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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$26M
Cap. Flow
+$910K
Cap. Flow %
0.6%
Top 10 Hldgs %
59.31%
Holding
91
New
15
Increased
13
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$498K
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$396K
3
CAT icon
Caterpillar
CAT
+$220K
4
TSLA icon
Tesla
TSLA
+$202K
5
JBBB icon
Janus Henderson B-BBB CLO ETF
JBBB
+$202K

Top Sells

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$161K
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$139K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$105K
4
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$103K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$103K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.72%
2 Technology 3.39%
3 Energy 3.22%
4 Communication Services 0.82%
5 Healthcare 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
26
Vanguard High Dividend Yield ETF
VYM
$82.8B
$1.03M 0.68%
6,490
– –
SPDW icon
27
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42.5B
$1.01M 0.67%
20,066
-55
-0.3% -$2.73K
NVDA icon
28
PUT
NVIDIA
NVDA
$5.56T
$1M 0.66%
+5,000
New +$1.03M
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$38.1B
$916K 0.6%
9,499
+105
+1% +$10K
JAAA icon
30
Janus Henderson AAA CLO ETF
JAAA
$30.1B
$877K 0.58%
17,361
-1,985
-10% -$100K
EMXC icon
31
iShares MSCI Emerging Markets ex China ETF
EMXC
$25.7B
$860K 0.57%
8,409
-1,096
-12% -$103K
JNK icon
32
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
$754K 0.5%
7,823
+159
+2% +$15.3K
AVGO icon
33
Broadcom
AVGO
$1.7T
$720K 0.47%
1,905
– –
META icon
34
Meta Platforms (Facebook)
META
$1.57T
$717K 0.47%
1,273
+16
+1% +$9.78K
MSFT icon
35
Microsoft
MSFT
$3.71T
$717K 0.47%
1,922
+32
+2% +$12.9K
SCHV
36
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$708K 0.47%
20,352
– –
MSFT icon
37
PUT
Microsoft
MSFT
$3.71T
$634K 0.42%
+1,700
New +$688K
IJS icon
38
iShares S&P Small-Cap 600 Value ETF
IJS
$8.29B
$597K 0.39%
4,371
– –
MUB icon
39
iShares National Muni Bond ETF
MUB
$45B
$594K 0.39%
5,518
– –
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$138B
$585K 0.39%
5,914
+2
+0% +$198
CSCO icon
41
Cisco
CSCO
$431B
$515K 0.34%
4,387
– –
SPCX
42
PUT
SpaceX
SPCX
$1.95T
$513K 0.34%
+3,000
New +$510K
VOO icon
43
Vanguard S&P 500 ETF
VOO
$1.03T
$504K 0.33%
734
– –
MINT icon
44
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$500K 0.33%
+4,956
New +$498K
VGT icon
45
Vanguard Information Technology ETF
VGT
$149B
$490K 0.32%
4,097
-7
-0.2% -$766
ABBV icon
46
AbbVie
ABBV
$453B
$481K 0.32%
1,913
– –
VWO icon
47
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$475K 0.31%
7,964
-62
-0.8% -$3.64K
JNJ icon
48
Johnson & Johnson
JNJ
$663B
$467K 0.31%
1,837
– –
IEFA icon
49
iShares Core MSCI EAFE ETF
IEFA
$196B
$456K 0.3%
4,722
+62
+1% +$5.96K
AAPL icon
50
Apple
AAPL
$4.67T
$452K 0.3%
1,562
– –
1
2
3 4

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Uptown Financial Advisors's Q2 2026 Portfolio in Review

As of Q2 2026, Uptown Financial Advisors held 91 positions worth $152M, up 21% from $126M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors's Q2 2026 filing shows 15 new, 13 increased, 26 reduced and 3 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K. The largest sale was Vanguard Morningstar Mid-Cap ETF, an estimated $161K.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 90% a quarter earlier, followed by Technology and Energy.

  • Uptown Financial Advisors's largest Q2 2026 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 4,956 shares worth $500K.
  • Uptown Financial Advisors added most to State Street Utilities Select Sector SPDR ETF in Q2 2026, an estimated $396K increase.
  • Uptown Financial Advisors's biggest Q2 2026 reduction was Vanguard Morningstar Mid-Cap ETF, cutting an estimated $161K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $152M portfolio in Q2 2026.
  • Uptown Financial Advisors opened 15 new positions and closed 3 in Q2 2026.
  • Uptown Financial Advisors's portfolio value rose 21% quarter-over-quarter to $152M.

Based on Uptown Financial Advisors's 13F filing for Q2 2026, filed 10 Jul 2026.