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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+2.82%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$46.1M
AUM Growth
+$3.28M
Cap. Flow
-$30M
Cap. Flow %
-64.95%
Top 10 Hldgs %
80.86%
Holding
50
New
5
Increased
9
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$520K
2
TIP icon
iShares TIPS Bond ETF
TIP
+$496K
3
IIPR icon
Innovative Industrial Properties
IIPR
+$196K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$193K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$192K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$286K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$259K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$249K
4
APO icon
Apollo Global Management
APO
+$12.8K
5
JEF icon
Jefferies Financial Group
JEF
+$6.68K

Sector Composition

Rank Sector Weight
1 Financials 10.2%
2 Industrials 4.15%
3 Real Estate 2.13%
4 Communication Services 1.98%
5 Technology 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCTR icon
26
Victory Capital Holdings
VCTR
$6.19B
$219K 0.47%
6,348
-151
-2% -$4.83K
GDV icon
27
Gabelli Dividend & Income Trust
GDV
$2.6B
$209K 0.45%
+9,680
New +$192K
EVT icon
28
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$208K 0.45%
+9,349
New +$193K
PBI icon
29
Pitney Bowes
PBI
$2.4B
$207K 0.45%
47,154
– –
ONL
30
Orion Office REIT
ONL
$150M
$193K 0.42%
33,740
-262
-0.8% -$1.37K
BIT icon
31
BlackRock Multi-Sector Income Trust
BIT
$698M
$190K 0.41%
12,682
-202
-2% -$2.96K
RQI icon
32
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$186K 0.4%
15,172
-77
-0.5% -$818
MUI
33
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$136K 0.29%
11,669
+117
+1% +$1.26K
NAD icon
34
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$136K 0.29%
11,844
+125
+1% +$1.32K
EIM
35
Eaton Vance Municipal Bond Fund
EIM
$491M
$135K 0.29%
13,305
+96
+0.7% +$902
AFB
36
AllianceBernstein National Municipal Income Fund
AFB
$313M
$133K 0.29%
12,313
+83
+0.7% +$826
NEA icon
37
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$131K 0.28%
11,919
+124
+1% +$1.27K
WT icon
38
WisdomTree
WT
$2.96B
$127K 0.28%
18,378
-176
-0.9% -$1.17K
TEI
39
Templeton Emerging Markets Income Fund
TEI
$314M
$114K 0.25%
22,279
-153
-0.7% -$734
MPT
40
Medical Properties Trust
MPT
$2.77B
$59.2K 0.13%
12,064
-106
-0.9% -$519
EFA icon
41
iShares MSCI EAFE ETF
EFA
$78B
– –
-3,612
Closed -$249K
QQQ icon
42
Invesco QQQ Trust
QQQ
$453B
– –
-798
Closed -$286K
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-605
Closed -$259K
1
2

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MP
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RL
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PE
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SP
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VL
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MAM
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WVP
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RF
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SMH Capital Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, SMH Capital Advisors held 50 positions worth $46.1M, up 7.7% from $42.8M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

SMH Capital Advisors withdrew a net $30M in Q4 2023, closing 3 positions and reducing 23 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $286K position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Industrials and Real Estate.

Against the trend, SMH Capital Advisors opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $531K.

  • SMH Capital Advisors's largest Q4 2023 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 10,353 shares worth $531K.
  • SMH Capital Advisors added most to Compass Diversified in Q4 2023, an estimated $74.5K increase.
  • SMH Capital Advisors's biggest Q4 2023 reduction was Apollo Global Management, cutting an estimated $12.8K.
  • SMH Capital Advisors fully exited Invesco QQQ Trust in Q4 2023, selling an estimated $286K.
  • SMH Capital Advisors's ten largest holdings make up 81% of its $46.1M portfolio in Q4 2023.
  • SMH Capital Advisors opened 5 new positions and closed 3 in Q4 2023.
  • SMH Capital Advisors's portfolio value rose 7.7% quarter-over-quarter to $46.1M.

Based on SMH Capital Advisors's 13F filing for Q4 2023, filed 6 Feb 2024.