Weiss Asset Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Weiss Asset Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-26,747	Closed	-$385K	–	546
2018 Q4	$385K	Buy	+26,747	New	+$405K	0.03%	238
2018 Q1	–	Sell	-12,883	Closed	-$209K	–	327
2017 Q4	$209K	Buy	+12,883	New	+$212K	0.02%	201
2016 Q1	–	Sell	-32,207	Closed	-$488K	–	210
2015 Q4	$488K	Buy	+32,207	New	+$493K	0.12%	119

Other funds holding AFT

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Weiss Asset Management's AFT Position: Q1 2019 in Review

Weiss Asset Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q1 2019, closing a stake of 26,747 shares — an estimated $385K sold.

Weiss Asset Management first reported a position in AFT in Q4 2015 and held it in 3 quarters. The position peaked at $488K in Q4 2015. 58 funds tracked by Wall St. Rank hold AFT as of Q1 2019.

Weiss Asset Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q1 2019 after selling out during the quarter.
Weiss Asset Management sold 26,747 Apollo Senior Floating Rate Fund Inc. shares in Q1 2019, an estimated $385K.
Weiss Asset Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2015 and held it in 3 quarters.
Weiss Asset Management's Apollo Senior Floating Rate Fund Inc. position peaked at $488K in Q4 2015.
58 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q1 2019.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.