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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$4.62M
Cap. Flow
-$1.83M
Cap. Flow %
-1.51%
Top 10 Hldgs %
58.55%
Holding
80
New
5
Increased
20
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$232K
2
CVX icon
Chevron
CVX
+$208K
3
HD icon
Home Depot
HD
+$200K
4
TSLA icon
Tesla
TSLA
+$179K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$146K

Top Sells

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$500K
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$221K
3
KMI icon
Kinder Morgan
KMI
+$204K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$128K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$106K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Energy 3.23%
3 Communication Services 1.11%
4 Financials 0.89%
5 Healthcare 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
1
Vanguard Growth ETF
VUG
$216B
$14.9M 12.31%
186,936
-1,362
-0.7% -$104K
VO icon
2
Vanguard Mid-Cap ETF
VO
$106B
$9.23M 7.6%
125,652
+676
+0.5% +$48.5K
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$109B
$8.45M 6.96%
71,081
+1,272
+2% +$146K
SPYV icon
4
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$8.1M 6.68%
146,458
+4,314
+3% +$232K
SPEM icon
5
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$6.61M 5.45%
141,170
+1,256
+0.9% +$55.8K
BSV icon
6
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.41M 5.28%
81,262
-1,354
-2% -$106K
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$5.17M 4.26%
49,489
+79
+0.2% +$7.87K
CRWV
8
PUT
CoreWeave
CRWV
$39.2B
$4.95M 4.08%
36,200
+16,800
+87% +$1.99M
VTV icon
9
Vanguard Value ETF
VTV
$189B
$3.63M 2.99%
19,489
-242
-1% -$43.8K
BIV icon
10
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.55M 2.93%
45,480
-661
-1% -$51.2K
SCHF icon
11
Schwab International Equity ETF
SCHF
$65.6B
$3.54M 2.92%
151,965
+3,284
+2% +$74.2K
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.1M 2.55%
51,722
+47
+0.1% +$2.74K
VDE icon
13
Vanguard Energy ETF
VDE
$10.1B
$3.03M 2.5%
24,060
+315
+1% +$38.8K
VSS icon
14
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$2.67M 2.2%
18,704
+283
+2% +$39.2K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$2.41M 1.98%
3,614
+6
+0.2% +$3.85K
CRWV
16
CALL
CoreWeave
CRWV
$39.2B
$2.3M 1.89%
16,800
+15,300
+1,020% +$1.81M
ET icon
17
Energy Transfer Partners
ET
$70.1B
$2.21M 1.82%
128,642
+88
+0.1% +$1.54K
NVDA icon
18
NVIDIA
NVDA
$5.01T
$1.86M 1.53%
9,957
+638
+7% +$111K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$876B
$1.53M 1.26%
2,292
– –
EPD icon
20
Enterprise Products Partners
EPD
$83.8B
$1.5M 1.24%
48,051
– –
XLU icon
21
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.47M 1.21%
33,720
+760
+2% +$32.1K
LQD icon
22
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.45M 1.19%
13,007
-519
-4% -$57.1K
BNDX icon
23
Vanguard Total International Bond ETF
BNDX
$82B
$1.13M 0.93%
22,804
-246
-1% -$12.1K
VYM icon
24
Vanguard High Dividend Yield ETF
VYM
$81.1B
$994K 0.82%
7,049
– –
MSFT icon
25
Microsoft
MSFT
$2.84T
$973K 0.8%
1,879
– –
1
2 3 4

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Uptown Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Uptown Financial Advisors held 80 positions worth $121M, up 4% from $117M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors's Q3 2025 filing shows 5 new, 20 increased, 18 reduced and 6 closed positions. Its largest new stake was Chevron: 1,345 shares worth $209K. The largest sale was Janus Henderson AAA CLO ETF, an estimated $500K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, up from 3.5% a quarter earlier, followed by Energy and Communication Services.

  • Uptown Financial Advisors's largest Q3 2025 buy was Chevron: 1,345 shares worth $209K.
  • Uptown Financial Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $232K increase.
  • Uptown Financial Advisors's biggest Q3 2025 reduction was Janus Henderson AAA CLO ETF, cutting an estimated $500K.
  • Uptown Financial Advisors fully exited Vanguard Short-Term Treasury ETF in Q3 2025, selling an estimated $221K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $121M portfolio in Q3 2025.
  • Uptown Financial Advisors opened 5 new positions and closed 6 in Q3 2025.
  • Uptown Financial Advisors's portfolio value rose 4% quarter-over-quarter to $121M.

Based on Uptown Financial Advisors's 13F filing for Q3 2025, filed 15 Oct 2025.