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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$325M
AUM Growth
+$44.9M
Cap. Flow
+$34.3M
Cap. Flow %
10.57%
Top 10 Hldgs %
42.06%
Holding
133
New
28
Increased
59
Reduced
18
Closed
14

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$12.2M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$7.46M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.53M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$3.5M
5
SRE icon
Sempra
SRE
+$2.69M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$7.97M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$3.97M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.94M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.84M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 8.65%
2 Industrials 5.46%
3 Financials 4.9%
4 Healthcare 4.65%
5 Energy 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDNS icon
101
Cadence Design Systems
CDNS
$89.9B
$316K 0.1%
2,310
-420
-15% -$56.4K
MAR icon
102
Marriott International
MAR
$92.8B
$299K 0.09%
+2,020
New +$276K
EW icon
103
Edwards Lifesciences
EW
$53.5B
$298K 0.09%
3,565
+120
+3% +$10.1K
RTX icon
104
RTX Corp
RTX
$299B
$297K 0.09%
3,846
+144
+4% +$10.5K
MP icon
105
MP Materials
MP
$9.6B
$284K 0.09%
+7,900
New +$292K
MTB icon
106
M&T Bank
MTB
$36.5B
$280K 0.09%
+1,845
New +$272K
MLPA icon
107
Global X MLP ETF
MLPA
$2.29B
$278K 0.09%
+8,394
New +$262K
EIX icon
108
Edison International
EIX
$26.5B
$267K 0.08%
+4,559
New +$268K
PFE icon
109
Pfizer
PFE
$150B
$260K 0.08%
7,175
+155
+2% +$5.5K
GDX icon
110
VanEck Gold Miners ETF
GDX
$27.8B
$248K 0.08%
7,645
+910
+14% +$31K
MRK icon
111
Merck
MRK
$329B
$237K 0.07%
3,231
+160
+5% +$11.8K
IVV icon
112
iShares Core S&P 500 ETF
IVV
$904B
$233K 0.07%
585
+10
+2% +$3.87K
BAC icon
113
Bank of America
BAC
$451B
$229K 0.07%
+5,916
New +$204K
VNRX icon
114
VolitionRx Ltd
VNRX
$7.8M
$210K 0.06%
+2,780
New +$238K
EGF
115
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$176K 0.05%
13,780
– –
SLB icon
116
SLB Ltd
SLB
$78.6B
$153K 0.05%
+5,636
New +$148K
SLB icon
117
CALL
SLB Ltd
SLB
$78.6B
$136K 0.04%
+5,000
New +$132K
IGR
118
CBRE Global Real Estate Income Fund
IGR
$707M
$87K 0.03%
11,150
– –
FAX
119
abrdn Asia-Pacific Income Fund
FAX
$596M
$46K 0.01%
+1,868
New +$48.8K
BIIB icon
120
Biogen
BIIB
$30.5B
– –
-1,175
Closed -$288K
GAIA icon
121
Gaia
GAIA
$30.8M
– –
-51,600
Closed -$510K
ILMN icon
122
Illumina
ILMN
$28.9B
– –
-910
Closed -$327K
SNPS icon
123
Synopsys
SNPS
$79.4B
– –
-1,625
Closed -$421K
XLI icon
124
State Street Industrial Select Sector SPDR ETF
XLI
$34.8B
– –
-9,420
Closed -$834K
AVGR
125
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
-1,000
Closed -$132K
1 2 3 4
5

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Spectrum Asset Management (California)'s Q1 2021 Portfolio in Review

As of Q1 2021, Spectrum Asset Management (California) held 133 positions worth $325M, up 16% from $280M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) deployed $34.3M of net new capital in Q1 2021, opening 28 new positions and adding to 59 existing holdings. Its largest new stake was iShares Core Universal USD Bond ETF: 227,463 shares worth $12M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.1% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.97M trimmed.

  • Spectrum Asset Management (California)'s largest Q1 2021 buy was iShares Core Universal USD Bond ETF: 227,463 shares worth $12M.
  • Spectrum Asset Management (California) added most to iShares Core S&P Small-Cap ETF in Q1 2021, an estimated $4.53M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.97M.
  • Spectrum Asset Management (California) fully exited State Street Industrial Select Sector SPDR ETF in Q1 2021, selling an estimated $834K.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $325M portfolio in Q1 2021.
  • Spectrum Asset Management (California) opened 28 new positions and closed 14 in Q1 2021.
  • Spectrum Asset Management (California)'s portfolio value rose 16% quarter-over-quarter to $325M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2021, filed 11 May 2021.