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SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+5.21%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$39.5M
AUM Growth
-$3.5M
Cap. Flow
-$5.71M
Cap. Flow %
-14.45%
Top 10 Hldgs %
76.58%
Holding
51
New
7
Increased
7
Reduced
25
Closed
7

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$659K
2
PWP icon
Perella Weinberg Partners
PWP
+$200K
3
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$198K
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$198K
5
CVX icon
Chevron
CVX
+$197K

Top Sells

Rank Stock Value
1
PDLI
PDL BioPharma, Inc.
PDLI
+$511K
2
JCAP
Jernigan Capital, Inc.
JCAP
+$331K
3
FAT
FAT Brands
FAT
+$207K
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$150K
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$150K

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Real Estate 4.74%
3 Industrials 3.49%
4 Technology 1.7%
5 Energy 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$197B
$238K 0.6%
4,051
+2
+0% +$119
EVT icon
27
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
$217K 0.55%
+9,187
New +$198K
PWP icon
28
Perella Weinberg Partners
PWP
$1.25B
$217K 0.55%
+19,172
New +$200K
LDP icon
29
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$214K 0.54%
+8,057
New +$198K
BIT icon
30
BlackRock Multi-Sector Income Trust
BIT
$700M
$209K 0.53%
11,893
-176
-1% -$2.9K
CVX icon
31
Chevron
CVX
$388B
$205K 0.52%
+2,427
New +$197K
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.62B
$203K 0.51%
+9,476
New +$190K
RQI icon
33
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$190K 0.48%
15,337
-264
-2% -$3.08K
TEI
34
Templeton Emerging Markets Income Fund
TEI
$315M
$153K 0.39%
19,743
+289
+1% +$2.19K
EIM
35
Eaton Vance Municipal Bond Fund
EIM
$492M
$148K 0.37%
10,916
-888
-8% -$11.7K
LNSR icon
36
LENSAR
LNSR
$64.6M
$84K 0.21%
+11,638
New +$99.8K
WT icon
37
WisdomTree
WT
$3.19B
$79K 0.2%
14,838
+752
+5% +$3.24K
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$313M
– –
-10,624
Closed -$148K
FAT
39
DELISTED
FAT Brands
FAT
– –
-75,180
Closed -$207K
NAD icon
40
Nuveen Quality Municipal Income Fund
NAD
$2.73B
– –
-10,329
Closed -$150K
NEA icon
41
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-10,321
Closed -$148K
MUI
42
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-10,711
Closed -$150K
JCAP
43
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-19,300
Closed -$331K
PDLI
44
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-162,336
Closed -$511K
1
2

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MP
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RL
RPO LLC Stamford, Connecticut $32.3M AUM 14.17% 1-Year Est. Return
PE
Platinum Equity Beverly Hills, California $32.3M AUM 17.64% 1-Year Est. Return
SP
SCF Partners Houston, Texas $32.2M AUM 191.71% 1-Year Est. Return
VL
Vorpal LLC Nashville, Tennessee $32M AUM 10.89% 1-Year Est. Return
MAM
Madryn Asset Management New York $34.1M AUM
WVP
Worth Venture Partners Fort Lee, New Jersey $31.6M AUM 28.5% 1-Year Est. Return
RF
Roberts Foundation San Mateo, California $34.4M AUM 10.45% 1-Year Est. Return

SMH Capital Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, SMH Capital Advisors held 51 positions worth $39.5M, down 8.2% from $43M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

SMH Capital Advisors withdrew a net $5.71M in Q4 2020, closing 7 positions and reducing 25 holdings. Its most notable exit was PDL BioPharma, Inc., an estimated $511K position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 5.7% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, SMH Capital Advisors opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $672K.

  • SMH Capital Advisors's largest Q4 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 7,700 shares worth $672K.
  • SMH Capital Advisors added most to WisdomTree in Q4 2020, an estimated $3.24K increase.
  • SMH Capital Advisors's biggest Q4 2020 reduction was STORE Capital Corporation, cutting an estimated $23.9K.
  • SMH Capital Advisors fully exited PDL BioPharma, Inc. in Q4 2020, selling an estimated $511K.
  • SMH Capital Advisors's ten largest holdings make up 77% of its $39.5M portfolio in Q4 2020.
  • SMH Capital Advisors opened 7 new positions and closed 7 in Q4 2020.
  • SMH Capital Advisors's portfolio value fell 8.2% quarter-over-quarter to $39.5M.

Based on SMH Capital Advisors's 13F filing for Q4 2020, filed 20 Jan 2021.