We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+17.96%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$148M
AUM Growth
+$21.4M
Cap. Flow
+$1.5M
Cap. Flow %
1.01%
Top 10 Hldgs %
55.66%
Holding
120
New
8
Increased
35
Reduced
29
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$534K
2
GEO icon
The GEO Group
GEO
+$356K
3
BX icon
Blackstone
BX
+$234K
4
SE
Spectra Energy Corp Wi
SE
+$211K
5
CMCSA icon
Comcast
CMCSA
+$203K

Top Sells

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$877K
2
ACTG icon
Acacia Research
ACTG
+$316K
3
C.PRR
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
+$200K
4
UEIC icon
Universal Electronics
UEIC
+$91.4K
5
UEC icon
Uranium Energy
UEC
+$84.7K

Sector Composition

Rank Sector Weight
1 Healthcare 36.89%
2 Technology 16.43%
3 Industrials 9.35%
4 Energy 7.7%
5 Consumer Staples 7.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
26
W.P. Carey
WPC
$17.1B
$1.05M 0.71%
17,486
+828
+5% +$52.1K
PG icon
27
Procter & Gamble
PG
$343B
$1.04M 0.7%
12,755
– –
MO icon
28
Altria Group
MO
$122B
$1.02M 0.69%
26,550
-982
-4% -$36.3K
JEF icon
29
Jefferies Financial Group
JEF
$12.9B
$986K 0.67%
38,876
– –
ABBV icon
30
AbbVie
ABBV
$458B
$974K 0.66%
18,450
-100
-0.5% -$4.92K
FLG
31
Flagstar Bank National Association
FLG
$5.77B
$949K 0.64%
18,783
+216
+1% +$10.5K
BAX icon
32
Baxter International
BAX
$11.6B
$946K 0.64%
25,045
+460
+2% +$16.7K
EFX icon
33
Equifax
EFX
$20.3B
$926K 0.63%
13,399
-1
-0% -$65
CASI
34
DELISTED
CASI Pharmaceuticals
CASI
$892K 0.6%
53,407
– –
JNJ icon
35
Johnson & Johnson
JNJ
$635B
$845K 0.57%
9,230
+255
+3% +$23.5K
BONT
36
DELISTED
Bon-Ton Stores Inc/The
BONT
$820K 0.55%
50,500
– –
KO icon
37
Coca-Cola
KO
$354B
$801K 0.54%
19,395
+466
+2% +$18.4K
AXP icon
38
American Express
AXP
$223B
$789K 0.53%
8,700
– –
FCX icon
39
Freeport-McMoran
FCX
$90B
$756K 0.51%
20,038
-95
-0.5% -$3.37K
ETP
40
DELISTED
Energy Transfer Partners L.p.
ETP
$751K 0.51%
13,118
-750
-5% -$39.8K
CSCO icon
41
Cisco
CSCO
$450B
$728K 0.49%
32,474
-100
-0.3% -$2.21K
CVX icon
42
Chevron
CVX
$388B
$724K 0.49%
5,795
+137
+2% +$16.6K
ABT icon
43
Abbott
ABT
$180B
$707K 0.48%
18,450
-100
-0.5% -$3.69K
GEO icon
44
The GEO Group
GEO
$4.13B
$670K 0.45%
31,200
+15,900
+104% +$356K
FIS icon
45
Fidelity National Information Services
FIS
$21.5B
$655K 0.44%
12,198
-2
-0% -$99
HPQ icon
46
HP
HPQ
$23.5B
$616K 0.42%
48,444
– –
BGS icon
47
B&G Foods
BGS
$285M
$610K 0.41%
18,000
+1,400
+8% +$48K
HAL icon
48
Halliburton
HAL
$27.9B
$609K 0.41%
12,000
– –
PCL
49
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$606K 0.41%
13,025
+3
+0% +$137
MMM icon
50
3M
MMM
$89B
$589K 0.4%
5,023
– –
1
2
3 4 5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields & Co held 120 positions worth $148M, up 17% from $126M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Wellington Shields & Co's Q4 2013 filing shows 8 new, 35 increased, 29 reduced and 4 closed positions. Its largest new stake was Blackstone: 8,566 shares worth $265K. The largest sale was AES Corporation Class C Preferred, an estimated $877K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 33% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2013 buy was Blackstone: 8,566 shares worth $265K.
  • Wellington Shields & Co added most to Microsoft in Q4 2013, an estimated $534K increase.
  • Wellington Shields & Co's biggest Q4 2013 reduction was Acacia Research, cutting an estimated $316K.
  • Wellington Shields & Co fully exited AES Corporation Class C Preferred in Q4 2013, selling an estimated $877K.
  • Wellington Shields & Co's ten largest holdings make up 56% of its $148M portfolio in Q4 2013.
  • Wellington Shields & Co opened 8 new positions and closed 4 in Q4 2013.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $148M.

Based on Wellington Shields & Co's 13F filing for Q4 2013, filed 11 Feb 2014.