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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+8.59%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$280M
AUM Growth
+$41M
Cap. Flow
+$22.3M
Cap. Flow %
7.98%
Top 10 Hldgs %
49.81%
Holding
113
New
14
Increased
33
Reduced
29
Closed
8

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$8.17M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.89M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.93M
4
IHI icon
iShares US Medical Devices ETF
IHI
+$3.46M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$3.12M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$6.18M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.47M
3
MCHI icon
iShares MSCI China ETF
MCHI
+$3.79M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$1.72M
5
BIIB icon
Biogen
BIIB
+$1.38M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Healthcare 5.05%
3 Financials 4.48%
4 Industrials 4.45%
5 Energy 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
76
BP
BP
$111B
$397K 0.14%
19,363
-2,248
-10% -$42.4K
DEM icon
77
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$391K 0.14%
9,500
– –
SHY icon
78
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$387K 0.14%
4,485
– –
SCHO icon
79
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$376K 0.13%
14,620
– –
CDNS icon
80
Cadence Design Systems
CDNS
$89B
$372K 0.13%
2,730
-1,150
-30% -$135K
UNH icon
81
UnitedHealth
UNH
$364B
$357K 0.13%
1,019
– –
QQQ icon
82
Invesco QQQ Trust
QQQ
$481B
$340K 0.12%
1,085
+255
+31% +$74.9K
CMF icon
83
iShares California Muni Bond ETF
CMF
$4.62B
$336K 0.12%
+5,350
New +$334K
ILMN icon
84
Illumina
ILMN
$29.1B
$327K 0.12%
+910
New +$290K
EW icon
85
Edwards Lifesciences
EW
$53.6B
$314K 0.11%
+3,445
New +$286K
MO icon
86
Altria Group
MO
$107B
$298K 0.11%
7,268
– –
DIS icon
87
Walt Disney
DIS
$178B
$291K 0.1%
+1,604
New +$230K
BIIB icon
88
Biogen
BIIB
$30.9B
$288K 0.1%
1,175
-5,355
-82% -$1.38M
TXN icon
89
Texas Instruments
TXN
$253B
$279K 0.1%
1,700
– –
RTX icon
90
RTX Corp
RTX
$300B
$265K 0.09%
3,702
– –
PFE icon
91
Pfizer
PFE
$150B
$258K 0.09%
7,020
-674
-9% -$24.7K
GDX icon
92
VanEck Gold Miners ETF
GDX
$27.8B
$243K 0.09%
6,735
-30
-0.4% -$1.12K
MRK icon
93
Merck
MRK
$328B
$240K 0.09%
3,071
– –
IVV icon
94
iShares Core S&P 500 ETF
IVV
$904B
$216K 0.08%
+575
New +$205K
EGF
95
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$185K 0.07%
+13,780
New +$180K
AVGR
96
DELISTED
Avinger, Inc. Common Stock
AVGR
$132K 0.05%
1,000
-1,667
-63% -$151K
IGR
97
CBRE Global Real Estate Income Fund
IGR
$709M
$77K 0.03%
11,150
– –
CHKP icon
98
Check Point Software Technologies
CHKP
$13.2B
– –
-2,540
Closed -$306K
EWJ icon
99
iShares MSCI Japan ETF
EWJ
$23.1B
– –
-10,690
Closed -$631K
IJK icon
100
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-9,900
Closed -$592K
1 2 3
4
5

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KLWA
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Spectrum Asset Management (California)'s Q4 2020 Portfolio in Review

As of Q4 2020, Spectrum Asset Management (California) held 113 positions worth $280M, up 17% from $239M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Spectrum Asset Management (California) deployed $22.3M of net new capital in Q4 2020, opening 14 new positions and adding to 33 existing holdings. Its largest new stake was iShares ESG Aware MSCI USA ETF: 48,458 shares worth $4.17M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core 1-5 Year USD Bond ETF, an estimated $1.72M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2020 buy was iShares ESG Aware MSCI USA ETF: 48,458 shares worth $4.17M.
  • Spectrum Asset Management (California) added most to Vanguard Mortgage-Backed Securities ETF in Q4 2020, an estimated $8.17M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2020 reduction was iShares Core 1-5 Year USD Bond ETF, cutting an estimated $1.72M.
  • Spectrum Asset Management (California) fully exited Pacer Trendpilot US Large Cap ETF in Q4 2020, selling an estimated $6.18M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 50% of its $280M portfolio in Q4 2020.
  • Spectrum Asset Management (California) opened 14 new positions and closed 8 in Q4 2020.
  • Spectrum Asset Management (California)'s portfolio value rose 17% quarter-over-quarter to $280M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2020, filed 20 Jan 2021.