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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.28B
AUM Growth
-$144M
Cap. Flow
-$323M
Cap. Flow %
-25.26%
Top 10 Hldgs %
34.76%
Holding
626
New
172
Increased
38
Reduced
52
Closed
323

Top Buys

Rank Stock Value
1
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
+$27.9M
2
BXG
Bluegreen Vacations Corporation Common Stock
BXG
+$27M
3
MVST icon
Microvast
MVST
+$22.5M
4
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$21.4M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$20.8M

Top Sells

Rank Stock Value
1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
+$17.8M
2
KDP icon
Keurig Dr Pepper
KDP
+$15.6M
3
HPK icon
HighPeak Energy
HPK
+$12.4M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.4M
5
NEE icon
NextEra Energy
NEE
+$11.8M

Sector Composition

Rank Sector Weight
1 Technology 9.2%
2 Financials 8.73%
3 Consumer Discretionary 6.93%
4 Communication Services 5.4%
5 Industrials 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEO
476
Adams Natural Resources Fund
PEO
$722M
– –
-43,005
Closed -$603K
PFD
477
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
– –
-11,482
Closed -$133K
PFL
478
PIMCO Income Strategy Fund
PFL
$385M
– –
-17,133
Closed -$186K
PFN
479
PIMCO Income Strategy Fund II
PFN
$698M
– –
-59,477
Closed -$567K
PHT
480
DELISTED
Pioneer High Income Fund
PHT
– –
-38,829
Closed -$309K
PML
481
PIMCO Municipal Income Fund II
PML
$487M
– –
-46,100
Closed -$614K
PMM
482
Franklin Managed Municipal Income Trust
PMM
$269M
– –
-45,277
Closed -$304K
PPT
483
Franklin Premier Income Trust
PPT
$328M
– –
-83,829
Closed -$393K
PTY icon
484
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
– –
-40,234
Closed -$617K
QGEN icon
485
Qiagen
QGEN
$8.6B
– –
-50,145
Closed -$1.83M
QQQ icon
486
Invesco QQQ Trust
QQQ
$483B
– –
-21,000
Closed -$3.24M
QQQX icon
487
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
– –
-43,816
Closed -$876K
RA
488
Brookfield Real Assets Income Fund
RA
$712M
– –
-74,497
Closed -$1.42M
RITM icon
489
Rithm Capital
RITM
$5.65B
– –
-100,000
Closed -$1.42M
RNP icon
490
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
– –
-33,025
Closed -$588K
RQI icon
491
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-124,735
Closed -$1.29M
RVT icon
492
Royce Value Trust
RVT
$2.29B
– –
-177,659
Closed -$2.1M
SABA
493
Saba Capital Income & Opportunities Fund II
SABA
$224M
– –
-9,611
Closed -$116K
SCD
494
LMP Capital and Income Fund
SCD
$358M
– –
-14,411
Closed -$154K
SOR
495
Source Capital
SOR
$382M
– –
-8,021
Closed -$261K
SPWH icon
496
Sportsman's Warehouse
SPWH
$46.4M
– –
-14,900
Closed -$65K
SPXX icon
497
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$339M
– –
-16,112
Closed -$226K
STEW
498
SRH Total Return Fund
STEW
$1.81B
– –
-55,105
Closed -$575K
STK
499
Columbia Seligman Premium Technology Growth Fund
STK
$914M
– –
-12,475
Closed -$210K
SVRA icon
500
Savara
SVRA
$1.12B
– –
-10,173
Closed -$77K
18 19
20
21 22

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CGPCS
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TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
AL
Appaloosa LP Short Hills, New Jersey $5.93B AUM 44.55% 1-Year Est. Return
BP
BC Partners New York $5.96B AUM 15.21% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
LIP
Liontrust Investment Partners London, United Kingdom $5.86B AUM 23.75% 1-Year Est. Return
CIC
Crawford Investment Counsel Atlanta, Georgia $5.85B AUM 12.61% 1-Year Est. Return
BSL
Blue Sparrow LLC Dover, Delaware $5.85B AUM

Weiss Asset Management's Q1 2019 Portfolio in Review

As of Q1 2019, Weiss Asset Management held 626 positions worth $1.28B, down 10% from $1.42B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Weiss Asset Management withdrew a net $323M in Q1 2019, closing 323 positions and reducing 52 holdings. Its most notable exit was Keurig Dr Pepper, an estimated $15.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Weiss Asset Management opened a new position in Hennessy Capital Acquisition Corp. IV Unit worth $28M.

  • Weiss Asset Management's largest Q1 2019 buy was Hennessy Capital Acquisition Corp. IV Unit: 2,777,580 shares worth $28M.
  • Weiss Asset Management added most to Sprott Physical Gold and Silver Trust in Q1 2019, an estimated $21.4M increase.
  • Weiss Asset Management's biggest Q1 2019 reduction was RLJ Lodging Trust $1.95 Series A Preferred Stock, cutting an estimated $17.8M.
  • Weiss Asset Management fully exited Keurig Dr Pepper in Q1 2019, selling an estimated $15.6M.
  • Weiss Asset Management's ten largest holdings make up 35% of its $1.28B portfolio in Q1 2019.
  • Weiss Asset Management opened 172 new positions and closed 323 in Q1 2019.
  • Weiss Asset Management's portfolio value fell 10% quarter-over-quarter to $1.28B.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.