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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$50.5M
AUM Growth
-$3.91M
Cap. Flow
-$4.69M
Cap. Flow %
-9.29%
Top 10 Hldgs %
72.4%
Holding
58
New
1
Increased
32
Reduced
15
Closed
4

Top Buys

Rank Stock Value
1
O icon
Realty Income
O
+$202K
2
VICI icon
VICI Properties
VICI
+$101K
3
ADX icon
Adams Diversified Equity Fund
ADX
+$19.8K
4
CODI icon
Compass Diversified
CODI
+$14.8K
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$14.7K

Top Sells

Rank Stock Value
1
APO icon
Apollo Global Management
APO
+$820K
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$779K
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$299K
4
PSEC icon
Prospect Capital
PSEC
+$144K
5
PWP icon
Perella Weinberg Partners
PWP
+$58.9K

Sector Composition

Rank Sector Weight
1 Financials 10.02%
2 Real Estate 6.26%
3 Industrials 5.39%
4 Consumer Discretionary 1.99%
5 Technology 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
26
Oaktree Specialty Lending
OCSL
$1.02B
$336K 0.67%
15,008
-67
-0.4% -$1.48K
RQI icon
27
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$317K 0.63%
17,391
+661
+4% +$11K
ADX icon
28
Adams Diversified Equity Fund
ADX
$3.13B
$310K 0.61%
15,979
+985
+7% +$19.8K
EVT icon
29
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$310K 0.61%
10,411
+501
+5% +$14.4K
GDV icon
30
Gabelli Dividend & Income Trust
GDV
$2.6B
$292K 0.58%
10,819
+389
+4% +$10.4K
KHC icon
31
Kraft Heinz
KHC
$30.7B
$291K 0.58%
8,102
+193
+2% +$6.94K
VCTR icon
32
Victory Capital Holdings
VCTR
$6.19B
$261K 0.52%
7,143
+115
+2% +$4.18K
HTD
33
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$260K 0.51%
9,924
+437
+5% +$10.7K
BIT icon
34
BlackRock Multi-Sector Income Trust
BIT
$698M
$254K 0.5%
13,990
+792
+6% +$14.7K
XOM icon
35
ExxonMobil
XOM
$644B
$254K 0.5%
4,155
+139
+3% +$8.69K
LDP icon
36
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$250K 0.5%
9,442
+491
+5% +$13.3K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$247K 0.49%
520
– –
O icon
38
Realty Income
O
$59.6B
$211K 0.42%
+2,942
New +$202K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.5B
$210K 0.42%
1,624
+6
+0.4% +$774
SLRC icon
40
SLR Investment Corp
SLRC
$686M
$208K 0.41%
11,277
-53
-0.5% -$1.01K
NAD icon
41
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$205K 0.41%
12,714
-15
-0.1% -$235
NEA icon
42
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$201K 0.4%
12,874
+120
+0.9% +$1.83K
AFB
43
AllianceBernstein National Municipal Income Fund
AFB
$313M
$194K 0.38%
13,114
-137
-1% -$2.04K
EIM
44
Eaton Vance Municipal Bond Fund
EIM
$491M
$192K 0.38%
14,130
+96
+0.7% +$1.29K
MUI
45
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$183K 0.36%
12,059
+109
+0.9% +$1.67K
TEI
46
Templeton Emerging Markets Income Fund
TEI
$314M
$176K 0.35%
24,170
+1,173
+5% +$8.83K
WT icon
47
WisdomTree
WT
$2.96B
$123K 0.24%
20,163
+1,072
+6% +$6.64K
FTCV
48
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$113K 0.22%
11,353
-194
-2% -$1.99K
APO icon
49
Apollo Global Management
APO
$72.4B
– –
-13,319
Closed -$820K
HYG icon
50
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-8,900
Closed -$779K
1
2

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RL
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PE
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SP
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VL
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MAM
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WVP
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RF
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SMH Capital Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, SMH Capital Advisors held 58 positions worth $50.5M, down 7.2% from $54.4M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

SMH Capital Advisors withdrew a net $4.69M in Q4 2021, closing 4 positions and reducing 15 holdings. Its most notable exit was Apollo Global Management, an estimated $820K position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, SMH Capital Advisors opened a new position in Realty Income worth $211K.

  • SMH Capital Advisors's largest Q4 2021 buy was Realty Income: 2,942 shares worth $211K.
  • SMH Capital Advisors added most to VICI Properties in Q4 2021, an estimated $101K increase.
  • SMH Capital Advisors's biggest Q4 2021 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $299K.
  • SMH Capital Advisors fully exited Apollo Global Management in Q4 2021, selling an estimated $820K.
  • SMH Capital Advisors's ten largest holdings make up 72% of its $50.5M portfolio in Q4 2021.
  • SMH Capital Advisors opened 1 new position and closed 4 in Q4 2021.
  • SMH Capital Advisors's portfolio value fell 7.2% quarter-over-quarter to $50.5M.

Based on SMH Capital Advisors's 13F filing for Q4 2021, filed 2 Feb 2022.