We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
276
Quanta Services
PWR
$98.7B
$27.6K 0.01%
128
-437
-77% -$80.7K
GAB icon
277
Gabelli Equity Trust
GAB
$1.76B
$27.6K 0.01%
5,428
– –
LICY
278
DELISTED
Li-Cycle Holdings Corp.
LICY
$27K 0.01%
5,772
-878
-13% -$9.97K
CIBR icon
279
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$26.9K 0.01%
500
– –
BIIB icon
280
Biogen
BIIB
$30.7B
$25.9K 0.01%
100
– –
AQMS icon
281
Aqua Metals
AQMS
$10.2M
$24.2K 0.01%
160
– –
STZ icon
282
Constellation Brands
STZ
$22.3B
$24.2K 0.01%
100
– –
STLD icon
283
Steel Dynamics
STLD
$36.2B
$23.6K 0.01%
200
– –
PGEN icon
284
Precigen
PGEN
$2.12B
$22.8K 0.01%
17,000
– –
CODI icon
285
Compass Diversified
CODI
$756M
$18.1K 0.01%
805
-1,070
-57% -$21K
SYK icon
286
Stryker
SYK
$133B
$17.4K 0.01%
58
– –
ADP icon
287
Automatic Data Processing
ADP
$105B
$9.09K ﹤0.01%
39
-100
-72% -$23.3K
BIL icon
288
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$9.05K ﹤0.01%
99
– –
XLC icon
289
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$6.97K ﹤0.01%
96
– –
ASML icon
290
ASML
ASML
$634B
$3.79K ﹤0.01%
+5
New +$3.3K
PBR icon
291
Petrobras
PBR
$123B
$2.88K ﹤0.01%
180
– –
SLV icon
292
iShares Silver Trust
SLV
$28.6B
$2.18K ﹤0.01%
100
– –
VOO icon
293
Vanguard S&P 500 ETF
VOO
$972B
$437 ﹤0.01%
1
– –
BABA icon
294
Alibaba
BABA
$279B
– –
-2,055
Closed -$178K
BUD icon
295
AB InBev
BUD
$166B
– –
-3,417
Closed -$189K
GDX icon
296
VanEck Gold Miners ETF
GDX
$23.5B
– –
-1,500
Closed -$40.4K
GEO icon
297
The GEO Group
GEO
$4.1B
– –
-12,300
Closed -$101K
GM icon
298
General Motors
GM
$80B
– –
-14,400
Closed -$475K
HACK icon
299
Amplify Cybersecurity ETF
HACK
$2.64B
– –
-1,565
Closed -$80.8K
KOD icon
300
Kodiak Sciences
KOD
$2.66B
– –
-80,000
Closed -$144K
9 10 11
12
13

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.