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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$355M
AUM Growth
+$29.2M
Cap. Flow
+$11.5M
Cap. Flow %
3.24%
Top 10 Hldgs %
42.14%
Holding
132
New
16
Increased
39
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$5.7M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$4.57M
3
BWA icon
BorgWarner
BWA
+$3.65M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.57M
5
COLD icon
Americold
COLD
+$2.42M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.94M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$4.64M
3
IXG icon
iShares Global Financials ETF
IXG
+$2.8M
4
COR
Coresite Realty Corporation
COR
+$2.6M
5
NUE icon
Nucor
NUE
+$1.63M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Industrials 4.38%
3 Financials 4.38%
4 Healthcare 3.61%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
101
Marriott International
MAR
$91.1B
$334K 0.09%
2,020
– –
RTX icon
102
RTX Corp
RTX
$302B
$329K 0.09%
3,820
+1
+0% +$87
TXN icon
103
Texas Instruments
TXN
$257B
$320K 0.09%
1,700
– –
AMD icon
104
Advanced Micro Devices
AMD
$774B
$316K 0.09%
2,195
-1,218
-36% -$164K
EEM icon
105
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$311K 0.09%
6,357
-1,365
-18% -$68.7K
EIX icon
106
Edison International
EIX
$26.9B
$311K 0.09%
4,559
– –
MSOS icon
107
AdvisorShares Pure US Cannabis ETF
MSOS
$930M
$309K 0.09%
12,070
+4,100
+51% +$113K
SKY icon
108
Champion Homes
SKY
$5.11B
$309K 0.09%
+3,910
New +$282K
BP icon
109
BP
BP
$111B
$304K 0.09%
11,397
+2
+0% +$55
ILMN icon
110
Illumina
ILMN
$29.1B
$301K 0.08%
+812
New +$308K
MUB icon
111
iShares National Muni Bond ETF
MUB
$45.8B
$297K 0.08%
+2,550
New +$296K
CMF icon
112
iShares California Muni Bond ETF
CMF
$4.62B
$290K 0.08%
4,650
-1,000
-18% -$62.1K
RDS.B
113
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$273K 0.08%
6,300
– –
BAC icon
114
Bank of America
BAC
$448B
$263K 0.07%
5,919
+1
+0% +$46
MTB icon
115
M&T Bank
MTB
$36.4B
$237K 0.07%
1,545
-100
-6% -$15.4K
LLY icon
116
Eli Lilly
LLY
$1.08T
$234K 0.07%
+846
New +$214K
NOC icon
117
Northrop Grumman
NOC
$81.8B
$222K 0.06%
574
– –
PNC icon
118
PNC Financial Services
PNC
$101B
$221K 0.06%
1,100
– –
RY icon
119
Royal Bank of Canada
RY
$292B
$212K 0.06%
+2,000
New +$208K
IXUS icon
120
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$205K 0.06%
+2,890
New +$208K
VNRX icon
121
VolitionRx Ltd
VNRX
$8.61M
$175K 0.05%
2,780
– –
IGR
122
CBRE Global Real Estate Income Fund
IGR
$702M
$109K 0.03%
11,150
– –
FAX
123
abrdn Asia-Pacific Income Fund
FAX
$604M
$43K 0.01%
1,868
– –
DEM icon
124
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
– –
-9,500
Closed -$414K
FNV icon
125
Franco-Nevada
FNV
$46.4B
– –
-7,665
Closed -$996K
2 3 4
5
6

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Spectrum Asset Management (California)'s Q4 2021 Portfolio in Review

As of Q4 2021, Spectrum Asset Management (California) held 132 positions worth $355M, up 9% from $325M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) deployed $11.5M of net new capital in Q4 2021, opening 16 new positions and adding to 39 existing holdings. Its largest new stake was BorgWarner: 90,971 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.9% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $6.94M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2021 buy was BorgWarner: 90,971 shares worth $3.61M.
  • Spectrum Asset Management (California) added most to iShares Fallen Angels USD Bond ETF in Q4 2021, an estimated $5.7M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2021 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $6.94M.
  • Spectrum Asset Management (California) fully exited Coresite Realty Corporation in Q4 2021, selling an estimated $2.6M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $355M portfolio in Q4 2021.
  • Spectrum Asset Management (California) opened 16 new positions and closed 9 in Q4 2021.
  • Spectrum Asset Management (California)'s portfolio value rose 9% quarter-over-quarter to $355M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2021, filed 14 Feb 2022.