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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$156M
AUM Growth
-$3.08M
Cap. Flow
-$3.32M
Cap. Flow %
-2.12%
Top 10 Hldgs %
44.64%
Holding
88
New
6
Increased
17
Reduced
27
Closed
6

Top Buys

Rank Stock Value
1
CGNX icon
Cognex
CGNX
+$1.73M
2
ABBV icon
AbbVie
ABBV
+$1.61M
3
NOK icon
Nokia
NOK
+$962K
4
HON icon
Honeywell
HON
+$953K
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$330K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.24M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.02M
3
BAC icon
Bank of America
BAC
+$1.47M
4
MRSH
Marsh
MRSH
+$1.07M
5
APH icon
Amphenol
APH
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 10.13%
2 Healthcare 9.72%
3 Financials 7.02%
4 Industrials 6.66%
5 Energy 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
76
Johnson & Johnson
JNJ
$626B
– –
-14,526
Closed -$2.02M
MRSH
77
Marsh
MRSH
$91.3B
– –
-10,690
Closed -$1.07M
1 2 3
4

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MCM
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5VM
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PWC
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Spectrum Asset Management (California)'s Q3 2019 Portfolio in Review

As of Q3 2019, Spectrum Asset Management (California) held 88 positions worth $156M, down 1.9% from $159M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Spectrum Asset Management (California)'s Q3 2019 filing shows 6 new, 17 increased, 27 reduced and 6 closed positions. Its largest new stake was Nokia: 186,530 shares worth $944K. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $4.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.7% a quarter earlier, followed by Healthcare and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2019 buy was Nokia: 186,530 shares worth $944K.
  • Spectrum Asset Management (California) added most to Cognex in Q3 2019, an estimated $1.73M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2019 reduction was UnitedHealth, cutting an estimated $554K.
  • Spectrum Asset Management (California) fully exited iShares Core S&P Small-Cap ETF in Q3 2019, selling an estimated $4.24M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 45% of its $156M portfolio in Q3 2019.
  • Spectrum Asset Management (California) opened 6 new positions and closed 6 in Q3 2019.
  • Spectrum Asset Management (California)'s portfolio value fell 1.9% quarter-over-quarter to $156M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2019, filed 24 Oct 2019.