We are live on ! Find out more
SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$190M
AUM Growth
-$10.6M
Cap. Flow
-$6.57M
Cap. Flow %
-3.45%
Top 10 Hldgs %
41.89%
Holding
99
New
9
Increased
20
Reduced
35
Closed
8

Top Buys

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$4.54M
2
WMT icon
Walmart Inc
WMT
+$2.25M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$938K
4
CF icon
CF Industries
CF
+$826K
5
V icon
Visa
V
+$761K

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$10.2M
2
SH icon
ProShares Short S&P500
SH
+$9.15M
3
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$1.02M
4
VONE icon
Vanguard Russell 1000 ETF
VONE
+$648K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$520K

Sector Composition

Rank Sector Weight
1 Technology 13.23%
2 Energy 8.78%
3 Healthcare 7.6%
4 Industrials 6.69%
5 Consumer Staples 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
76
Northrop Grumman
NOC
$82.1B
$253K 0.13%
574
– –
IDXX icon
77
Idexx Laboratories
IDXX
$45B
$251K 0.13%
574
– –
SPDW icon
78
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.9B
$245K 0.13%
7,885
– –
PFE icon
79
Pfizer
PFE
$150B
$234K 0.12%
7,040
– –
NVDA icon
80
NVIDIA
NVDA
$5.4T
$230K 0.12%
5,290
– –
IUSB icon
81
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$228K 0.12%
5,208
-1,455
-22% -$65K
GLD icon
82
SPDR Gold Trust
GLD
$144B
$215K 0.11%
1,254
– –
PXD
83
DELISTED
Pioneer Natural Resource Co.
PXD
$213K 0.11%
+927
New +$211K
TNON icon
84
Tenon Medical
TNON
$2.84M
$168K 0.09%
387
+311
+409% +$221K
BEAT icon
85
Heartbeam
BEAT
$31.5M
$96.5K 0.05%
44,900
+2,000
+5% +$5.08K
INTC icon
86
CALL
Intel
INTC
$516B
– –
0
– –
TNONW icon
87
Tenon Medical Inc Warrant
TNONW
$1.25K
$43.7K 0.02%
+1,070,000
New +$78.5K
VNRX icon
88
VolitionRx Ltd
VNRX
$7.97M
$38.3K 0.02%
2,780
– –
FAX
89
abrdn Asia-Pacific Income Fund
FAX
$599M
$27.5K 0.01%
1,868
– –
AAPL icon
90
PUT
Apple
AAPL
$4.4T
– –
0
– –
EFG icon
91
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-2,435
Closed -$232K
EFV icon
92
iShares MSCI EAFE Value ETF
EFV
$30B
– –
-5,405
Closed -$265K
EW icon
93
Edwards Lifesciences
EW
$53.7B
– –
-2,736
Closed -$258K
IBTF
94
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-11,048
Closed -$256K
SCHO icon
95
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
– –
-8,840
Closed -$212K
SH icon
96
ProShares Short S&P500
SH
$844M
– –
-164,888
Closed -$9.15M
VICI icon
97
VICI Properties
VICI
$28.7B
– –
-433
Closed -$13.8K
IBTD
98
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-40,976
Closed -$1.02M
1 2 3
4

Similar funds

RA
RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return
MCM
Monimus Capital Management Woodbridge, New Jersey $361M AUM 21.17% 1-Year Est. Return
5VM
5AM Venture Management San Francisco, California $360M AUM 345.76% 1-Year Est. Return
PWC
PYA Waltman Capital Knoxville, Tennessee $361M AUM 9.49% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return
PI
Pennant Investors Summit, New Jersey $361M AUM 134.26% 1-Year Est. Return
NC
Naman Capital Sao Paulo, Brazil $360M AUM 27.43% 1-Year Est. Return
KLWA
Kelly Lawrence W & Associates Pasadens, California $360M AUM 16.9% 1-Year Est. Return

Spectrum Asset Management (California)'s Q3 2023 Portfolio in Review

As of Q3 2023, Spectrum Asset Management (California) held 99 positions worth $190M, down 5.3% from $201M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) withdrew a net $6.57M in Q3 2023, closing 8 positions and reducing 35 holdings. Its most notable exit was ProShares Short S&P500, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Spectrum Asset Management (California) opened a new position in iShares Treasury Floating Rate Bond ETF worth $941K.

  • Spectrum Asset Management (California)'s largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 18,542 shares worth $941K.
  • Spectrum Asset Management (California) added most to Medtronic in Q3 2023, an estimated $4.54M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $10.2M.
  • Spectrum Asset Management (California) fully exited ProShares Short S&P500 in Q3 2023, selling an estimated $9.15M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $190M portfolio in Q3 2023.
  • Spectrum Asset Management (California) opened 9 new positions and closed 8 in Q3 2023.
  • Spectrum Asset Management (California)'s portfolio value fell 5.3% quarter-over-quarter to $190M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2023, filed 18 Oct 2023.