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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$54.4M
AUM Growth
+$4.69M
Cap. Flow
+$5.19M
Cap. Flow %
9.53%
Top 10 Hldgs %
70.66%
Holding
60
New
2
Increased
10
Reduced
35
Closed
3

Top Buys

Rank Stock Value
1
VICI icon
VICI Properties
VICI
+$753K
2
TIP icon
iShares TIPS Bond ETF
TIP
+$209K
3
CODI icon
Compass Diversified
CODI
+$158K
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.36K
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$1.3K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$292K
2
PETS icon
PetMed Express
PETS
+$236K
3
LNSR icon
LENSAR
LNSR
+$101K
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$12.3K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$11.9K

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Real Estate 4.82%
3 Industrials 4.63%
4 Communication Services 1.7%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
26
HP
HPQ
$24.9B
$333K 0.61%
12,182
-82
-0.7% -$2.36K
OCSL icon
27
Oaktree Specialty Lending
OCSL
$1.02B
$319K 0.59%
15,075
-264
-2% -$5.58K
CSQ icon
28
Calamos Strategic Total Return Fund
CSQ
$3.23B
$317K 0.58%
17,897
-464
-3% -$8.54K
ADX icon
29
Adams Diversified Equity Fund
ADX
$3.13B
$297K 0.55%
14,994
-289
-2% -$5.86K
KHC icon
30
Kraft Heinz
KHC
$30.7B
$291K 0.53%
7,909
-140
-2% -$5.27K
EVT icon
31
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$272K 0.5%
9,910
-172
-2% -$4.8K
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.6B
$269K 0.49%
10,430
-185
-2% -$4.9K
RQI icon
33
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$249K 0.46%
16,730
-328
-2% -$5.24K
BIT icon
34
BlackRock Multi-Sector Income Trust
BIT
$698M
$247K 0.45%
13,198
-311
-2% -$5.8K
VCTR icon
35
Victory Capital Holdings
VCTR
$6.19B
$246K 0.45%
7,028
-22
-0.3% -$733
LDP icon
36
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$244K 0.45%
8,951
-152
-2% -$4.13K
XOM icon
37
ExxonMobil
XOM
$644B
$236K 0.43%
4,016
-23
-0.6% -$1.31K
SPY icon
38
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$223K 0.41%
520
+1
+0.2% +$441
HTD
39
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$217K 0.4%
9,487
-165
-2% -$4.07K
SLRC icon
40
SLR Investment Corp
SLRC
$686M
$217K 0.4%
11,330
-458
-4% -$8.73K
TIP icon
41
iShares TIPS Bond ETF
TIP
$14.5B
$207K 0.38%
+1,618
New +$209K
NAD icon
42
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$199K 0.37%
12,729
+84
+0.7% +$1.36K
AFB
43
AllianceBernstein National Municipal Income Fund
AFB
$313M
$198K 0.36%
13,251
+85
+0.6% +$1.28K
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$194K 0.36%
12,754
+53
+0.4% +$837
EIM
45
Eaton Vance Municipal Bond Fund
EIM
$491M
$188K 0.35%
14,034
+94
+0.7% +$1.3K
MUI
46
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$182K 0.33%
11,950
+79
+0.7% +$1.25K
TEI
47
Templeton Emerging Markets Income Fund
TEI
$314M
$178K 0.33%
22,997
-388
-2% -$3.06K
FTCV
48
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$117K 0.22%
11,547
-249
-2% -$2.63K
WT icon
49
WisdomTree
WT
$2.96B
$108K 0.2%
19,091
-233
-1% -$1.43K
LNSR icon
50
LENSAR
LNSR
$61.5M
– –
-11,676
Closed -$101K
1
2
3

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SMH Capital Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, SMH Capital Advisors held 60 positions worth $54.4M, up 9.4% from $49.7M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

SMH Capital Advisors deployed $5.19M of net new capital in Q3 2021, opening 2 new positions and adding to 10 existing holdings. Its largest new stake was iShares TIPS Bond ETF: 1,618 shares worth $207K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 14% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was BlackRock Corporate High Yield Fund, an estimated $12.3K trimmed.

  • SMH Capital Advisors's largest Q3 2021 buy was iShares TIPS Bond ETF: 1,618 shares worth $207K.
  • SMH Capital Advisors added most to VICI Properties in Q3 2021, an estimated $753K increase.
  • SMH Capital Advisors's biggest Q3 2021 reduction was BlackRock Corporate High Yield Fund, cutting an estimated $12.3K.
  • SMH Capital Advisors fully exited Vanguard FTSE Emerging Markets ETF in Q3 2021, selling an estimated $292K.
  • SMH Capital Advisors's ten largest holdings make up 71% of its $54.4M portfolio in Q3 2021.
  • SMH Capital Advisors opened 2 new positions and closed 3 in Q3 2021.
  • SMH Capital Advisors's portfolio value rose 9.4% quarter-over-quarter to $54.4M.

Based on SMH Capital Advisors's 13F filing for Q3 2021, filed 26 Oct 2021.