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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$181M
AUM Growth
+$25.2M
Cap. Flow
+$13.8M
Cap. Flow %
7.63%
Top 10 Hldgs %
42.81%
Holding
100
New
18
Increased
22
Reduced
42
Closed
9

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$4.6M
2
IXC icon
iShares Global Energy ETF
IXC
+$3.66M
3
GD icon
General Dynamics
GD
+$3.09M
4
HRB icon
H&R Block
HRB
+$2.38M
5
TECH icon
Bio-Techne
TECH
+$974K

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$1.51M
2
HXL icon
Hexcel
HXL
+$1.12M
3
MDLZ icon
Mondelez International
MDLZ
+$974K
4
NOK icon
Nokia
NOK
+$944K
5
SYK icon
Stryker
SYK
+$686K

Sector Composition

Rank Sector Weight
1 Technology 10.37%
2 Healthcare 9.91%
3 Industrials 8.72%
4 Energy 5.58%
5 Financials 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
51
Graco
GGG
$13.6B
$1.03M 0.57%
+19,900
New +$950K
INTU icon
52
Intuit
INTU
$91.7B
$1.03M 0.57%
3,940
-220
-5% -$57.5K
DEO icon
53
Diageo
DEO
$52.8B
$1.03M 0.57%
6,102
-3,755
-38% -$610K
TECH icon
54
Bio-Techne
TECH
$11.2B
$1.02M 0.56%
+18,560
New +$974K
CERN
55
DELISTED
Cerner Corp
CERN
$1M 0.55%
+13,690
New +$947K
MDT icon
56
Medtronic
MDT
$115B
$989K 0.55%
+8,720
New +$957K
G icon
57
Genpact
G
$5.73B
$978K 0.54%
+23,190
New +$927K
FTV icon
58
Fortive
FTV
$18.7B
$966K 0.53%
+20,044
New +$905K
LHX icon
59
L3Harris
LHX
$53.5B
$956K 0.53%
+4,830
New +$969K
JKHY icon
60
Jack Henry & Associates
JKHY
$11B
$932K 0.51%
+6,400
New +$935K
SCHO icon
61
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$904K 0.5%
35,800
-800
-2% -$20.2K
BIL icon
62
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$899K 0.5%
9,830
-2,115
-18% -$194K
KMB icon
63
Kimberly-Clark
KMB
$35.9B
$810K 0.45%
5,892
-3,405
-37% -$461K
IJK icon
64
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$725K 0.4%
12,180
-60
-0.5% -$3.44K
PEP icon
65
PepsiCo
PEP
$188B
$549K 0.3%
4,017
+926
+30% +$126K
MO icon
66
Altria Group
MO
$108B
$502K 0.28%
10,048
+2,030
+25% +$95.8K
SHY icon
67
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$456K 0.25%
5,385
-665
-11% -$56.3K
BP icon
68
BP
BP
$111B
$455K 0.25%
12,046
+205
+2% +$7.78K
AMZN icon
69
Amazon
AMZN
$2.94T
$425K 0.23%
4,600
-600
-12% -$53.1K
SNPS icon
70
Synopsys
SNPS
$78.5B
$414K 0.23%
2,975
-200
-6% -$27.4K
GAIA icon
71
Gaia
GAIA
$32.4M
$412K 0.23%
51,600
– –
ADBE icon
72
Adobe
ADBE
$105B
$350K 0.19%
1,060
-765
-42% -$225K
GOOGL icon
73
Alphabet (Google) Class A
GOOGL
$4.25T
$319K 0.18%
4,760
-60
-1% -$3.87K
MRK icon
74
Merck
MRK
$322B
$309K 0.17%
3,558
-189
-5% -$15.5K
DE icon
75
Deere & Co
DE
$166B
$295K 0.16%
1,700
– –
1 2
3
4

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Spectrum Asset Management (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Spectrum Asset Management (California) held 100 positions worth $181M, up 16% from $156M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Spectrum Asset Management (California) deployed $13.8M of net new capital in Q4 2019, opening 18 new positions and adding to 22 existing holdings. Its largest new stake was Invesco Preferred ETF: 308,459 shares worth $4.63M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Wells Fargo, an estimated $1.51M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2019 buy was Invesco Preferred ETF: 308,459 shares worth $4.63M.
  • Spectrum Asset Management (California) added most to Honeywell in Q4 2019, an estimated $830K increase.
  • Spectrum Asset Management (California)'s biggest Q4 2019 reduction was Wells Fargo, cutting an estimated $1.51M.
  • Spectrum Asset Management (California) fully exited Hexcel in Q4 2019, selling an estimated $1.12M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 43% of its $181M portfolio in Q4 2019.
  • Spectrum Asset Management (California) opened 18 new positions and closed 9 in Q4 2019.
  • Spectrum Asset Management (California)'s portfolio value rose 16% quarter-over-quarter to $181M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2019, filed 7 Feb 2020.