StoneX Group’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

StoneX Group’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,500	Closed	-$103K	–	347
2020 Q2	$103K	Sell	12,500 -765	-6%	-$6.15K	0.04%	290
2020 Q1	$97K	Sell	13,265 -14,350	-52%	-$124K	0.05%	242
2019 Q4	$255K	Hold	27,615	–	–	0.1%	240
2019 Q3	$244K	Sell	27,615 -1,100	-4%	-$9.81K	0.15%	200
2019 Q2	$256K	Buy	28,715 +1,800	+7%	+$16K	0.16%	194
2019 Q1	$235K	Buy	26,915 +1,100	+4%	+$9.72K	0.18%	201
2018 Q4	$214K	Sell	25,815 -10,000	-28%	-$88.9K	0.21%	186
2018 Q3	$333K	Buy	35,815 +10,700	+43%	+$99.4K	0.25%	146
2018 Q2	$233K	Hold	25,115	–	–	0.2%	197
2018 Q1	$235K	Hold	25,115	–	–	0.22%	183
2017 Q4	$229K	Buy	25,115 +2,700	+12%	+$25.3K	0.24%	175
2017 Q3	$217K	Buy	22,415 +3,000	+15%	+$29.5K	0.27%	151
2017 Q2	$196K	Buy	+19,415	New	+$194K	0.06%	363

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

StoneX Group's FIV Position: Q3 2020 in Review

StoneX Group sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q3 2020, closing a stake of 12,500 shares — an estimated $103K sold.

StoneX Group first reported a position in FIV in Q2 2017 and held it in 13 quarters. The position peaked at $333K in Q3 2018. 43 funds tracked by Wall St. Rank hold FIV as of Q3 2020.

StoneX Group reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q3 2020 after selling out during the quarter.
StoneX Group sold 12,500 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q3 2020, an estimated $103K.
StoneX Group first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q2 2017 and held it in 13 quarters.
StoneX Group's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $333K in Q3 2018.
43 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q3 2020.

Based on StoneX Group's 13F filing for Q3 2020, filed 12 Nov 2020.