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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$355M
AUM Growth
+$29.2M
Cap. Flow
+$11.5M
Cap. Flow %
3.24%
Top 10 Hldgs %
42.14%
Holding
132
New
16
Increased
39
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$5.7M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$4.57M
3
BWA icon
BorgWarner
BWA
+$3.65M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.57M
5
COLD icon
Americold
COLD
+$2.42M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.94M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$4.64M
3
IXG icon
iShares Global Financials ETF
IXG
+$2.8M
4
COR
Coresite Realty Corporation
COR
+$2.6M
5
NUE icon
Nucor
NUE
+$1.63M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Industrials 4.38%
3 Financials 4.38%
4 Healthcare 3.61%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
76
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.8B
$812K 0.23%
22,249
-230
-1% -$8.46K
CGNX icon
77
Cognex
CGNX
$10.4B
$811K 0.23%
10,429
– –
IXN icon
78
iShares Global Tech ETF
IXN
$9.36B
$807K 0.23%
12,532
+8,098
+183% +$498K
NKE icon
79
Nike
NKE
$60.4B
$759K 0.21%
4,557
– –
IVV icon
80
iShares Core S&P 500 ETF
IVV
$904B
$699K 0.2%
1,466
+31
+2% +$14.3K
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.19T
$687K 0.19%
4,740
-20
-0.4% -$2.88K
IWB icon
82
iShares Russell 1000 ETF
IWB
$50.2B
$650K 0.18%
2,458
+12
+0.5% +$3.09K
VONE icon
83
Vanguard Russell 1000 ETF
VONE
$8.68B
$643K 0.18%
2,940
– –
VTIP icon
84
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$642K 0.18%
12,484
+1,971
+19% +$103K
WFC icon
85
Wells Fargo
WFC
$268B
$631K 0.18%
13,148
-1,083
-8% -$53.3K
MORN icon
86
Morningstar
MORN
$7.32B
$616K 0.17%
1,800
– –
PEP icon
87
PepsiCo
PEP
$188B
$566K 0.16%
3,260
-20
-0.6% -$3.27K
DIS icon
88
Walt Disney
DIS
$177B
$521K 0.15%
3,365
-197
-6% -$31.8K
MLPA icon
89
Global X MLP ETF
MLPA
$2.29B
$521K 0.15%
14,907
+5,938
+66% +$213K
UNH icon
90
UnitedHealth
UNH
$363B
$514K 0.15%
1,024
– –
V icon
91
Visa
V
$670B
$494K 0.14%
2,282
-59
-3% -$12.7K
QQQ icon
92
Invesco QQQ Trust
QQQ
$482B
$439K 0.12%
1,104
– –
PFE icon
93
Pfizer
PFE
$150B
$422K 0.12%
7,143
-32
-0.4% -$1.58K
GOOG icon
94
Alphabet (Google) Class C
GOOG
$4.18T
$414K 0.12%
2,860
-620
-18% -$89.6K
AMZN icon
95
Amazon
AMZN
$2.9T
$357K 0.1%
2,140
-20
-0.9% -$3.42K
SHY icon
96
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$355K 0.1%
4,150
-325
-7% -$27.9K
ADBE icon
97
Adobe
ADBE
$102B
$353K 0.1%
622
+2
+0.3% +$1.25K
MO icon
98
Altria Group
MO
$108B
$351K 0.1%
7,413
– –
EW icon
99
Edwards Lifesciences
EW
$53.5B
$347K 0.1%
2,676
– –
NUE icon
100
Nucor
NUE
$61.6B
$346K 0.1%
3,030
-14,885
-83% -$1.63M
2 3
4
5 6

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5VM
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PWC
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LSC
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KLWA
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Spectrum Asset Management (California)'s Q4 2021 Portfolio in Review

As of Q4 2021, Spectrum Asset Management (California) held 132 positions worth $355M, up 9% from $325M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) deployed $11.5M of net new capital in Q4 2021, opening 16 new positions and adding to 39 existing holdings. Its largest new stake was BorgWarner: 90,971 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.9% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $6.94M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2021 buy was BorgWarner: 90,971 shares worth $3.61M.
  • Spectrum Asset Management (California) added most to iShares Fallen Angels USD Bond ETF in Q4 2021, an estimated $5.7M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2021 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $6.94M.
  • Spectrum Asset Management (California) fully exited Coresite Realty Corporation in Q4 2021, selling an estimated $2.6M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $355M portfolio in Q4 2021.
  • Spectrum Asset Management (California) opened 16 new positions and closed 9 in Q4 2021.
  • Spectrum Asset Management (California)'s portfolio value rose 9% quarter-over-quarter to $355M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2021, filed 14 Feb 2022.