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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-14.62%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$105M
AUM Growth
-$76.6M
Cap. Flow
-$53.6M
Cap. Flow %
-51.14%
Top 10 Hldgs %
46.71%
Holding
105
New
14
Increased
18
Reduced
33
Closed
28

Top Buys

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$7.16M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$6.89M
3
SCHW
Charles Schwab
SCHW
+$1.99M
4
BIIB icon
Biogen
BIIB
+$1.98M
5
CONE
CyrusOne Inc Common Stock
CONE
+$1.56M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$17.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.06M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.63M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$4.13M
5
IXC icon
iShares Global Energy ETF
IXC
+$3.68M

Sector Composition

Rank Sector Weight
1 Healthcare 11.82%
2 Technology 11.1%
3 Financials 6.75%
4 Industrials 5.88%
5 Energy 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIA icon
51
Gaia
GAIA
$30.8M
$458K 0.44%
51,600
– –
BIV icon
52
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$429K 0.41%
+4,800
New +$426K
IJK icon
53
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$408K 0.39%
9,140
-3,040
-25% -$167K
MO icon
54
Altria Group
MO
$107B
$389K 0.37%
10,048
– –
SHY icon
55
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$389K 0.37%
4,485
-900
-17% -$76.9K
BP icon
56
BP
BP
$111B
$359K 0.34%
14,715
+2,669
+22% +$86.3K
AMZN icon
57
Amazon
AMZN
$2.88T
$328K 0.31%
3,360
-1,240
-27% -$120K
DEM icon
58
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$306K 0.29%
9,500
-124,841
-93% -$5.06M
BSV icon
59
Vanguard Short-Term Bond ETF
BSV
$45.6B
$300K 0.29%
+3,650
New +$296K
ADBE icon
60
Adobe
ADBE
$103B
$282K 0.27%
885
-175
-17% -$59.9K
GOOG icon
61
Alphabet (Google) Class C
GOOG
$4.19T
$276K 0.26%
+4,740
New +$322K
MRK icon
62
Merck
MRK
$328B
$261K 0.25%
3,558
– –
CDNS icon
63
Cadence Design Systems
CDNS
$89B
$256K 0.24%
3,880
+50
+1% +$3.47K
UNH icon
64
UnitedHealth
UNH
$364B
$249K 0.24%
1,000
-6,512
-87% -$1.79M
SNPS icon
65
Synopsys
SNPS
$79B
$241K 0.23%
1,870
-1,105
-37% -$157K
PFE icon
66
Pfizer
PFE
$150B
$240K 0.23%
7,747
-43,700
-85% -$1.49M
DE icon
67
Deere & Co
DE
$167B
$235K 0.22%
1,700
– –
MORN icon
68
Morningstar
MORN
$7.41B
$209K 0.2%
1,800
– –
RTN
69
DELISTED
Raytheon Company
RTN
$205K 0.2%
1,565
-15,460
-91% -$3.06M
HBI
70
DELISTED
Hanesbrands
HBI
$140K 0.13%
+17,800
New +$226K
ACB
71
Aurora Cannabis
ACB
$237M
– –
-104
Closed -$27K
ATRC icon
72
AtriCure
ATRC
$2.22B
– –
-7,000
Closed -$228K
BDX icon
73
Becton Dickinson
BDX
$50B
– –
-4,397
Closed -$1.17M
CGNX icon
74
Cognex
CGNX
$10.2B
– –
-56,930
Closed -$3.19M
DEO icon
75
Diageo
DEO
$52.2B
– –
-6,102
Closed -$1.03M
1 2
3
4

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5VM
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PWC
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LSC
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PI
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NC
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KLWA
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Spectrum Asset Management (California)'s Q1 2020 Portfolio in Review

As of Q1 2020, Spectrum Asset Management (California) held 105 positions worth $105M, down 42% from $181M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Spectrum Asset Management (California) withdrew a net $53.6M in Q1 2020, closing 28 positions and reducing 33 holdings. Its most notable exit was State Street SPDR S&P Dividend ETF, an estimated $17.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Spectrum Asset Management (California) opened a new position in Pacer Trendpilot US Large Cap ETF worth $6.05M.

  • Spectrum Asset Management (California)'s largest Q1 2020 buy was Pacer Trendpilot US Large Cap ETF: 223,995 shares worth $6.05M.
  • Spectrum Asset Management (California) added most to Vanguard Mortgage-Backed Securities ETF in Q1 2020, an estimated $6.89M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2020 reduction was WisdomTree Emerging Markets High Dividend Fund, cutting an estimated $5.06M.
  • Spectrum Asset Management (California) fully exited State Street SPDR S&P Dividend ETF in Q1 2020, selling an estimated $17.1M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 47% of its $105M portfolio in Q1 2020.
  • Spectrum Asset Management (California) opened 14 new positions and closed 28 in Q1 2020.
  • Spectrum Asset Management (California)'s portfolio value fell 42% quarter-over-quarter to $105M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2020, filed 22 Apr 2020.