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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$18.2M
Cap. Flow
+$2.7M
Cap. Flow %
1.94%
Top 10 Hldgs %
60.97%
Holding
81
New
7
Increased
26
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$758K
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$465K
3
MCI
Barings Corporate Investors
MCI
+$419K
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$335K
5
SOR
Source Capital
SOR
+$279K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.41M
2
HD icon
Home Depot
HD
+$206K
3
JPM icon
JPMorgan Chase
JPM
+$155K
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$122K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$95K

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.25%
2 Technology 3.31%
3 Energy 2.79%
4 Communication Services 1.01%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$474B
$18.1M 12.98%
+29,500
New +$18.1M
VUG icon
2
Vanguard Morningstar Growth ETF
VUG
$224B
$13.8M 9.88%
169,614
-17,322
-9% -$1.41M
VO icon
3
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$9.26M 6.63%
127,624
+1,972
+2% +$143K
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$106B
$8.82M 6.32%
73,411
+2,330
+3% +$279K
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$8.26M 5.92%
145,397
-1,061
-0.7% -$59.6K
BSV icon
6
Vanguard Short-Term Bond ETF
BSV
$46.2B
$7.16M 5.13%
90,876
+9,614
+12% +$758K
SPEM icon
7
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
$6.7M 4.8%
143,200
+2,030
+1% +$95.6K
SPYG icon
8
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.6B
$5.16M 3.69%
48,337
-1,152
-2% -$122K
BIV icon
9
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$4.01M 2.87%
51,432
+5,952
+13% +$465K
SCHF icon
10
Schwab International Equity ETF
SCHF
$68.4B
$3.82M 2.74%
159,015
+7,050
+5% +$168K
VTV icon
11
Vanguard Morningstar Value ETF
VTV
$190B
$3.63M 2.6%
18,984
-505
-3% -$95K
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.35M 2.4%
53,599
+1,877
+4% +$115K
VDE icon
13
Vanguard Energy ETF
VDE
$11.2B
$3.14M 2.25%
24,953
+893
+4% +$112K
VSS icon
14
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$2.76M 1.98%
19,234
+530
+3% +$75.5K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$2.48M 1.78%
3,644
+30
+0.8% +$20.3K
AVGO icon
16
PUT
Broadcom
AVGO
$1.62T
$2.42M 1.74%
+7,000
New +$2.5M
ET icon
17
Energy Transfer Partners
ET
$73.4B
$2.15M 1.54%
130,151
+1,509
+1% +$25.1K
NVDA icon
18
NVIDIA
NVDA
$5.12T
$1.83M 1.31%
9,830
-127
-1% -$23.6K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$837B
$1.78M 1.27%
2,592
+300
+13% +$204K
XLU icon
20
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$1.76M 1.26%
41,290
+7,570
+22% +$335K
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$1.69M 1.21%
15,358
+2,351
+18% +$261K
EPD icon
22
Enterprise Products Partners
EPD
$83.8B
$1.54M 1.1%
48,051
– –
BNDX icon
23
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.32M 0.94%
27,238
+4,434
+19% +$219K
CRWV
24
CALL
CoreWeave
CRWV
$44.6B
$1.15M 0.82%
16,000
-800
-5% -$81.1K
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$81.9B
$1.02M 0.73%
7,079
+30
+0.4% +$4.27K
1
2 3 4

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Uptown Financial Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Uptown Financial Advisors held 81 positions worth $140M, up 15% from $121M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Uptown Financial Advisors's Q4 2025 filing shows 7 new, 26 increased, 14 reduced and 3 closed positions. Its largest new stake was Barings Corporate Investors: 20,594 shares worth $374K. The largest sale was Vanguard Morningstar Growth ETF, an estimated $1.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 90% a quarter earlier, followed by Technology and Energy.

  • Uptown Financial Advisors's largest Q4 2025 buy was Barings Corporate Investors: 20,594 shares worth $374K.
  • Uptown Financial Advisors added most to Vanguard Short-Term Bond ETF in Q4 2025, an estimated $758K increase.
  • Uptown Financial Advisors's biggest Q4 2025 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $1.41M.
  • Uptown Financial Advisors fully exited Home Depot in Q4 2025, selling an estimated $206K.
  • Uptown Financial Advisors's ten largest holdings make up 61% of its $140M portfolio in Q4 2025.
  • Uptown Financial Advisors opened 7 new positions and closed 3 in Q4 2025.
  • Uptown Financial Advisors's portfolio value rose 15% quarter-over-quarter to $140M.

Based on Uptown Financial Advisors's 13F filing for Q4 2025, filed 23 Jan 2026.