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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
226
DELISTED
Celgene Corp
CELG
– –
-7,140
Closed -$660K
6 7 8 9
10

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HBWM
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BWM
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IPW
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Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.