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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$325M
AUM Growth
-$8.57M
Cap. Flow
-$8.01M
Cap. Flow %
-2.46%
Top 10 Hldgs %
45.94%
Holding
124
New
6
Increased
20
Reduced
71
Closed
8

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.09M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.68M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.73M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.73M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$3.54M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.17M
2
WBA
Walgreens Boots Alliance
WBA
+$3.39M
3
LMT icon
Lockheed Martin
LMT
+$2.57M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.57M
5
VONE icon
Vanguard Russell 1000 ETF
VONE
+$2.14M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Industrials 4.04%
3 Financials 4.01%
4 Healthcare 3.85%
5 Energy 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
76
iShares Russell 1000 ETF
IWB
$50.2B
$591K 0.18%
2,446
-20
-0.8% -$4.97K
VONE icon
77
Vanguard Russell 1000 ETF
VONE
$8.68B
$589K 0.18%
2,940
-10,415
-78% -$2.14M
VTIP icon
78
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$553K 0.17%
10,513
+1,549
+17% +$81.3K
V icon
79
Visa
V
$671B
$521K 0.16%
2,341
-3,975
-63% -$932K
PEP icon
80
PepsiCo
PEP
$188B
$493K 0.15%
3,280
-61
-2% -$9.44K
MORN icon
81
Morningstar
MORN
$7.33B
$466K 0.14%
1,800
– –
GOOG icon
82
Alphabet (Google) Class C
GOOG
$4.16T
$464K 0.14%
3,480
-1,380
-28% -$190K
DEM icon
83
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$414K 0.13%
9,500
– –
UNH icon
84
UnitedHealth
UNH
$364B
$400K 0.12%
1,024
– –
QQQ icon
85
Invesco QQQ Trust
QQQ
$482B
$395K 0.12%
1,104
+19
+2% +$7K
EEM icon
86
iShares MSCI Emerging Markets ETF
EEM
$30.3B
$389K 0.12%
7,722
-3,098
-29% -$161K
SHY icon
87
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$386K 0.12%
4,475
– –
DE icon
88
Deere & Co
DE
$167B
$359K 0.11%
1,070
– –
ADBE icon
89
Adobe
ADBE
$102B
$357K 0.11%
620
-225
-27% -$142K
AMZN icon
90
Amazon
AMZN
$2.89T
$355K 0.11%
2,160
-860
-28% -$148K
AMD icon
91
Advanced Micro Devices
AMD
$795B
$351K 0.11%
3,413
-350
-9% -$35.8K
CMF icon
92
iShares California Muni Bond ETF
CMF
$4.63B
$351K 0.11%
5,650
– –
MO icon
93
Altria Group
MO
$108B
$337K 0.1%
7,413
+44
+0.6% +$2.13K
RTX icon
94
RTX Corp
RTX
$298B
$329K 0.1%
3,819
-44
-1% -$3.76K
TXN icon
95
Texas Instruments
TXN
$254B
$327K 0.1%
1,700
– –
MLPA icon
96
Global X MLP ETF
MLPA
$2.29B
$316K 0.1%
8,969
+575
+7% +$20.3K
BP icon
97
BP
BP
$111B
$311K 0.1%
11,395
-198
-2% -$4.96K
PFE icon
98
Pfizer
PFE
$150B
$309K 0.1%
7,175
– –
EW icon
99
Edwards Lifesciences
EW
$53.5B
$303K 0.09%
2,676
-889
-25% -$101K
MAR icon
100
Marriott International
MAR
$92.7B
$299K 0.09%
2,020
– –
1 2 3
4
5

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Spectrum Asset Management (California)'s Q3 2021 Portfolio in Review

As of Q3 2021, Spectrum Asset Management (California) held 124 positions worth $325M, down 2.6% from $334M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California)'s Q3 2021 filing shows 6 new, 20 increased, 71 reduced and 8 closed positions. Its largest new stake was iShares TIPS Bond ETF: 27,450 shares worth $3.5M. The largest sale was Vanguard Mortgage-Backed Securities ETF, an estimated $5.17M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.1% a quarter earlier, followed by Industrials and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2021 buy was iShares TIPS Bond ETF: 27,450 shares worth $3.5M.
  • Spectrum Asset Management (California) added most to iShares ESG Aware MSCI USA ETF in Q3 2021, an estimated $5.09M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2021 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $5.17M.
  • Spectrum Asset Management (California) fully exited Walgreens Boots Alliance in Q3 2021, selling an estimated $3.39M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $325M portfolio in Q3 2021.
  • Spectrum Asset Management (California) opened 6 new positions and closed 8 in Q3 2021.
  • Spectrum Asset Management (California)'s portfolio value fell 2.6% quarter-over-quarter to $325M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2021, filed 12 Nov 2021.