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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$26M
Cap. Flow
+$13M
Cap. Flow %
8.57%
Top 10 Hldgs %
59.31%
Holding
91
New
15
Increased
13
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$498K
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$396K
3
CAT icon
Caterpillar
CAT
+$220K
4
TSLA icon
Tesla
TSLA
+$202K
5
JBBB icon
Janus Henderson B-BBB CLO ETF
JBBB
+$202K

Top Sells

Rank Stock Value
1
VO icon
Vanguard Mid-Cap ETF
VO
+$161K
2
VUG icon
Vanguard Growth ETF
VUG
+$139K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$105K
4
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$103K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$103K

Sector Composition

Rank Sector Weight
1 Technology 3.39%
2 Energy 3.22%
3 Communication Services 0.82%
4 Healthcare 0.62%
5 Financials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
76
Tesla
TSLA
$1.4T
$214K 0.14%
+509
New +$202K
SPSB icon
77
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$214K 0.14%
7,115
– –
XOM icon
78
ExxonMobil
XOM
$640B
$209K 0.14%
1,532
– –
IBM icon
79
IBM
IBM
$193B
$209K 0.14%
+743
New +$187K
MIDD icon
80
Middleby
MIDD
$5.92B
$206K 0.14%
+1,200
New +$181K
SUB icon
81
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$206K 0.14%
1,935
– –
JBBB icon
82
Janus Henderson B-BBB CLO ETF
JBBB
$1.4B
$202K 0.13%
+4,265
New +$202K
QQQ icon
83
Invesco QQQ Trust
QQQ
$469B
$171K 0.11%
232
– –
XLE icon
84
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$159K 0.1%
+3,000
New +$172K
NEA icon
85
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$135K 0.09%
11,499
– –
MSFT icon
86
CALL
Microsoft
MSFT
$2.9T
$112K 0.07%
+300
New +$121K
AVGO icon
87
PUT
Broadcom
AVGO
$1.89T
$75.5K 0.05%
200
– –
SPCX
88
SpaceX
SPCX
$1.52T
$5.47K ﹤0.01%
+32
New +$5.44K
NVDA icon
89
CALL
NVIDIA
NVDA
$5.14T
– –
-1,500
Closed -$262K
CRWV
90
CALL
CoreWeave
CRWV
$45.1B
– –
-4,000
Closed -$310K
CRWV
91
PUT
CoreWeave
CRWV
$45.1B
– –
-2,900
Closed -$225K
1 2 3
4

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II
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FA
FSA Advisors Troy, Michigan $152M AUM 16.73% 1-Year Est. Return
GCWM
Guided Capital Wealth Management Houston, Texas $152M AUM 29.38% 1-Year Est. Return
IP
Integras Partners Alpharetta, Georgia $152M AUM 19.91% 1-Year Est. Return
FHC
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KCM
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Uptown Financial Advisors's Q2 2026 Portfolio in Review

As of Q2 2026, Uptown Financial Advisors held 91 positions worth $152M, up 21% from $126M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors deployed $13M of net new capital in Q2 2026, opening 15 new positions and adding to 13 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Vanguard Mid-Cap ETF, an estimated $161K trimmed.

  • Uptown Financial Advisors's largest Q2 2026 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.
  • Uptown Financial Advisors added most to State Street Utilities Select Sector SPDR ETF in Q2 2026, an estimated $396K increase.
  • Uptown Financial Advisors's biggest Q2 2026 reduction was Vanguard Mid-Cap ETF, cutting an estimated $161K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $152M portfolio in Q2 2026.
  • Uptown Financial Advisors opened 15 new positions and closed 3 in Q2 2026.
  • Uptown Financial Advisors's portfolio value rose 21% quarter-over-quarter to $152M.

Based on Uptown Financial Advisors's 13F filing for Q2 2026, filed 10 Jul 2026.