WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRCG.WS
301
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-954,212
Closed -$2.25M
CJ
302
DELISTED
C&J Energy Services, Inc.
CJ
– –
-12,500
Closed -$134K
CHAC.WS
303
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
– –
-226,538
Closed -$179K
ALDR
304
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
– –
-577,247
Closed -$10.9M
NYT icon
305
New York Times
NYT
$9.6B
– –
0
– –
IMDX
306
Insight Molecular Diagnostics Inc. Common Stock
IMDX
$71M
– –
-915
Closed -$38K
OI icon
307
O-I Glass
OI
$1.97B
– –
-13,600
Closed -$140K
OSUR icon
308
OraSure Technologies
OSUR
$236M
– –
-18,400
Closed -$137K
PACB icon
309
Pacific Biosciences
PACB
$381M
– –
-35,793
Closed -$185K
PFF icon
310
iShares Preferred and Income Securities ETF
PFF
$14.5B
– –
0
– –
PHGE icon
311
BiomX
PHGE
$13.7M
– –
-24,900
Closed -$2.53M
PR icon
312
Permian Resources
PR
$9.75B
– –
-30,900
Closed -$140K
PSEC icon
313
Prospect Capital
PSEC
$1.34B
– –
0
– –
BBCP icon
314
Concrete Pumping Holdings
BBCP
$397M
– –
-76,193
Closed -$302K
BDJ icon
315
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
– –
-72,725
Closed -$668K
BHK icon
316
BlackRock Core Bond Trust
BHK
$707M
– –
-15,450
Closed -$223K
BN icon
317
Brookfield
BN
$99.5B
– –
-54,990
Closed -$1.56M
BTO
318
John Hancock Financial Opportunities Fund
BTO
$744M
– –
-8,400
Closed -$270K
BXMX icon
319
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
– –
-29,168
Closed -$381K
CLS icon
320
Celestica
CLS
$27.9B
– –
-23,687
Closed -$170K
CNDT icon
321
Conduent
CNDT
$447M
– –
-21,900
Closed -$136K
CNX icon
322
CNX Resources
CNX
$4.18B
– –
-40,234
Closed -$292K
COHR icon
323
Coherent
COHR
$15.2B
– –
-202,217
Closed -$7.12M
COMM icon
324
CommScope
COMM
$3.55B
– –
-11,700
Closed -$138K
CSQ icon
325
Calamos Strategic Total Return Fund
CSQ
$2.98B
– –
-23,920
Closed -$304K
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