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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$92.6M
AUM Growth
+$7.92M
Cap. Flow
+$6.07M
Cap. Flow %
6.56%
Top 10 Hldgs %
68.66%
Holding
54
New
5
Increased
9
Reduced
22
Closed
6

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$7.7M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.71M
3
CVX icon
Chevron
CVX
+$1.18M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.11M
5
SCHF icon
Schwab International Equity ETF
SCHF
+$578K

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$2.12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.05M
3
NVO
Novo Nordisk
NVO
+$1.3M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.19M
5
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$485K

Sector Composition

Rank Sector Weight
1 Energy 5.28%
2 Healthcare 4.24%
3 Technology 2.51%
4 Consumer Staples 2.11%
5 Communication Services 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
26
Schwab International Equity ETF
SCHF
$68.3B
$590K 0.64%
+40,978
New +$578K
XOM icon
27
ExxonMobil
XOM
$662B
$586K 0.63%
6,717
-349
-5% -$31K
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.35T
$492K 0.53%
12,660
-600
-5% -$22.8K
T icon
29
AT&T
T
$165B
$478K 0.52%
15,576
+4,767
+44% +$151K
PFE icon
30
Pfizer
PFE
$154B
$461K 0.5%
14,357
– –
INTC icon
31
Intel
INTC
$492B
$439K 0.47%
11,635
– –
MO icon
32
Altria Group
MO
$109B
$372K 0.4%
5,878
– –
BIV icon
33
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$368K 0.4%
4,200
– –
AAPL icon
34
Apple
AAPL
$4.5T
$311K 0.34%
11,004
– –
PEP icon
35
PepsiCo
PEP
$188B
$289K 0.31%
2,661
-160
-6% -$17.2K
VTI icon
36
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$271K 0.29%
2,432
-118
-5% -$13.1K
EIX icon
37
Edison International
EIX
$26.1B
$263K 0.28%
3,639
– –
PG icon
38
Procter & Gamble
PG
$340B
$262K 0.28%
2,923
-311
-10% -$27K
JNJ icon
39
Johnson & Johnson
JNJ
$631B
$261K 0.28%
2,207
– –
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.14T
$243K 0.26%
1,684
– –
GM icon
41
General Motors
GM
$77.2B
$214K 0.23%
+6,750
New +$211K
IDTI
42
DELISTED
Integrated Device Technology I
IDTI
$208K 0.22%
+9,000
New +$186K
CWI icon
43
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
– –
-23,913
Closed -$485K
GE icon
44
GE Aerospace
GE
$380B
– –
-1,629
Closed -$246K
HSIC icon
45
Henry Schein
HSIC
$9.82B
– –
-6,235
Closed -$432K
IWP icon
46
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-6,180
Closed -$289K
NVO
47
Novo Nordisk
NVO
$211B
– –
-48,400
Closed -$1.3M
SPY icon
48
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-1,092
Closed -$229K
1
2

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MCM
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5VM
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PWC
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LSC
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PPG
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BCC
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Spectrum Asset Management (California)'s Q3 2016 Portfolio in Review

As of Q3 2016, Spectrum Asset Management (California) held 54 positions worth $92.6M, up 9.4% from $84.7M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Spectrum Asset Management (California) deployed $6.07M of net new capital in Q3 2016, opening 5 new positions and adding to 9 existing holdings. Its largest new stake was Invesco Preferred ETF: 503,525 shares worth $7.62M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, an estimated $2.12M trimmed.

  • Spectrum Asset Management (California)'s largest Q3 2016 buy was Invesco Preferred ETF: 503,525 shares worth $7.62M.
  • Spectrum Asset Management (California) added most to Schwab US Large-Cap Growth ETF in Q3 2016, an estimated $1.71M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2016 reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, cutting an estimated $2.12M.
  • Spectrum Asset Management (California) fully exited Novo Nordisk in Q3 2016, selling an estimated $1.3M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 69% of its $92.6M portfolio in Q3 2016.
  • Spectrum Asset Management (California) opened 5 new positions and closed 6 in Q3 2016.
  • Spectrum Asset Management (California)'s portfolio value rose 9.4% quarter-over-quarter to $92.6M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2016, filed 25 Oct 2016.