WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.14%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.1B
AUM Growth
-$126M
Cap. Flow
-$472M
Cap. Flow %
-43.07%
Top 10 Hldgs %
37.75%
Holding
630
New
167
Increased
37
Reduced
51
Closed
317

Top Buys

1
BXG
Bluegreen Vacations Corporation Common Stock
BXG
$28.4M
2
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$28M
3
MVST icon
Microvast
MVST
$22.5M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$21M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$20.8M

Top Sells

1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$17.8M
2
KDP icon
Keurig Dr Pepper
KDP
$15.6M
3
HPK icon
HighPeak Energy
HPK
$12.4M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$12.4M
5
NEE icon
NextEra Energy, Inc.
NEE
$11.8M

Sector Composition

1 Financials 10.17%
2 Technology 8.5%
3 Consumer Discretionary 8.08%
4 Communication Services 7.51%
5 Industrials 5.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPS
301
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-68,500
Closed -$567K
QTNT
302
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-279
Closed -$68K
SMM
303
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-26,390
Closed -$195K
WMC
304
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-25,154
Closed -$2.1M
STRDW
305
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-100,000
Closed -$60K
NEV
306
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-27,000
Closed -$347K
MCA
307
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-13,610
Closed -$172K
PCI
308
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-231,238
Closed -$4.87M
FIV
309
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-11,934
Closed -$99K
JTD
310
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-11,299
Closed -$151K
GGM
311
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-11,548
Closed -$212K
RPAI
312
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-13,957
Closed -$151K
MDLY
313
DELISTED
Medley Management Inc
MDLY
– –
-48,205
Closed -$1.86M
DSE
314
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-3,349
Closed -$132K
LOAC
315
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-65,223
Closed -$649K
MUH
316
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-10,625
Closed -$138K
NUM
317
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-17,205
Closed -$214K
LONE
318
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
– –
-14,312
Closed -$52K
NE
319
DELISTED
Noble Corporation
NE
– –
-20,841
Closed -$55K
TUES
320
DELISTED
Tuesday Morning Corp
TUES
– –
-10,900
Closed -$19K
TSLF
321
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-14,643
Closed -$218K
JMLP
322
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-11,083
Closed -$61K
TTP
323
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-2,847
Closed -$141K
WRLSU
324
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
– –
-78,268
Closed -$826K
CCC.WS
325
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-1,177,750
Closed -$1.03M
11 12
13
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