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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$126M
AUM Growth
+$123M
Cap. Flow
+$4.06M
Cap. Flow %
3.21%
Top 10 Hldgs %
53.6%
Holding
132
New
10
Increased
34
Reduced
18
Closed
20

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$1.12M
2
PFE icon
Pfizer
PFE
+$438K
3
XOM icon
ExxonMobil
XOM
+$397K
4
GE icon
GE Aerospace
GE
+$342K
5
AAPL icon
Apple
AAPL
+$313K

Top Sells

Rank Stock Value
1
EFX icon
Equifax
EFX
+$695K
2
UEC icon
Uranium Energy
UEC
+$677K
3
SPNC
Spectranetics Corp
SPNC
+$339K
4
ILMN icon
Illumina
ILMN
+$275K
5
VOD icon
Vodafone
VOD
+$86.8K

Sector Composition

Rank Sector Weight
1 Healthcare 33.07%
2 Technology 17.34%
3 Industrials 9.65%
4 Consumer Staples 7.77%
5 Energy 7.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$939B
$988K 0.78%
19,119
+2,000
+12% +$107K
PG icon
27
Procter & Gamble
PG
$343B
$964K 0.76%
12,755
– –
CASI
28
DELISTED
CASI Pharmaceuticals
CASI
$961K 0.76%
53,407
– –
JEF icon
29
Jefferies Financial Group
JEF
$12.9B
$948K 0.75%
38,876
– –
MO icon
30
Altria Group
MO
$122B
$946K 0.75%
27,532
– –
BAX icon
31
Baxter International
BAX
$11.6B
$877K 0.69%
24,585
-184
-0.7% -$7.14K
AES.PRC.CL
32
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$877K 0.69%
17,400
– –
FLG
33
Flagstar Bank National Association
FLG
$5.77B
$842K 0.67%
18,567
– –
ABBV icon
34
AbbVie
ABBV
$458B
$830K 0.66%
18,550
+3,450
+23% +$153K
ACTG icon
35
Acacia Research
ACTG
$450M
$820K 0.65%
35,542
– –
EFX icon
36
Equifax
EFX
$20.3B
$802K 0.63%
13,400
-11,298
-46% -$695K
JNJ icon
37
Johnson & Johnson
JNJ
$635B
$778K 0.62%
8,975
-295
-3% -$26.5K
CSCO icon
38
Cisco
CSCO
$450B
$763K 0.6%
32,574
+4,497
+16% +$112K
ETP
39
DELISTED
Energy Transfer Partners L.p.
ETP
$722K 0.57%
13,868
+1,000
+8% +$51.6K
KO icon
40
Coca-Cola
KO
$354B
$717K 0.57%
18,929
-601
-3% -$23.8K
CVX icon
41
Chevron
CVX
$388B
$687K 0.54%
5,658
+1
+0% +$123
FCX icon
42
Freeport-McMoran
FCX
$90B
$666K 0.53%
20,133
+23
+0.1% +$703
AXP icon
43
American Express
AXP
$223B
$657K 0.52%
8,700
– –
ABT icon
44
Abbott
ABT
$180B
$616K 0.49%
18,550
+3,450
+23% +$121K
PCL
45
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$610K 0.48%
13,022
+3
+0% +$141
HAL icon
46
Halliburton
HAL
$27.9B
$578K 0.46%
12,000
– –
BGS icon
47
B&G Foods
BGS
$285M
$574K 0.45%
16,600
– –
FIS icon
48
Fidelity National Information Services
FIS
$21.5B
$567K 0.45%
12,200
– –
WM icon
49
Waste Management
WM
$95.9B
$540K 0.43%
13,083
+50
+0.4% +$2.08K
BONT
50
DELISTED
Bon-Ton Stores Inc/The
BONT
$533K 0.42%
50,500
– –
1
2
3 4 5

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields & Co held 132 positions worth $126M, up 3,726% from $3.31M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Wellington Shields & Co deployed $4.06M of net new capital in Q3 2013, opening 10 new positions and adding to 34 existing holdings. Its largest new stake was Valero Energy: 31,800 shares worth $1.09M.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Equifax, an estimated $695K trimmed.

  • Wellington Shields & Co's largest Q3 2013 buy was Valero Energy: 31,800 shares worth $1.09M.
  • Wellington Shields & Co added most to Pfizer in Q3 2013, an estimated $438K increase.
  • Wellington Shields & Co's biggest Q3 2013 reduction was Equifax, cutting an estimated $695K.
  • Wellington Shields & Co fully exited Enbridge Energy Partners in Q3 2013, selling an estimated $3.09K.
  • Wellington Shields & Co's ten largest holdings make up 54% of its $126M portfolio in Q3 2013.
  • Wellington Shields & Co opened 10 new positions and closed 20 in Q3 2013.
  • Wellington Shields & Co's portfolio value rose 3,726% quarter-over-quarter to $126M.

Based on Wellington Shields & Co's 13F filing for Q3 2013, filed 15 Nov 2013.