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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$43M
AUM Growth
-$6.91M
Cap. Flow
-$9.23M
Cap. Flow %
-21.45%
Top 10 Hldgs %
81.37%
Holding
47
New
5
Increased
8
Reduced
27
Closed
3

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$452K
2
STOR
STORE Capital Corporation
STOR
+$382K
3
RMR icon
The RMR Group
RMR
+$289K
4
PDLI
PDL BioPharma, Inc.
PDLI
+$270K
5
SPG icon
Simon Property Group
SPG
+$259K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$263K
2
IBM icon
IBM
IBM
+$235K
3
CVX icon
Chevron
CVX
+$215K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.2K
5
KHC icon
Kraft Heinz
KHC
+$8.32K

Sector Composition

Rank Sector Weight
1 Financials 5.72%
2 Real Estate 4.29%
3 Industrials 2.55%
4 Technology 1.37%
5 Healthcare 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
26
Oaktree Specialty Lending
OCSL
$1.05B
$216K 0.5%
14,892
-106
-0.7% -$1.51K
FAT
27
DELISTED
FAT Brands
FAT
$207K 0.48%
75,180
– –
BRSP
28
BrightSpire Capital
BRSP
$649M
$191K 0.44%
+38,951
New +$235K
BIT icon
29
BlackRock Multi-Sector Income Trust
BIT
$698M
$190K 0.44%
12,069
-93
-0.8% -$1.45K
RQI icon
30
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$173K 0.4%
15,601
-131
-0.8% -$1.45K
EIM
31
Eaton Vance Municipal Bond Fund
EIM
$492M
$155K 0.36%
11,804
+73
+0.6% +$957
NAD icon
32
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$150K 0.35%
10,329
-112
-1% -$1.63K
MUI
33
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$150K 0.35%
10,711
+66
+0.6% +$934
AFB
34
AllianceBernstein National Municipal Income Fund
AFB
$313M
$148K 0.34%
10,624
+63
+0.6% +$864
NEA icon
35
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$148K 0.34%
10,321
+63
+0.6% +$904
TEI
36
Templeton Emerging Markets Income Fund
TEI
$315M
$144K 0.33%
19,454
-206
-1% -$1.57K
WT icon
37
WisdomTree
WT
$3.21B
$45K 0.1%
14,086
-94
-0.7% -$339
CVX icon
38
Chevron
CVX
$385B
– –
-2,406
Closed -$215K
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$806B
– –
-854
Closed -$263K
1
2

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RL
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PE
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MAM
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WVP
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SMH Capital Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, SMH Capital Advisors held 47 positions worth $43M, down 14% from $49.9M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

SMH Capital Advisors withdrew a net $9.23M in Q3 2020, closing 3 positions and reducing 27 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $263K position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 4.1% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, SMH Capital Advisors opened a new position in Pershing Square Tontine Holdings, Ltd. worth $457K.

  • SMH Capital Advisors's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 20,136 shares worth $457K.
  • SMH Capital Advisors added most to PDL BioPharma, Inc. in Q3 2020, an estimated $270K increase.
  • SMH Capital Advisors's biggest Q3 2020 reduction was IBM, cutting an estimated $235K.
  • SMH Capital Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q3 2020, selling an estimated $263K.
  • SMH Capital Advisors's ten largest holdings make up 81% of its $43M portfolio in Q3 2020.
  • SMH Capital Advisors opened 5 new positions and closed 3 in Q3 2020.
  • SMH Capital Advisors's portfolio value fell 14% quarter-over-quarter to $43M.

Based on SMH Capital Advisors's 13F filing for Q3 2020, filed 4 Nov 2020.