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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$190M
AUM Growth
-$10.6M
Cap. Flow
-$6.57M
Cap. Flow %
-3.45%
Top 10 Hldgs %
41.89%
Holding
99
New
9
Increased
20
Reduced
35
Closed
8

Top Buys

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$4.54M
2
WMT icon
Walmart Inc
WMT
+$2.25M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$938K
4
CF icon
CF Industries
CF
+$826K
5
V icon
Visa
V
+$761K

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$10.2M
2
SH icon
ProShares Short S&P500
SH
+$9.15M
3
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$1.02M
4
VONE icon
Vanguard Russell 1000 ETF
VONE
+$648K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$520K

Sector Composition

Rank Sector Weight
1 Technology 13.23%
2 Energy 8.78%
3 Healthcare 7.6%
4 Industrials 6.69%
5 Consumer Staples 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
26
Duke Energy
DUK
$96.1B
$2.83M 1.49%
32,091
-900
-3% -$82.5K
SRE icon
27
Sempra
SRE
$55.9B
$2.76M 1.45%
40,225
+43
+0.1% +$3.1K
COLD icon
28
Americold
COLD
$4.13B
$2.71M 1.42%
88,567
-2,580
-3% -$83.4K
EXE
29
Expand Energy Corp
EXE
$22.7B
$2.71M 1.42%
31,435
-990
-3% -$84K
VONE icon
30
Vanguard Russell 1000 ETF
VONE
$8.65B
$2.6M 1.36%
13,334
-3,200
-19% -$648K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$228B
$2.51M 1.32%
55,254
+1,020
+2% +$48.2K
EMR icon
32
Emerson Electric
EMR
$91.7B
$2.44M 1.28%
25,282
-630
-2% -$60K
SCHF icon
33
Schwab International Equity ETF
SCHF
$68.5B
$2.16M 1.13%
127,144
-1,960
-2% -$34.6K
BWA icon
34
BorgWarner
BWA
$14.2B
$2.15M 1.13%
53,368
-7,871
-13% -$333K
SCHB icon
35
Schwab US Broad Market ETF
SCHB
$44.7B
$1.9M 1%
114,390
-90
-0.1% -$1.56K
ABT icon
36
Abbott
ABT
$190B
$1.54M 0.81%
15,902
-322
-2% -$33.8K
VZ icon
37
Verizon
VZ
$196B
$1.32M 0.69%
40,666
-742
-2% -$25.1K
TSLA icon
38
Tesla
TSLA
$1.31T
$1.28M 0.67%
5,113
-60
-1% -$15.4K
QCOM icon
39
Qualcomm
QCOM
$171B
$1.23M 0.64%
11,045
-10
-0.1% -$1.16K
DE icon
40
Deere & Co
DE
$167B
$1.19M 0.62%
3,131
– –
V icon
41
Visa
V
$677B
$1.15M 0.6%
4,999
+3,164
+172% +$761K
COST icon
42
Costco
COST
$419B
$1.15M 0.6%
2,029
– –
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$1.12M 0.59%
2,613
+40
+2% +$17.8K
SLB icon
44
SLB Ltd
SLB
$79.7B
$1.09M 0.57%
18,599
-1,315
-7% -$76.3K
ROK icon
45
Rockwell Automation
ROK
$49.6B
$1.07M 0.56%
3,745
– –
COP icon
46
ConocoPhillips
COP
$151B
$987K 0.52%
8,238
– –
TFLO icon
47
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$941K 0.49%
+18,542
New +$938K
INTU icon
48
Intuit
INTU
$92B
$936K 0.49%
1,831
– –
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$236B
$875K 0.46%
20,015
+118
+0.6% +$5.4K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.2T
$819K 0.43%
6,260
-10
-0.2% -$1.29K
1
2
3 4

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PWC
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LSC
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Spectrum Asset Management (California)'s Q3 2023 Portfolio in Review

As of Q3 2023, Spectrum Asset Management (California) held 99 positions worth $190M, down 5.3% from $201M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) withdrew a net $6.57M in Q3 2023, closing 8 positions and reducing 35 holdings. Its most notable exit was ProShares Short S&P500, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Spectrum Asset Management (California) opened a new position in iShares Treasury Floating Rate Bond ETF worth $941K.

  • Spectrum Asset Management (California)'s largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 18,542 shares worth $941K.
  • Spectrum Asset Management (California) added most to Medtronic in Q3 2023, an estimated $4.54M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $10.2M.
  • Spectrum Asset Management (California) fully exited ProShares Short S&P500 in Q3 2023, selling an estimated $9.15M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $190M portfolio in Q3 2023.
  • Spectrum Asset Management (California) opened 9 new positions and closed 8 in Q3 2023.
  • Spectrum Asset Management (California)'s portfolio value fell 5.3% quarter-over-quarter to $190M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2023, filed 18 Oct 2023.