We are live on ! Find out more
SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$156M
AUM Growth
-$3.08M
Cap. Flow
-$3.32M
Cap. Flow %
-2.12%
Top 10 Hldgs %
44.64%
Holding
88
New
6
Increased
17
Reduced
27
Closed
6

Top Buys

Rank Stock Value
1
CGNX icon
Cognex
CGNX
+$1.73M
2
ABBV icon
AbbVie
ABBV
+$1.61M
3
NOK icon
Nokia
NOK
+$962K
4
HON icon
Honeywell
HON
+$953K
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$330K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.24M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.02M
3
BAC icon
Bank of America
BAC
+$1.47M
4
MRSH
Marsh
MRSH
+$1.07M
5
APH icon
Amphenol
APH
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 10.13%
2 Healthcare 9.72%
3 Financials 7.02%
4 Industrials 6.66%
5 Energy 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
51
Nokia
NOK
$52.7B
$944K 0.6%
+186,530
New +$962K
SCHO icon
52
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$926K 0.59%
36,600
-460
-1% -$11.6K
IJK icon
53
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$685K 0.44%
12,240
+80
+0.7% +$4.5K
SHY icon
54
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$513K 0.33%
6,050
-225
-4% -$19.1K
ADBE icon
55
Adobe
ADBE
$105B
$504K 0.32%
1,825
– –
AMZN icon
56
Amazon
AMZN
$2.94T
$451K 0.29%
5,200
– –
BP icon
57
BP
BP
$111B
$450K 0.29%
11,841
-200
-2% -$7.63K
SNPS icon
58
Synopsys
SNPS
$78.7B
$436K 0.28%
3,175
– –
PEP icon
59
PepsiCo
PEP
$189B
$424K 0.27%
3,091
– –
SPY icon
60
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$342K 0.22%
1,151
– –
GAIA icon
61
Gaia
GAIA
$31.4M
$337K 0.22%
51,600
– –
MO icon
62
Altria Group
MO
$109B
$328K 0.21%
8,018
– –
MRK icon
63
Merck
MRK
$322B
$301K 0.19%
3,747
– –
RDS.B
64
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$300K 0.19%
5,016
– –
GOOGL icon
65
Alphabet (Google) Class A
GOOGL
$4.2T
$294K 0.19%
4,820
– –
DE icon
66
Deere & Co
DE
$167B
$287K 0.18%
1,700
– –
MORN icon
67
Morningstar
MORN
$7.33B
$263K 0.17%
1,800
– –
QQQ icon
68
Invesco QQQ Trust
QQQ
$478B
$255K 0.16%
+1,349
New +$256K
VMBS icon
69
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$255K 0.16%
4,779
+279
+6% +$14.8K
TXN icon
70
Texas Instruments
TXN
$257B
$220K 0.14%
+1,700
New +$209K
NOC icon
71
Northrop Grumman
NOC
$81.8B
$215K 0.14%
+574
New +$203K
ACB
72
Aurora Cannabis
ACB
$216M
– –
-83
Closed -$78K
APH icon
73
Amphenol
APH
$206B
– –
-42,440
Closed -$1.02M
BAC icon
74
Bank of America
BAC
$448B
– –
-50,773
Closed -$1.47M
IJR icon
75
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-54,151
Closed -$4.24M
1 2
3
4

Similar funds

RA
RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return
SWM
SK Wealth Management Providence, Rhode Island $360M AUM 14.81% 1-Year Est. Return
MCM
Monimus Capital Management Woodbridge, New Jersey $361M AUM 21.17% 1-Year Est. Return
5VM
5AM Venture Management San Francisco, California $360M AUM 345.76% 1-Year Est. Return
PWC
PYA Waltman Capital Knoxville, Tennessee $361M AUM 9.49% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return
PPG
Peak Planning Group Centennial, Colorado $361M AUM 22.01% 1-Year Est. Return
PI
Pennant Investors Summit, New Jersey $361M AUM 134.26% 1-Year Est. Return

Spectrum Asset Management (California)'s Q3 2019 Portfolio in Review

As of Q3 2019, Spectrum Asset Management (California) held 88 positions worth $156M, down 1.9% from $159M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Spectrum Asset Management (California)'s Q3 2019 filing shows 6 new, 17 increased, 27 reduced and 6 closed positions. Its largest new stake was Nokia: 186,530 shares worth $944K. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $4.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.7% a quarter earlier, followed by Healthcare and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2019 buy was Nokia: 186,530 shares worth $944K.
  • Spectrum Asset Management (California) added most to Cognex in Q3 2019, an estimated $1.73M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2019 reduction was UnitedHealth, cutting an estimated $554K.
  • Spectrum Asset Management (California) fully exited iShares Core S&P Small-Cap ETF in Q3 2019, selling an estimated $4.24M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 45% of its $156M portfolio in Q3 2019.
  • Spectrum Asset Management (California) opened 6 new positions and closed 6 in Q3 2019.
  • Spectrum Asset Management (California)'s portfolio value fell 1.9% quarter-over-quarter to $156M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2019, filed 24 Oct 2019.