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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
226
Alerian MLP ETF
AMLP
$12.9B
$133K 0.05%
3,120
– –
WPM icon
227
Wheaton Precious Metals
WPM
$51.5B
$128K 0.05%
+2,600
New +$118K
AHRT
228
AH Realty Trust
AHRT
$536M
$124K 0.05%
10,000
– –
KGS icon
229
Kodiak Gas Services
KGS
$5.88B
$120K 0.04%
+6,000
New +$108K
CCI icon
230
Crown Castle
CCI
$33.4B
$115K 0.04%
1,000
– –
CARR icon
231
Carrier Global
CARR
$50.6B
$115K 0.04%
2,000
– –
NVO
232
Novo Nordisk
NVO
$228B
$114K 0.04%
1,100
– –
TFC icon
233
Truist Financial
TFC
$63.5B
$111K 0.04%
3,000
– –
LECO icon
234
Lincoln Electric
LECO
$13.7B
$109K 0.04%
500
– –
TSLA icon
235
Tesla
TSLA
$1.22T
$103K 0.04%
415
-13
-3% -$3.09K
CG icon
236
Carlyle Group
CG
$16.3B
$103K 0.04%
2,528
– –
BXMT icon
237
Blackstone Mortgage Trust
BXMT
$2.52B
$102K 0.04%
4,796
-19,405
-80% -$418K
PFF icon
238
iShares Preferred and Income Securities ETF
PFF
$13.3B
$102K 0.04%
+3,260
New +$97.4K
DE icon
239
Deere & Co
DE
$162B
$101K 0.04%
252
-81
-24% -$30.5K
TPIC
240
DELISTED
TPI Composites
TPIC
$97.3K 0.04%
23,509
-2,274
-9% -$5.92K
AGG icon
241
iShares Core US Aggregate Bond ETF
AGG
$138B
$97.1K 0.04%
+978
New +$93.1K
INTU icon
242
Intuit
INTU
$86.3B
$94.4K 0.03%
+151
New +$83.3K
EW icon
243
Edwards Lifesciences
EW
$50B
$90.5K 0.03%
1,187
+37
+3% +$2.57K
CTAS icon
244
Cintas
CTAS
$82.8B
$90.4K 0.03%
+600
New +$80.4K
GWW icon
245
W.W. Grainger
GWW
$64B
$89.5K 0.03%
108
-92
-46% -$70.8K
NSLR
246
Neostellar Capital Corp
NSLR
$270M
$88.4K 0.03%
22,438
– –
GSK icon
247
GSK
GSK
$104B
$88.2K 0.03%
2,379
-880
-27% -$31.6K
LNG icon
248
Cheniere Energy
LNG
$54.1B
$86K 0.03%
504
-440
-47% -$75.6K
MNKD icon
249
MannKind Corp
MNKD
$1.27B
$83.9K 0.03%
23,040
-3,000
-12% -$11.5K
CL icon
250
Colgate-Palmolive
CL
$73.3B
$79.7K 0.03%
1,000
– –
8 9
10
11 12

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.