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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$325M
AUM Growth
-$8.57M
Cap. Flow
-$8.01M
Cap. Flow %
-2.46%
Top 10 Hldgs %
45.94%
Holding
124
New
6
Increased
20
Reduced
71
Closed
8

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.09M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.68M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.73M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.73M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$3.54M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.17M
2
WBA
Walgreens Boots Alliance
WBA
+$3.39M
3
LMT icon
Lockheed Martin
LMT
+$2.57M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.57M
5
VONE icon
Vanguard Russell 1000 ETF
VONE
+$2.14M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Industrials 4.04%
3 Financials 4.01%
4 Healthcare 3.85%
5 Energy 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
101
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$279K 0.09%
6,300
– –
SCHO icon
102
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$277K 0.09%
10,820
-3,800
-26% -$97.4K
COMT icon
103
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$263K 0.08%
+7,332
New +$251K
YOLO icon
104
AdvisorShares Pure Cannabis ETF
YOLO
$32.3M
$263K 0.08%
15,972
-50
-0.3% -$914
EIX icon
105
Edison International
EIX
$26.5B
$253K 0.08%
4,559
– –
MSOS icon
106
AdvisorShares Pure US Cannabis ETF
MSOS
$918M
$252K 0.08%
+7,970
New +$276K
USHY icon
107
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$252K 0.08%
+6,080
New +$253K
BAC icon
108
Bank of America
BAC
$450B
$251K 0.08%
5,918
+1
+0% +$40
IXN icon
109
iShares Global Tech ETF
IXN
$9.36B
$251K 0.08%
+4,434
New +$260K
MTB icon
110
M&T Bank
MTB
$36.4B
$246K 0.08%
1,645
-100
-6% -$13.9K
PNC icon
111
PNC Financial Services
PNC
$101B
$215K 0.07%
1,100
– –
NOC icon
112
Northrop Grumman
NOC
$81.3B
$207K 0.06%
574
– –
LQD icon
113
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$202K 0.06%
1,517
-345
-19% -$46.6K
VNRX icon
114
VolitionRx Ltd
VNRX
$7.76M
$172K 0.05%
2,780
– –
IGR
115
CBRE Global Real Estate Income Fund
IGR
$706M
$93K 0.03%
11,150
– –
FAX
116
abrdn Asia-Pacific Income Fund
FAX
$598M
$47K 0.01%
+1,868
New +$47.9K
AME icon
117
Ametek
AME
$59B
– –
-8,180
Closed -$1.09M
FANG icon
118
Diamondback Energy
FANG
$56.1B
– –
-10,785
Closed -$1.01M
HDV
119
iShares Core High Dividend ETF
HDV
$14.9B
– –
-46,245
Closed -$893K
LMT icon
120
Lockheed Martin
LMT
$138B
– –
-6,800
Closed -$2.57M
MRK icon
121
Merck
MRK
$327B
– –
-2,795
Closed -$217K
RY icon
122
Royal Bank of Canada
RY
$295B
– –
-2,000
Closed -$203K
WBA
123
DELISTED
Walgreens Boots Alliance
WBA
– –
-64,456
Closed -$3.39M
EGF
124
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-13,780
Closed -$178K
1 2 3 4
5

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KLWA
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Spectrum Asset Management (California)'s Q3 2021 Portfolio in Review

As of Q3 2021, Spectrum Asset Management (California) held 124 positions worth $325M, down 2.6% from $334M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California)'s Q3 2021 filing shows 6 new, 20 increased, 71 reduced and 8 closed positions. Its largest new stake was iShares TIPS Bond ETF: 27,450 shares worth $3.5M. The largest sale was Vanguard Mortgage-Backed Securities ETF, an estimated $5.17M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.1% a quarter earlier, followed by Industrials and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2021 buy was iShares TIPS Bond ETF: 27,450 shares worth $3.5M.
  • Spectrum Asset Management (California) added most to iShares ESG Aware MSCI USA ETF in Q3 2021, an estimated $5.09M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2021 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $5.17M.
  • Spectrum Asset Management (California) fully exited Walgreens Boots Alliance in Q3 2021, selling an estimated $3.39M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $325M portfolio in Q3 2021.
  • Spectrum Asset Management (California) opened 6 new positions and closed 8 in Q3 2021.
  • Spectrum Asset Management (California)'s portfolio value fell 2.6% quarter-over-quarter to $325M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2021, filed 12 Nov 2021.