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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$26M
Cap. Flow
+$13M
Cap. Flow %
8.57%
Top 10 Hldgs %
59.31%
Holding
91
New
15
Increased
13
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$498K
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$396K
3
CAT icon
Caterpillar
CAT
+$220K
4
TSLA icon
Tesla
TSLA
+$202K
5
JBBB icon
Janus Henderson B-BBB CLO ETF
JBBB
+$202K

Top Sells

Rank Stock Value
1
VO icon
Vanguard Mid-Cap ETF
VO
+$161K
2
VUG icon
Vanguard Growth ETF
VUG
+$139K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$105K
4
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$103K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$103K

Sector Composition

Rank Sector Weight
1 Technology 3.39%
2 Energy 3.22%
3 Communication Services 0.82%
4 Healthcare 0.62%
5 Financials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
51
Vanguard Small-Cap Value ETF
VBR
$37B
$434K 0.29%
1,788
– –
SCHD icon
52
Schwab US Dividend Equity ETF
SCHD
$101B
$404K 0.27%
12,750
– –
TXN icon
53
Texas Instruments
TXN
$268B
$399K 0.26%
1,340
– –
XLU icon
54
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$390K 0.26%
+8,600
New +$390K
SCHG icon
55
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$388K 0.26%
11,476
– –
AXP icon
56
American Express
AXP
$238B
$381K 0.25%
1,127
– –
IEMG icon
57
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
$380K 0.25%
4,592
-39
-0.8% -$3.11K
CSCO icon
58
PUT
Cisco
CSCO
$442B
$376K 0.25%
3,200
– –
XLU icon
59
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$358K 0.24%
+7,900
New +$358K
EFA icon
60
iShares MSCI EAFE ETF
EFA
$77.1B
$338K 0.22%
3,253
– –
VIG icon
61
Vanguard Dividend Appreciation ETF
VIG
$110B
$327K 0.22%
1,384
– –
JPM icon
62
JPMorgan Chase
JPM
$926B
$314K 0.21%
958
– –
VNQI icon
63
Vanguard Global ex-US Real Estate ETF
VNQI
$3.47B
$310K 0.2%
6,905
-1,194
-15% -$55K
XLE icon
64
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$298K 0.2%
5,603
+3
+0.1% +$172
SCHC icon
65
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$287K 0.19%
5,961
-23
-0.4% -$1.14K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.17T
$278K 0.18%
778
– –
CAT icon
67
Caterpillar
CAT
$410B
$266K 0.18%
+250
New +$220K
NAD icon
68
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$266K 0.18%
21,930
-8,410
-28% -$99.3K
NFLX icon
69
Netflix
NFLX
$285B
$257K 0.17%
3,600
– –
WFC icon
70
Wells Fargo
WFC
$262B
$243K 0.16%
2,940
– –
AMZN icon
71
Amazon
AMZN
$2.63T
$241K 0.16%
1,011
-55
-5% -$13.8K
SPMD icon
72
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$237K 0.16%
3,513
– –
BSL
73
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$224K 0.15%
17,320
– –
CVX icon
74
Chevron
CVX
$384B
$223K 0.15%
1,345
– –
KMI icon
75
Kinder Morgan
KMI
$72.3B
$222K 0.15%
6,952
– –
1 2
3
4

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CIG
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PNC
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II
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FA
FSA Advisors Troy, Michigan $152M AUM 16.73% 1-Year Est. Return
GCWM
Guided Capital Wealth Management Houston, Texas $152M AUM 29.38% 1-Year Est. Return
IP
Integras Partners Alpharetta, Georgia $152M AUM 19.91% 1-Year Est. Return
FHC
Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return
KCM
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Uptown Financial Advisors's Q2 2026 Portfolio in Review

As of Q2 2026, Uptown Financial Advisors held 91 positions worth $152M, up 21% from $126M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors deployed $13M of net new capital in Q2 2026, opening 15 new positions and adding to 13 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Vanguard Mid-Cap ETF, an estimated $161K trimmed.

  • Uptown Financial Advisors's largest Q2 2026 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.
  • Uptown Financial Advisors added most to State Street Utilities Select Sector SPDR ETF in Q2 2026, an estimated $396K increase.
  • Uptown Financial Advisors's biggest Q2 2026 reduction was Vanguard Mid-Cap ETF, cutting an estimated $161K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $152M portfolio in Q2 2026.
  • Uptown Financial Advisors opened 15 new positions and closed 3 in Q2 2026.
  • Uptown Financial Advisors's portfolio value rose 21% quarter-over-quarter to $152M.

Based on Uptown Financial Advisors's 13F filing for Q2 2026, filed 10 Jul 2026.