WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.14%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.1B
AUM Growth
-$126M
Cap. Flow
-$472M
Cap. Flow %
-43.07%
Top 10 Hldgs %
37.75%
Holding
630
New
167
Increased
37
Reduced
51
Closed
317

Top Buys

1
BXG
Bluegreen Vacations Corporation Common Stock
BXG
$28.4M
2
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$28M
3
MVST icon
Microvast
MVST
$22.5M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$21M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$20.8M

Top Sells

1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$17.8M
2
KDP icon
Keurig Dr Pepper
KDP
$15.6M
3
HPK icon
HighPeak Energy
HPK
$12.4M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$12.4M
5
NEE icon
NextEra Energy, Inc.
NEE
$11.8M

Sector Composition

1 Financials 10.17%
2 Technology 8.5%
3 Consumer Discretionary 8.08%
4 Communication Services 7.51%
5 Industrials 5.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPC icon
526
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
– –
-39,457
Closed -$329K
KIO
527
KKR Income Opportunities Fund
KIO
$514M
– –
-33,403
Closed -$476K
KTF
528
DWS Municipal Income Trust
KTF
$351M
– –
-36,001
Closed -$371K
LDP icon
529
Cohen & Steers Duration Preferred & Income Fund
LDP
$631M
– –
-11,435
Closed -$249K
LEO
530
BNY Mellon Strategic Municipals
LEO
$375M
– –
-70,509
Closed -$506K
LRMR icon
531
Larimar Therapeutics
LRMR
$337M
– –
-1,421
Closed -$84K
THQ
532
abrdn Healthcare Opportunities Fund
THQ
$712M
– –
-14,761
Closed -$248K
VANI icon
533
Vivani Medical
VANI
$76.4M
– –
-1,979
Closed -$42K
CEN
534
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-2,260
Closed -$155K
GER
535
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-4,308
Closed -$170K
DEX
536
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-28,696
Closed -$250K
IVH
537
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-32,917
Closed -$399K
MGU
538
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-16,288
Closed -$306K
SRNE
539
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-26,420
Closed -$63K
VLDR
540
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-25,000
Closed -$240K
MYF
541
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
– –
-10,969
Closed -$139K
JSD
542
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-23,962
Closed -$343K
NUO
543
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-13,600
Closed -$181K
JTA
544
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-19,631
Closed -$199K
JDD
545
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-22,925
Closed -$212K
BBF
546
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-12,400
Closed -$149K
TIBRU
547
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-75,000
Closed -$766K
NFJ
548
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-117,485
Closed -$1.26M
AER icon
549
AerCap
AER
$22B
– –
-51,944
Closed -$2.06M
AFB
550
AllianceBernstein National Municipal Income Fund
AFB
$300M
– –
-37,580
Closed -$456K
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