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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$26M
Cap. Flow
+$13M
Cap. Flow %
8.57%
Top 10 Hldgs %
59.31%
Holding
91
New
15
Increased
13
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$498K
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$396K
3
CAT icon
Caterpillar
CAT
+$220K
4
TSLA icon
Tesla
TSLA
+$202K
5
JBBB icon
Janus Henderson B-BBB CLO ETF
JBBB
+$202K

Top Sells

Rank Stock Value
1
VO icon
Vanguard Mid-Cap ETF
VO
+$161K
2
VUG icon
Vanguard Growth ETF
VUG
+$139K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$105K
4
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$103K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$103K

Sector Composition

Rank Sector Weight
1 Technology 3.39%
2 Energy 3.22%
3 Communication Services 0.82%
4 Healthcare 0.62%
5 Financials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
1
Vanguard Growth ETF
VUG
$222B
$16.1M 10.59%
186,647
-1,651
-0.9% -$139K
IJR icon
2
iShares Core S&P Small-Cap ETF
IJR
$110B
$11.8M 7.75%
79,404
-753
-0.9% -$103K
VO icon
3
Vanguard Mid-Cap ETF
VO
$106B
$11.3M 7.41%
139,720
-2,080
-1% -$161K
QQQ icon
4
PUT
Invesco QQQ Trust
QQQ
$469B
$10.3M 6.79%
14,000
+12,000
+600% +$8.26M
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
$9.99M 6.58%
164,321
+2,435
+2% +$146K
SPEM icon
6
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.3B
$8.08M 5.32%
155,992
-111
-0.1% -$5.68K
BSV icon
7
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.8M 5.14%
100,179
– –
SPYG icon
8
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$5.69M 3.75%
47,799
-61
-0.1% -$6.97K
SCHF icon
9
Schwab International Equity ETF
SCHF
$66.3B
$5.02M 3.3%
181,155
-3,898
-2% -$105K
VTV icon
10
Vanguard Value ETF
VTV
$187B
$4.08M 2.69%
18,712
-386
-2% -$80.6K
BIV icon
11
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$4.05M 2.66%
52,739
-986
-2% -$75.7K
VDE icon
12
Vanguard Energy ETF
VDE
$10B
$3.8M 2.5%
25,298
-230
-0.9% -$37.3K
VEA icon
13
Vanguard FTSE Developed Markets ETF
VEA
$228B
$3.78M 2.49%
53,094
-1,215
-2% -$84.6K
VSS icon
14
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$3.22M 2.12%
20,899
+280
+1% +$43.9K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$2.71M 1.78%
3,624
-4
-0.1% -$2.9K
ET icon
16
Energy Transfer Partners
ET
$70.1B
$2.46M 1.62%
128,774
+40
+0% +$775
XLU icon
17
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$2.45M 1.61%
53,969
+8,734
+19% +$396K
NVDA icon
18
NVIDIA
NVDA
$5.14T
$2.13M 1.4%
10,646
+20
+0.2% +$4.11K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$886B
$1.97M 1.3%
2,631
-30
-1% -$21.8K
LQD icon
20
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$1.78M 1.17%
16,282
-115
-0.7% -$12.5K
EPD icon
21
Enterprise Products Partners
EPD
$84.1B
$1.77M 1.16%
48,051
– –
QQQ icon
22
CALL
Invesco QQQ Trust
QQQ
$469B
$1.47M 0.97%
+2,000
New +$1.38M
BNDX icon
23
Vanguard Total International Bond ETF
BNDX
$82B
$1.44M 0.95%
29,794
-154
-0.5% -$7.41K
IWM icon
24
iShares Russell 2000 ETF
IWM
$81.6B
$1.13M 0.74%
3,752
-9
-0.2% -$2.53K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.11M 0.73%
14,333
-2
-0% -$147
1
2 3 4

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PNC
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II
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FA
FSA Advisors Troy, Michigan $152M AUM 16.73% 1-Year Est. Return
GCWM
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IP
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FHC
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KCM
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Uptown Financial Advisors's Q2 2026 Portfolio in Review

As of Q2 2026, Uptown Financial Advisors held 91 positions worth $152M, up 21% from $126M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors deployed $13M of net new capital in Q2 2026, opening 15 new positions and adding to 13 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Vanguard Mid-Cap ETF, an estimated $161K trimmed.

  • Uptown Financial Advisors's largest Q2 2026 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.
  • Uptown Financial Advisors added most to State Street Utilities Select Sector SPDR ETF in Q2 2026, an estimated $396K increase.
  • Uptown Financial Advisors's biggest Q2 2026 reduction was Vanguard Mid-Cap ETF, cutting an estimated $161K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $152M portfolio in Q2 2026.
  • Uptown Financial Advisors opened 15 new positions and closed 3 in Q2 2026.
  • Uptown Financial Advisors's portfolio value rose 21% quarter-over-quarter to $152M.

Based on Uptown Financial Advisors's 13F filing for Q2 2026, filed 10 Jul 2026.