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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$315M
AUM Growth
+$15M
Cap. Flow
+$11.3M
Cap. Flow %
3.58%
Top 10 Hldgs %
45.97%
Holding
125
New
17
Increased
39
Reduced
37
Closed
15

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$35.6M
2
YMAR icon
FT Vest International Equity Moderate Buffer ETF March
YMAR
+$6.87M
3
HECA
Hedgeye Capital Allocation ETF
HECA
+$4.99M
4
FCX icon
Freeport-McMoran
FCX
+$3.28M
5
ILMN icon
Illumina
ILMN
+$2.95M

Top Sells

Rank Stock Value
1
CLOX icon
Panagram AAA CLO ETF
CLOX
+$11M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.98M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.13M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.69M
5
ABT icon
Abbott
ABT
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 13.9%
2 Industrials 6.89%
3 Healthcare 6.19%
4 Energy 4.3%
5 Technology 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
26
Duke Energy
DUK
$96.1B
$3.87M 1.23%
29,518
+2
+0% +$250
MSFT icon
27
Microsoft
MSFT
$3.74T
$3.78M 1.2%
10,224
-1,823
-15% -$763K
SCHW
28
Charles Schwab
SCHW
$186B
$3.76M 1.2%
40,038
+4
+0% +$392
XLE icon
29
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$3.59M 1.14%
58,671
+2,850
+5% +$153K
AAAU icon
30
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.65B
$3.57M 1.13%
77,204
+6,418
+9% +$309K
SCHR
31
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.47M 1.1%
139,109
-85,700
-38% -$2.15M
SCJ icon
32
iShares MSCI Japan Small-Cap ETF
SCJ
$261M
$3.29M 1.05%
33,898
+371
+1% +$36.7K
FCX icon
33
Freeport-McMoran
FCX
$96.4B
$3.19M 1.01%
+54,312
New +$3.28M
MDT icon
34
Medtronic
MDT
$116B
$3.16M 1.01%
36,227
+45
+0.1% +$4.31K
EMR icon
35
Emerson Electric
EMR
$91.7B
$3.12M 0.99%
23,818
-55
-0.2% -$7.91K
BRK.B icon
36
Berkshire Hathaway Class B
BRK.B
$1.11T
$3.09M 0.98%
6,445
-732
-10% -$359K
CLOX icon
37
Panagram AAA CLO ETF
CLOX
$323M
$2.95M 0.94%
115,403
-430,518
-79% -$11M
EW icon
38
Edwards Lifesciences
EW
$54B
$2.88M 0.92%
35,995
+225
+0.6% +$18.6K
ILMN icon
39
Illumina
ILMN
$29.1B
$2.77M 0.88%
+22,436
New +$2.95M
LIN icon
40
Linde
LIN
$226B
$2.35M 0.75%
4,732
+18
+0.4% +$8.49K
ORCL icon
41
Oracle
ORCL
$419B
$2.34M 0.74%
15,888
-1,814
-10% -$295K
ESGU icon
42
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$2.31M 0.73%
16,331
+1,186
+8% +$175K
SCHB icon
43
Schwab US Broad Market ETF
SCHB
$44.7B
$2.26M 0.72%
89,859
+9,303
+12% +$244K
SPY icon
44
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$2.21M 0.7%
3,393
+612
+22% +$416K
BRK.A icon
45
Berkshire Hathaway Class A
BRK.A
$1.11T
$2.15M 0.68%
3
– –
DJAN icon
46
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$1.73M 0.55%
+40,692
New +$1.76M
GOOGL icon
47
Alphabet (Google) Class A
GOOGL
$4.2T
$1.54M 0.49%
5,357
+336
+7% +$106K
COST icon
48
Costco
COST
$419B
$1.41M 0.45%
1,412
-80
-5% -$78K
MCK icon
49
McKesson
MCK
$105B
$1.39M 0.44%
1,600
– –
DNOV icon
50
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$1.36M 0.43%
28,381
– –
1
2
3 4 5

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MCM
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5VM
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PWC
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LSC
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PPG
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PI
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Spectrum Asset Management (California)'s Q1 2026 Portfolio in Review

As of Q1 2026, Spectrum Asset Management (California) held 125 positions worth $315M, up 5% from $300M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California) deployed $11.3M of net new capital in Q1 2026, opening 17 new positions and adding to 39 existing holdings. Its largest new stake was Wells Fargo: 414,694 shares worth $33M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 4% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Panagram AAA CLO ETF, an estimated $11M trimmed.

  • Spectrum Asset Management (California)'s largest Q1 2026 buy was Wells Fargo: 414,694 shares worth $33M.
  • Spectrum Asset Management (California) added most to Hedgeye Capital Allocation ETF in Q1 2026, an estimated $4.99M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2026 reduction was Panagram AAA CLO ETF, cutting an estimated $11M.
  • Spectrum Asset Management (California) fully exited Vanguard FTSE Europe ETF in Q1 2026, selling an estimated $6.13M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $315M portfolio in Q1 2026.
  • Spectrum Asset Management (California) opened 17 new positions and closed 15 in Q1 2026.
  • Spectrum Asset Management (California)'s portfolio value rose 5% quarter-over-quarter to $315M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2026, filed 22 Apr 2026.