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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$13.7M
Cap. Flow
+$6.47M
Cap. Flow %
5.14%
Top 10 Hldgs %
60.39%
Holding
83
New
5
Increased
27
Reduced
14
Closed
7

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.45M
2
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.05M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$957K
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$857K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$732K

Top Sells

Rank Stock Value
1
MCI
Barings Corporate Investors
MCI
+$374K
2
SOR
Source Capital
SOR
+$276K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$256K
4
TSLA icon
Tesla
TSLA
+$229K
5
IBM icon
IBM
IBM
+$220K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.11%
2 Energy 4.03%
3 Technology 3.29%
4 Communication Services 1.02%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
1
Vanguard Morningstar Growth ETF
VUG
$224B
$13.7M 10.89%
188,298
+18,684
+11% +$1.45M
VO icon
2
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$10.2M 8.09%
141,800
+14,176
+11% +$1.05M
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$106B
$9.96M 7.92%
80,157
+6,746
+9% +$857K
SPYV icon
4
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$9.16M 7.28%
161,886
+16,489
+11% +$957K
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$46.2B
$7.86M 6.24%
100,179
+9,303
+10% +$732K
SPEM icon
6
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
$7.32M 5.82%
156,103
+12,903
+9% +$629K
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.6B
$4.69M 3.72%
47,860
-477
-1% -$49.7K
SCHF icon
8
Schwab International Equity ETF
SCHF
$68.4B
$4.58M 3.64%
185,053
+26,038
+16% +$662K
VDE icon
9
Vanguard Energy ETF
VDE
$11.2B
$4.42M 3.51%
25,528
+575
+2% +$87K
BIV icon
10
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$4.15M 3.29%
53,725
+2,293
+4% +$179K
VTV icon
11
Vanguard Morningstar Value ETF
VTV
$190B
$3.75M 2.98%
19,098
+114
+0.6% +$22.8K
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.48M 2.76%
54,309
+710
+1% +$46.9K
VSS icon
13
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$3.01M 2.39%
20,619
+1,385
+7% +$209K
ET icon
14
Energy Transfer Partners
ET
$73.4B
$2.48M 1.97%
128,734
-1,417
-1% -$25.9K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$2.36M 1.87%
3,628
-16
-0.4% -$10.9K
XLU icon
16
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$2.08M 1.65%
45,235
+3,945
+10% +$177K
NVDA icon
17
NVIDIA
NVDA
$5.12T
$1.85M 1.47%
10,626
+796
+8% +$146K
EPD icon
18
Enterprise Products Partners
EPD
$83.8B
$1.82M 1.44%
48,051
– –
LQD icon
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$1.79M 1.42%
16,397
+1,039
+7% +$115K
IVV icon
20
iShares Core S&P 500 ETF
IVV
$837B
$1.74M 1.38%
2,661
+69
+3% +$47.1K
BNDX icon
21
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.44M 1.14%
29,948
+2,710
+10% +$131K
QQQ icon
22
PUT
Invesco QQQ Trust
QQQ
$474B
$1.15M 0.92%
2,000
-27,500
-93% -$16.7M
JAAA icon
23
Janus Henderson AAA CLO ETF
JAAA
$30.9B
$974K 0.77%
19,346
+78
+0.4% +$3.95K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$122B
$968K 0.77%
14,335
-125
-0.9% -$8.67K
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$81.9B
$961K 0.76%
6,490
-589
-8% -$88.6K
1
2 3 4

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HFAS
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Uptown Financial Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Uptown Financial Advisors held 83 positions worth $126M, down 9.8% from $140M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Uptown Financial Advisors deployed $6.47M of net new capital in Q1 2026, opening 5 new positions and adding to 27 existing holdings. Its largest new stake was ExxonMobil: 1,532 shares worth $260K.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 91% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $88.6K trimmed.

  • Uptown Financial Advisors's largest Q1 2026 buy was ExxonMobil: 1,532 shares worth $260K.
  • Uptown Financial Advisors added most to Vanguard Morningstar Growth ETF in Q1 2026, an estimated $1.45M increase.
  • Uptown Financial Advisors's biggest Q1 2026 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $88.6K.
  • Uptown Financial Advisors fully exited Barings Corporate Investors in Q1 2026, selling an estimated $374K.
  • Uptown Financial Advisors's ten largest holdings make up 60% of its $126M portfolio in Q1 2026.
  • Uptown Financial Advisors opened 5 new positions and closed 7 in Q1 2026.
  • Uptown Financial Advisors's portfolio value fell 9.8% quarter-over-quarter to $126M.

Based on Uptown Financial Advisors's 13F filing for Q1 2026, filed 13 Apr 2026.