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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$103M
AUM Growth
+$10.7M
Cap. Flow
+$8.99M
Cap. Flow %
8.7%
Top 10 Hldgs %
63.37%
Holding
67
New
19
Increased
12
Reduced
15
Closed
7

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.1M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.65M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.64M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.74M
5
HAS icon
Hasbro
HAS
+$985K

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$5.52M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.72M
3
IEV icon
iShares Europe ETF
IEV
+$3.69M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.84M
5
EL icon
Estee Lauder
EL
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 5.28%
2 Healthcare 4.16%
3 Financials 3.24%
4 Technology 3.12%
5 Consumer Staples 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
26
Starbucks
SBUX
$119B
$887K 0.86%
+15,970
New +$885K
ACN icon
27
Accenture
ACN
$109B
$868K 0.84%
+7,412
New +$880K
ESLT icon
28
Elbit Systems
ESLT
$39.6B
$861K 0.83%
+8,450
New +$843K
IPAR icon
29
Interparfums
IPAR
$3.83B
$845K 0.82%
+25,800
New +$855K
DHR icon
30
Danaher
DHR
$147B
$840K 0.81%
+12,171
New +$845K
SCHO icon
31
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$839K 0.81%
33,272
-37,540
-53% -$949K
BIV icon
32
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$835K 0.81%
10,050
+5,850
+139% +$497K
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$656K 0.64%
+7,765
New +$657K
XOM icon
34
ExxonMobil
XOM
$662B
$594K 0.58%
6,578
-139
-2% -$12.1K
EW icon
35
Edwards Lifesciences
EW
$53B
$566K 0.55%
+18,135
New +$588K
SCHF icon
36
Schwab International Equity ETF
SCHF
$68.3B
$560K 0.54%
40,486
-492
-1% -$6.9K
PFE icon
37
Pfizer
PFE
$154B
$543K 0.53%
17,624
+3,267
+23% +$99.7K
T icon
38
AT&T
T
$165B
$490K 0.47%
15,251
-325
-2% -$9.59K
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.35T
$481K 0.47%
12,460
-200
-2% -$7.79K
ISRG icon
40
Intuitive Surgical
ISRG
$139B
$423K 0.41%
+6,003
New +$441K
INTC icon
41
Intel
INTC
$492B
$422K 0.41%
11,635
– –
VEEV icon
42
Veeva Systems
VEEV
$38.1B
$409K 0.4%
+10,040
New +$410K
MO icon
43
Altria Group
MO
$109B
$398K 0.39%
5,878
– –
AAPL icon
44
Apple
AAPL
$4.5T
$298K 0.29%
10,296
-708
-6% -$20.1K
PEP icon
45
PepsiCo
PEP
$188B
$278K 0.27%
2,661
– –
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.14T
$274K 0.27%
1,684
– –
EIX icon
47
Edison International
EIX
$26.1B
$262K 0.25%
3,639
– –
JNJ icon
48
Johnson & Johnson
JNJ
$631B
$259K 0.25%
2,250
+43
+2% +$4.97K
PG icon
49
Procter & Gamble
PG
$340B
$246K 0.24%
2,923
– –
GM icon
50
General Motors
GM
$77.2B
$235K 0.23%
6,750
– –
1
2
3

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SWM
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MCM
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5VM
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PWC
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LSC
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PPG
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BCC
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Spectrum Asset Management (California)'s Q4 2016 Portfolio in Review

As of Q4 2016, Spectrum Asset Management (California) held 67 positions worth $103M, up 12% from $92.6M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Spectrum Asset Management (California) deployed $8.99M of net new capital in Q4 2016, opening 19 new positions and adding to 12 existing holdings. Its largest new stake was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, up from 5.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $949K trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.
  • Spectrum Asset Management (California) added most to State Street SPDR S&P Dividend ETF in Q4 2016, an estimated $2.64M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2016 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $949K.
  • Spectrum Asset Management (California) fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $5.52M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 63% of its $103M portfolio in Q4 2016.
  • Spectrum Asset Management (California) opened 19 new positions and closed 7 in Q4 2016.
  • Spectrum Asset Management (California)'s portfolio value rose 12% quarter-over-quarter to $103M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2016, filed 3 Feb 2017.