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UFA
Uptown Financial Advisors Portfolio holdings
AUM
$140M
Turnover
22.58%
1-Year Est. Return
12.95%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+12.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$11.8M
(-7.7%)
Cap. Flow
+$3.8M
Cap. Flow % of AUM
Cap. Flow %
2.71%
Top 10 Holdings %
Top 10 Hldgs %
60.21%
Holding
93
New
5
Increased
35
Reduced
17
Closed
16
Avg Time Held
Equity + Options
1.5
years
Top 10 Avg Time Held
Equity + Options
1.3
years
Top 20 Avg Time Held
Equity + Options
1.5
years
Avg Time Held Equity only
1.5
years
Top 10 Avg Time Held Equity only
1.4
years
Top 20 Avg Time Held Equity only
1.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$802K |
| 2 |
Microsoft
MSFT
|
+$587K |
| 3 |
Vanguard Utilities ETF
VPU
|
+$564K |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$382K |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$334K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$522K |
| 2 |
Tesla
TSLA
|
+$214K |
| 3 |
IBM
IBM
|
+$209K |
| 4 |
Middleby
MIDD
|
+$206K |
| 5 |
Invesco QQQ Trust
QQQ
|
+$171K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 89% |
| 2 | Technology | 4.57% |
| 3 | Energy | 3.65% |
| 4 | Communication Services | 1.05% |
| 5 | Financials | 0.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard Morningstar Growth ETF
VUG
$231B
| $17.1M | 12.21% |
189,861
+3,214
| +2% | +$281K |
2024 Q4
7 quarters
|
|
2
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $11.2M | 7.97% |
142,340
+2,620
| +2% | +$213K |
2024 Q4
7 quarters
|
|
3
iShares Core S&P Small-Cap ETF
IJR
$103B
| $10.9M | 7.8% |
80,370
+966
| +1% | +$140K |
2024 Q4
7 quarters
|
|
4
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.2B
| $10.1M | 7.24% |
165,885
+1,564
| +1% | +$97.8K |
2024 Q4
7 quarters
|
|
5
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.9B
| $8.18M | 5.84% |
158,099
+2,107
| +1% | +$109K |
2024 Q4
7 quarters
|
|
6
Vanguard Short-Term Bond ETF
BSV
$45.5B
| $7.6M | 5.42% |
99,475
-704
| -0.7% | -$54.4K |
2024 Q4
7 quarters
|
|
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$56.4B
| $5.86M | 4.18% |
47,635
-164
| -0.3% | -$19.7K |
2024 Q4
7 quarters
|
|
8
Schwab International Equity ETF
SCHF
$67.7B
| $5.06M | 3.61% |
184,188
+3,033
| +2% | +$84.4K |
2024 Q4
7 quarters
|
|
9
Vanguard Energy ETF
VDE
$11.5B
| $4.32M | 3.08% |
25,078
-220
| -0.9% | -$37.6K |
2024 Q4
7 quarters
|
|
10
Vanguard Morningstar Value ETF
VTV
$192B
| $3.99M | 2.85% |
18,467
-245
| -1% | -$54.4K |
2024 Q4
7 quarters
|
|
11
Vanguard Intermediate-Term Bond ETF
BIV
$28.3B
| $3.9M | 2.79% |
53,563
+824
| +2% | +$62K |
2024 Q4
7 quarters
|
|
12
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $3.74M | 2.67% |
52,963
-131
| -0.2% | -$9.4K |
2024 Q4
7 quarters
|
|
13
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
| $3.18M | 2.27% |
20,499
-400
| -2% | -$62.5K |
2024 Q4
7 quarters
|
|
14
State Street SPDR S&P 500 ETF Trust
SPY
$824B
| $3.05M | 2.18% |
3,999
+375
| +10% | +$285K |
2024 Q4
7 quarters
|
|
15
NVIDIA
NVDA
$5.34T
| $2.49M | 1.78% |
10,895
+249
| +2% | +$53.4K |
2024 Q4
7 quarters
|
|
16
Energy Transfer Partners
ET
$69.6B
| $2.47M | 1.76% |
124,894
-3,880
| -3% | -$80K |
2024 Q4
7 quarters
|
|
|
17
iShares Core S&P 500 ETF
IVV
$890B
| $2.35M | 1.68% |
3,069
+438
| +17% | +$334K |
2024 Q4
7 quarters
|
|
18
Enterprise Products Partners
EPD
$79.3B
| $1.7M | 1.21% |
47,658
-393
| -0.8% | -$15K |
2024 Q4
7 quarters
|
|
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$28.8B
| $1.68M | 1.2% |
16,441
+159
| +1% | +$16.8K |
2024 Q4
7 quarters
|
|
|
20
State Street Utilities Select Sector SPDR ETF
XLU
$24.6B
| $1.65M | 1.18% |
41,962
-12,007
| -22% | -$522K |
2024 Q4
7 quarters
|
|
|
21
Microsoft
MSFT
$3.95T
| $1.64M | 1.17% |
3,191
+1,269
| +66% | +$587K |
2024 Q4
7 quarters
|
|
22
Vanguard Total International Bond ETF
BNDX
$83.3B
| $1.36M | 0.97% |
29,011
-783
| -3% | -$37.3K |
2024 Q4
7 quarters
|
|
|
23
Vanguard S&P 500 ETF
VOO
$1.05T
| $1.32M | 0.94% |
1,882
+1,148
| +156% | +$802K |
2024 Q4
7 quarters
|
|
24
iShares Russell 2000 ETF
IWM
$79.2B
| $1.04M | 0.74% |
3,734
-18
| -0.5% | -$5.29K |
2024 Q4
7 quarters
|
|
25
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $1.03M | 0.74% |
14,333
| – | – |
2024 Q4
7 quarters
|
|
Similar funds
Uptown Financial Advisors's Q3 2026 Portfolio in Review
As of Q3 2026, Uptown Financial Advisors held 93 positions worth $140M, down 7.7% from $152M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Uptown Financial Advisors's Q3 2026 filing shows 5 new, 35 increased, 17 reduced and 16 closed positions. Its largest new stake was Vanguard Utilities ETF: 3,000 shares worth $513K. The largest sale was State Street Utilities Select Sector SPDR ETF, an estimated $522K.
By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 91% a quarter earlier, followed by Technology and Energy.
- Uptown Financial Advisors's largest Q3 2026 buy was Vanguard Utilities ETF: 3,000 shares worth $513K.
- Uptown Financial Advisors added most to Vanguard S&P 500 ETF in Q3 2026, an estimated $802K increase.
- Uptown Financial Advisors's biggest Q3 2026 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $522K.
- Uptown Financial Advisors fully exited Tesla in Q3 2026, selling an estimated $214K.
- Uptown Financial Advisors's ten largest holdings make up 60% of its $140M portfolio in Q3 2026.
- Uptown Financial Advisors opened 5 new positions and closed 16 in Q3 2026.
- Uptown Financial Advisors's portfolio value fell 7.7% quarter-over-quarter to $140M.
Based on Uptown Financial Advisors's 13F filing for Q3 2026, filed 15 Oct 2026.