We are live on ! Find out more
SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$325M
AUM Growth
-$8.57M
Cap. Flow
-$8.01M
Cap. Flow %
-2.46%
Top 10 Hldgs %
45.94%
Holding
124
New
6
Increased
20
Reduced
71
Closed
8

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.09M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.68M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.73M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.73M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$3.54M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.17M
2
WBA
Walgreens Boots Alliance
WBA
+$3.39M
3
LMT icon
Lockheed Martin
LMT
+$2.57M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.57M
5
VONE icon
Vanguard Russell 1000 ETF
VONE
+$2.14M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Industrials 4.04%
3 Financials 4.01%
4 Healthcare 3.85%
5 Energy 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
51
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$1.54M 0.47%
30,212
-17,983
-37% -$922K
TSLA icon
52
Tesla
TSLA
$1.29T
$1.42M 0.44%
5,505
– –
VEA icon
53
Vanguard FTSE Developed Markets ETF
VEA
$238B
$1.27M 0.39%
25,071
-8,024
-24% -$417K
COST icon
54
Costco
COST
$421B
$1.22M 0.38%
2,724
-264
-9% -$116K
SPY icon
55
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.04M 0.32%
2,436
+143
+6% +$63.1K
FNV icon
56
Franco-Nevada
FNV
$45.6B
$996K 0.31%
7,665
-1,620
-17% -$237K
INTU icon
57
Intuit
INTU
$90.9B
$989K 0.3%
1,834
-906
-33% -$488K
DHR icon
58
Danaher
DHR
$145B
$971K 0.3%
3,597
-1,581
-31% -$430K
MCHP icon
59
Microchip Technology
MCHP
$43.7B
$959K 0.29%
12,498
-2,108
-14% -$158K
A icon
60
Agilent Technologies
A
$42B
$943K 0.29%
5,984
-3,406
-36% -$551K
NDSN icon
61
Nordson
NDSN
$17.4B
$942K 0.29%
3,954
-261
-6% -$60.3K
SYK icon
62
Stryker
SYK
$132B
$918K 0.28%
3,480
-385
-10% -$103K
BMI icon
63
Badger Meter
BMI
$3.86B
$917K 0.28%
9,065
-5
-0.1% -$511
NVDA icon
64
NVIDIA
NVDA
$5.4T
$917K 0.28%
44,250
-10,950
-20% -$227K
ROK icon
65
Rockwell Automation
ROK
$49.9B
$913K 0.28%
3,105
+145
+5% +$44.5K
VTI icon
66
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$844K 0.26%
3,800
-47
-1% -$10.7K
CGNX icon
67
Cognex
CGNX
$10.4B
$837K 0.26%
10,429
-1,791
-15% -$154K
SPDW icon
68
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.8B
$814K 0.25%
22,479
-10,741
-32% -$399K
IEX icon
69
IDEX
IEX
$17.7B
$787K 0.24%
3,801
-544
-13% -$121K
SIL icon
70
Global X Silver Miners ETF NEW
SIL
$4.89B
$730K 0.22%
20,805
-355
-2% -$14.1K
NKE icon
71
Nike
NKE
$60.4B
$662K 0.2%
4,557
– –
WFC icon
72
Wells Fargo
WFC
$268B
$660K 0.2%
14,231
-3,014
-17% -$140K
GOOGL icon
73
Alphabet (Google) Class A
GOOGL
$4.19T
$636K 0.2%
4,760
-60
-1% -$8.16K
IVV icon
74
iShares Core S&P 500 ETF
IVV
$904B
$618K 0.19%
1,435
+819
+133% +$363K
DIS icon
75
Walt Disney
DIS
$178B
$603K 0.19%
3,562
-350
-9% -$62.4K
1 2
3
4 5

Similar funds

RA
RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return
MCM
Monimus Capital Management Woodbridge, New Jersey $361M AUM 21.17% 1-Year Est. Return
5VM
5AM Venture Management San Francisco, California $360M AUM 345.76% 1-Year Est. Return
PWC
PYA Waltman Capital Knoxville, Tennessee $361M AUM 9.49% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return
PI
Pennant Investors Summit, New Jersey $361M AUM 134.26% 1-Year Est. Return
NC
Naman Capital Sao Paulo, Brazil $360M AUM 27.43% 1-Year Est. Return
KLWA
Kelly Lawrence W & Associates Pasadens, California $360M AUM 16.9% 1-Year Est. Return

Spectrum Asset Management (California)'s Q3 2021 Portfolio in Review

As of Q3 2021, Spectrum Asset Management (California) held 124 positions worth $325M, down 2.6% from $334M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California)'s Q3 2021 filing shows 6 new, 20 increased, 71 reduced and 8 closed positions. Its largest new stake was iShares TIPS Bond ETF: 27,450 shares worth $3.5M. The largest sale was Vanguard Mortgage-Backed Securities ETF, an estimated $5.17M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.1% a quarter earlier, followed by Industrials and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2021 buy was iShares TIPS Bond ETF: 27,450 shares worth $3.5M.
  • Spectrum Asset Management (California) added most to iShares ESG Aware MSCI USA ETF in Q3 2021, an estimated $5.09M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2021 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $5.17M.
  • Spectrum Asset Management (California) fully exited Walgreens Boots Alliance in Q3 2021, selling an estimated $3.39M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $325M portfolio in Q3 2021.
  • Spectrum Asset Management (California) opened 6 new positions and closed 8 in Q3 2021.
  • Spectrum Asset Management (California)'s portfolio value fell 2.6% quarter-over-quarter to $325M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2021, filed 12 Nov 2021.