value fell 56% quarter-over-quarter to $132M.

Based on Wellington Shields & Co's 13F filing for Q3 2015, filed 24 Nov 2015.