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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$88.1M
AUM Growth
+$2.76M
Cap. Flow
-$928K
Cap. Flow %
-1.05%
Top 10 Hldgs %
62.17%
Holding
65
New
12
Increased
13
Reduced
14
Closed
6

Top Buys

Rank Stock Value
1
LHX icon
L3Harris
LHX
+$1.09M
2
BCR
CR Bard Inc.
BCR
+$1.08M
3
HBAN icon
Huntington Bancshares
HBAN
+$1.07M
4
EQR icon
Equity Residential
EQR
+$1.05M
5
EL icon
Estee Lauder
EL
+$1.04M

Top Sells

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$5.3M
2
STJ
St Jude Medical
STJ
+$1.1M
3
ISBC
Investors Bancorp, Inc.
ISBC
+$1.05M
4
AVGO icon
Broadcom
AVGO
+$1.03M
5
MRSH
Marsh
MRSH
+$973K

Sector Composition

Rank Sector Weight
1 Healthcare 5.19%
2 Technology 5.01%
3 Financials 4.04%
4 Communication Services 2.98%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
51
Broadcom
AVGO
$2.01T
– –
-82,700
Closed -$1.03M
GL icon
52
Globe Life
GL
$14.1B
– –
-17,045
Closed -$961K
MRSH
53
Marsh
MRSH
$91.1B
– –
-18,635
Closed -$973K
ISBC
54
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-85,100
Closed -$1.05M
STJ
55
DELISTED
St Jude Medical
STJ
– –
-17,460
Closed -$1.1M
BSCF
56
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
– –
-245,200
Closed -$5.3M
1 2
3

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RA
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SWM
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MCM
Monimus Capital Management Woodbridge, New Jersey $361M AUM 21.17% 1-Year Est. Return
5VM
5AM Venture Management San Francisco, California $360M AUM 345.76% 1-Year Est. Return
PWC
PYA Waltman Capital Knoxville, Tennessee $361M AUM 9.49% 1-Year Est. Return
LSC
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PPG
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BCC
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Spectrum Asset Management (California)'s Q4 2015 Portfolio in Review

As of Q4 2015, Spectrum Asset Management (California) held 65 positions worth $88.1M, up 3.2% from $85.3M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Spectrum Asset Management (California)'s Q4 2015 filing shows 12 new, 13 increased, 14 reduced and 6 closed positions. Its largest new stake was L3Harris: 13,510 shares worth $1.17M. The largest sale was CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF, an estimated $5.3M.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, down from 5.3% a quarter earlier, followed by Technology and Financials.

  • Spectrum Asset Management (California)'s largest Q4 2015 buy was L3Harris: 13,510 shares worth $1.17M.
  • Spectrum Asset Management (California) added most to iShares MSCI China ETF in Q4 2015, an estimated $101K increase.
  • Spectrum Asset Management (California)'s biggest Q4 2015 reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, cutting an estimated $556K.
  • Spectrum Asset Management (California) fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q4 2015, selling an estimated $5.3M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 62% of its $88.1M portfolio in Q4 2015.
  • Spectrum Asset Management (California) opened 12 new positions and closed 6 in Q4 2015.
  • Spectrum Asset Management (California)'s portfolio value rose 3.2% quarter-over-quarter to $88.1M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2015, filed 2 Feb 2016.