Spectrum Asset Management (California) Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.1M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$2.65M |
| 3 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.64M |
| 4 |
Schwab US Broad Market ETF
SCHB
|
+$1.74M |
| 5 |
Hasbro
HAS
|
+$985K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
|
+$5.52M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$3.72M |
| 3 |
iShares Europe ETF
IEV
|
+$3.69M |
| 4 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$2.84M |
| 5 |
Estee Lauder
EL
|
+$1.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.28% |
| 2 | Healthcare | 4.16% |
| 3 | Financials | 3.24% |
| 4 | Technology | 3.12% |
| 5 | Consumer Staples | 2.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IDTI
51
DELISTED
Integrated Device Technology I
IDTI
| $212K | 0.21% |
9,000
| – | – |
|
52
CSX Corp
CSX
$92.8B
| $201K | 0.19% |
+16,800
| New | +$188K |
|
53
CVS Health
CVS
$122B
| – | – |
-9,245
| Closed | -$823K |
|
|
54
Estee Lauder
EL
$31.5B
| – | – |
-11,680
| Closed | -$1.03M |
|
|
55
VanEck Gold Miners ETF
GDX
$27.6B
| – | – |
-140,840
| Closed | -$3.72M |
|
|
56
iShares Europe ETF
IEV
$1.7B
| – | – |
-93,813
| Closed | -$3.69M |
|
57
Medtronic
MDT
$114B
| – | – |
-11,940
| Closed | -$1.03M |
|
|
58
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
| – | – |
-53,437
| Closed | -$2.84M |
|
|
BSCG
59
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
| – | – |
-250,077
| Closed | -$5.52M |
|
Similar funds
Spectrum Asset Management (California)'s Q4 2016 Portfolio in Review
As of Q4 2016, Spectrum Asset Management (California) held 67 positions worth $103M, up 12% from $92.6M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Spectrum Asset Management (California) deployed $8.99M of net new capital in Q4 2016, opening 19 new positions and adding to 12 existing holdings. Its largest new stake was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.
By sector, the portfolio is most concentrated in Energy at 5.3% of assets, up from 5.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $949K trimmed.
- Spectrum Asset Management (California)'s largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.
- Spectrum Asset Management (California) added most to State Street SPDR S&P Dividend ETF in Q4 2016, an estimated $2.64M increase.
- Spectrum Asset Management (California)'s biggest Q4 2016 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $949K.
- Spectrum Asset Management (California) fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $5.52M.
- Spectrum Asset Management (California)'s ten largest holdings make up 63% of its $103M portfolio in Q4 2016.
- Spectrum Asset Management (California) opened 19 new positions and closed 7 in Q4 2016.
- Spectrum Asset Management (California)'s portfolio value rose 12% quarter-over-quarter to $103M.
Based on Spectrum Asset Management (California)'s 13F filing for Q4 2016, filed 3 Feb 2017.