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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
251
Invesco S&P 500 Equal Weight ETF
RSP
$96.7B
$79.3K 0.03%
+502
New +$72.9K
XLI icon
252
State Street Industrial Select Sector SPDR ETF
XLI
$32.6B
$78.8K 0.03%
692
-598
-46% -$62.8K
ADBE icon
253
Adobe
ADBE
$97.6B
$78.8K 0.03%
132
+47
+55% +$27.1K
BAC icon
254
Bank of America
BAC
$434B
$77.4K 0.03%
2,298
– –
KYN icon
255
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$75.7K 0.03%
8,625
– –
UEIC icon
256
Universal Electronics
UEIC
$58.1M
$68.5K 0.03%
7,300
-5,642
-44% -$46.1K
STXS icon
257
Stereotaxis
STXS
$126M
$65.1K 0.02%
37,193
+1,800
+5% +$2.91K
NRT
258
North European Oil Royalty Trust
NRT
$81.4M
$63K 0.02%
10,800
– –
UBER icon
259
Uber
UBER
$142B
$61.6K 0.02%
+1,000
New +$52.3K
URI icon
260
United Rentals
URI
$66.8B
$61.4K 0.02%
107
-78
-42% -$36.8K
JEPQ icon
261
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$60.2K 0.02%
+1,205
New +$58.2K
SOXX icon
262
iShares Semiconductor ETF
SOXX
$42.3B
$59.3K 0.02%
309
– –
YUM icon
263
Yum! Brands
YUM
$42.4B
$58.8K 0.02%
450
– –
MS icon
264
Morgan Stanley
MS
$332B
$58.4K 0.02%
626
+251
+67% +$20.1K
TGT icon
265
Target
TGT
$65.1B
$57K 0.02%
400
– –
JEPI icon
266
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$55K 0.02%
+1,000
New +$53.9K
XLV icon
267
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$54.6K 0.02%
400
– –
IGV icon
268
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$52.7K 0.02%
650
– –
EA icon
269
Electronic Arts
EA
$53B
$49.8K 0.02%
+364
New +$48.1K
IDA icon
270
Idacorp
IDA
$7.99B
$49.2K 0.02%
500
– –
AMD icon
271
Advanced Micro Devices
AMD
$800B
$47.6K 0.02%
323
+66
+26% +$7.78K
CEG icon
272
Constellation Energy
CEG
$93.7B
$41.3K 0.02%
353
+350
+11,667% +$40.9K
GVA icon
273
Granite Construction
GVA
$5.18B
$33.1K 0.01%
650
– –
CW icon
274
Curtiss-Wright
CW
$26.5B
$29.4K 0.01%
132
-124
-48% -$25.9K
LUMN icon
275
Lumen
LUMN
$6.7B
$28.9K 0.01%
15,816
-1,295
-8% -$1.83K
9 10
11
12 13

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.